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J.P. Morgan Securities Inc.

Active Brooklyn, NY

(312)580-4000

J.P. Morgan Securities Inc. Overview

J.P. Morgan Securities Inc. filed as a Foreign in the State of California on Thursday, September 9, 2010 and is approximately fourteen years old, according to public records filed with California Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Carlos M. Hernandez 3 ~ Background Report ~	President CEO Manager
Jason Edwin Sippel ~ Background Report ~	Manager
Eric J. Stein ~ Background Report ~	Manager
Christopher L. Harvey ~ Background Report ~	Manager
Eric D. Tepper ~ Background Report ~	Manager
Patrick Dempsey 4 ~ Background Report ~	Treasurer
Sarah Clark 2 ~ Background Report ~	Secretary
Jacob I. January ~ Background Report ~	President
Michael Minikes 4 ~ Background Report ~	Manager
Jeffrey C. Bernstein 1 ~ Background Report ~	Manager
John Duffy ~ Background Report ~	Manager
Robert C. Holmes ~ Background Report ~	Manager
John S. Horner ~ Background Report ~	Manager
Patrick C. Kirby ~ Background Report ~	Manager
Jeffrey H. Urwin ~ Background Report ~	Manager
Gregory G. Quental ~ Background Report ~	Manager
Felice Di Iorio ~ Background Report ~	Manager
Samuel T. Maclin ~ Background Report ~	Manager
H. Gerald Schiff ~ Background Report ~	Treasurer
David Keith F Gillis 1 ~ Background Report ~	Secretary
A. Chandler Warren ~ Background Report ~	Secretary
Suzanne Seagrave ~ Background Report ~	Vice-President
John Kumbatovic ~ Background Report ~	Vice-President
Steven W. Clark ~ Background Report ~	Vice-President
Sharlene Seelal ~ Background Report ~	Vice-President
Yashodhan S. Kusurkar ~ Background Report ~	Vice-President
Stuart W. Clark ~ Background Report ~	Vice-President
Laura M. Segerdahl ~ Background Report ~	Vice-President
Bridget M. Kwok ~ Background Report ~	Vice-President
Marisha L. Clinton ~ Background Report ~	Vice-President
Richard W. Seiffer ~ Background Report ~	Vice-President
Witold O. Kzminski ~ Background Report ~	Vice-President
Kelly H. Cobb ~ Background Report ~	Vice-President
Mariko Seki ~ Background Report ~	Vice-President
Andrew La Femina ~ Background Report ~	Vice-President
Adam E. Cohen ~ Background Report ~	Vice-President
Marc A. Selfon ~ Background Report ~	Vice-President
Harry G. Laguardia ~ Background Report ~	Vice-President
Debra L. Cohen ~ Background Report ~	Vice-President
John K. Semler ~ Background Report ~	Vice-President
Victoria L. Lamura ~ Background Report ~	Vice-President
Gregg Cohen ~ Background Report ~	Vice-President
Nancy M. Sereno ~ Background Report ~	Vice-President
James C. Lavigne ~ Background Report ~	Vice-President
Nikhil Sethi ~ Background Report ~	Vice-President
Malcolm L. Lacey ~ Background Report ~	Vice-President
Diane Seubert ~ Background Report ~	Vice-President
Deborah Colaizzo ~ Background Report ~	Vice-President
Daniel E. Ladley ~ Background Report ~	Vice-President
Vladisla Shabashkevich ~ Background Report ~	Vice-President
Stephen A. Colavito ~ Background Report ~	Vice-President
Cyrus Kai Bo Lai ~ Background Report ~	Vice-President
Sonal P. Shah ~ Background Report ~	Vice-President
Edward H. Collier ~ Background Report ~	Vice-President
Barbara A. Laird ~ Background Report ~	Vice-President
Peter J. Shalaida ~ Background Report ~	Vice-President
Terri E. Collin ~ Background Report ~	Vice-President
Chi Lam ~ Background Report ~	Vice-President
Hassan Shamim ~ Background Report ~	Vice-President
Elaine A. Collins ~ Background Report ~	Vice-President
Kevin V. Lam ~ Background Report ~	Vice-President
Mohammad F J Shamsi ~ Background Report ~	Vice-President
Kathleen E. Conforti ~ Background Report ~	Vice-President
Soo M. Lam ~ Background Report ~	Vice-President
Wencheng Shang ~ Background Report ~	Vice-President
Thomas G. Conrick ~ Background Report ~	Vice-President
William H. Lam ~ Background Report ~	Vice-President
Richard J. Consolazio ~ Background Report ~	Vice-President
Chen-Chen Shao ~ Background Report ~	Vice-President
Jeanie Lambrinos ~ Background Report ~	Vice-President
Nicola Constantine ~ Background Report ~	Vice-President
Samir Sharma ~ Background Report ~	Vice-President
Michael J. Lamparello ~ Background Report ~	Vice-President
Michael Constantino ~ Background Report ~	Vice-President
Frederick Shaw ~ Background Report ~	Vice-President
