Sterne Agee Asset Management, Inc.

Active Birmingham, AL

Sterne Agee Asset Management, Inc. Overview

Sterne Agee Asset Management, Inc. filed as a Foreign Business Corporation in the State of New York on Monday, March 17, 2008 and is approximately sixteen years old, according to public records filed with New York Department of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Walter I. Ruch 2 ~ Background Report ~	Chairman Board of Directors President Chief Executive Officer CEO Secretary Director
Jon B. Sanderson 6 ~ Background Report ~	Board of Directors Treasurer Secretary Chief Financial Officer
Jay W. Carter 6 ~ Background Report ~	Board of Directors Director
John V. Rucker 1 ~ Background Report ~	Board of Directors Director
Charles M. Lyon 4 ~ Background Report ~	Chief Executive Officer President Director
James F. Dixon 2 ~ Background Report ~	Governing Person Director
C. Fred Wagstaff 3 ~ Background Report ~	President
Daniel G. Garrett ~ Background Report ~	President
Elizabeth G. Anderson 1 ~ Background Report ~	CEO Chief Executive Officer
Tim Speegle 2 ~ Background Report ~	CFO
Wagstaff Conner Fred 1 ~ Background Report ~	CFO
Brian Barze 4 ~ Background Report ~	Treasurer Secretary
F. Eugene Woodham 6 ~ Background Report ~	Secretary
Cheryl Witt 4 ~ Background Report ~	Secretary Vice President
William John Dunaway 3 ~ Background Report ~	Director
Sean M. O'Connor 3 ~ Background Report ~	Director
Andrew R. Chambless 2 ~ Background Report ~	Secretary Vice President
Brian T. Sephton 2 ~ Background Report ~	Director
Xuong Nguyen 2 ~ Background Report ~	Director
W. A. Ruch 1 ~ Background Report ~	Director Secretary
Witt Cheryl ~ Background Report ~	Secretary Vice President Senior Vice President
Jerry K. Seton ~ Background Report ~	Director
Jerry Harris ~ Background Report ~	Director
Bradford D. Rodgers ~ Background Report ~	Secretary Vice President Chief Compliance Off
W. Terrell Graves 1 ~ Background Report ~	Cio
Brian Braze ~ Background Report ~	Chief Financial Officer

Showing 8 records out of 26

2 Perimeter Park S Birmingham, AL 35243 800 Shades Creek Pkwy Birmingham, AL 35209 1075 Jordan Creek Pkwy West Des Moines, IA 50266

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Inactive
State:	Florida
State ID:	F99000001184
Date Filed:	Tuesday, March 2, 1999

Texas Secretary of State

Filing Type:	Foreign For-Profit Corporation
Status:	Active In existence
State:	Texas
State ID:	800967460
Date Filed:	Friday, April 18, 2008
Registered Agent	National Registered Agents, Inc.

California Secretary of State

Filing Type:	Statement & Designation By Foreign Corporation
Status:	Inactive
State:	California
Foreign State:	Delaware
State ID:	03479765
Date Filed:	Monday, May 7, 2012

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Inactive
State:	Florida
State ID:	F08000001786
Date Filed:	Monday, April 21, 2008

New York Department of State

Filing Type:	Foreign Business Corporation
Status:	Active
State:	New York
Foreign State:	Delaware
County:	New York
State ID:	3645447
Date Filed:	Monday, March 17, 2008
Registered Agent	National Registered Agents, Inc.
DOS Process	National Registered Agents, Inc.
Source Record	NY DOS

Corporate Notes

Date	Type	Note
3/17/2008	Name History/Actual	Sterne Agee Investment Advisors, Inc.
4/18/2008	Application for Registration
12/31/2009	Public Information Report (PIR)
4/19/2010	Change of Name or Address by Registered Agent
9/16/2010	Change of Registered Agent/Office
12/31/2010	Public Information Report (PIR)
12/31/2011	Public Information Report (PIR)
3/28/2012	Change of Name or Address by Registered Agent
12/31/2012	Public Information Report (PIR)
3/15/2013	Change of Name or Address by Registered Agent
8/16/2013	Application for Amended Registration
8/26/2013	Name History/Actual	Sterne Agee Asset Management, Inc.
12/2/2013	Change of Name or Address by Registered Agent
12/31/2013	Public Information Report (PIR)
12/31/2014	Public Information Report (PIR)
12/31/2015	Public Information Report (PIR)
12/31/2016	Public Information Report (PIR)

Trademarks for Sterne Agee Asset Management, Inc.

	Macro Inflation Fund Serial Number: 78832964 Drawing Code: 4000
	T2a Serial Number: 77400782 Drawing Code: 5000
	Timely Tactical Alpha Serial Number: 77400793 Drawing Code: 4000

View all trademarks for Sterne Agee Asset Management, Inc.

Sources

Florida Department of State
Data last refreshed on Saturday, April 6, 2024

Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024

New York Department of State
Data last refreshed on Monday, April 8, 2024

California Secretary of State
Data last refreshed on Monday, April 4, 2022

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Sterne Agee Asset Management, Inc.

Active Birmingham, AL