Jeffrey S. Langbaum ~ Background Report ~	Vice-President
Maureen C. Corbett ~ Background Report ~	Vice-President
Melissa S. Shaw ~ Background Report ~	Vice-President
Lynne A. Lapidus ~ Background Report ~	Vice-President
Richard O. Corbett ~ Background Report ~	Vice-President
Abhijit Shee ~ Background Report ~	Vice-President
Dimitriy Larin ~ Background Report ~	Vice-President
Luigi A. Cornetta ~ Background Report ~	Vice-President
Sanjay K. Shetty ~ Background Report ~	Vice-President
Charan Larquier ~ Background Report ~	Vice-President
Giuseppe Corona ~ Background Report ~	Vice-President
Zhuoer Shi ~ Background Report ~	Vice-President
Maria Larrabide ~ Background Report ~	Vice-President
Geraldine Cosoleto ~ Background Report ~	Vice-President
Leonard Shiang ~ Background Report ~	Vice-President
Karen L. Larson ~ Background Report ~	Vice-President
Ryan C. Cournoyer ~ Background Report ~	Vice-President
Matthew Y. Shimao ~ Background Report ~	Vice-President
Adam Latchem ~ Background Report ~	Vice-President
Nicola Courts ~ Background Report ~	Vice-President
Sergey Shindnes ~ Background Report ~	Vice-President
Karl H. Lau ~ Background Report ~	Vice-President
Sarah Cowman ~ Background Report ~	Vice-President
Kathleen Cox ~ Background Report ~	Vice-President
Lev Shklover ~ Background Report ~	Vice-President
Leslie D. Cox ~ Background Report ~	Vice-President
Alan S. Shpall ~ Background Report ~	Vice-President
Henry B. Coxe ~ Background Report ~	Vice-President
Eric K. Laumann ~ Background Report ~	Vice-President
Marcela Castro 23 ~ Background Report ~	Assistant Secretary
Anthony M. Graffeo ~ Background Report ~	Associate Director
Michael Thompson ~ Background Report ~	Associate Director
Ciara McElligott ~ Background Report ~	Associate Director
David B. Grant ~ Background Report ~	Associate Director
John E. Tiernan ~ Background Report ~	Associate Director
Sara L. McGinty ~ Background Report ~	Associate Director
Neil Grantham ~ Background Report ~	Associate Director
Peter D. Tipping ~ Background Report ~	Associate Director
Christopher W. McGovern ~ Background Report ~	Associate Director
Jeffrey D. Gravel ~ Background Report ~	Associate Director
Howard Tischler ~ Background Report ~	Associate Director
Scott A. McGuane ~ Background Report ~	Associate Director
Caroline Gray ~ Background Report ~	Associate Director
Michael N. Tobin ~ Background Report ~	Associate Director
Stanley L. McIver ~ Background Report ~	Associate Director
Stephen Grazioli ~ Background Report ~	Associate Director
Michael C. McKay ~ Background Report ~	Associate Director
Jeremy T. Todd ~ Background Report ~	Associate Director
Cynthia B. Green ~ Background Report ~	Associate Director
Sheritta McLaughlin ~ Background Report ~	Associate Director
Thomas J. Toerner ~ Background Report ~	Associate Director
Edith C. Green ~ Background Report ~	Associate Director
Joseph McManus ~ Background Report ~	Associate Director
Alla Tokar ~ Background Report ~	Associate Director
Jason M. Greenberg ~ Background Report ~	Associate Director
Marvin L. McMillan ~ Background Report ~	Associate Director
John Tokarczyk ~ Background Report ~	Associate Director
Gwen M. Greene ~ Background Report ~	Associate Director
Frank M. McNair ~ Background Report ~	Associate Director
Joshua D. Greene ~ Background Report ~	Associate Director
Fernando R. Toledo ~ Background Report ~	Associate Director
John F. McWilliams ~ Background Report ~	Associate Director
Peter B. Greene ~ Background Report ~	Associate Director
Christopher W. Tolman ~ Background Report ~	Associate Director
James B. Meagher ~ Background Report ~	Associate Director
Andrew Tolosi ~ Background Report ~	Associate Director
Russell S. Greenspan ~ Background Report ~	Associate Director
Donald T. Meder ~ Background Report ~	Associate Director
Olivia A. Tomaselli ~ Background Report ~	Associate Director
Daniel J. Greenwood ~ Background Report ~	Associate Director
Lawrence G. Meding ~ Background Report ~	Associate Director
Nobuaki Tomioka ~ Background Report ~	Associate Director
Craig F. Gregozeski ~ Background Report ~	Associate Director
Meredith M. Megaw ~ Background Report ~	Associate Director
Lisa A. Tonachio ~ Background Report ~	Associate Director
John Griffin ~ Background Report ~	Associate Director
Neil Mehra ~ Background Report ~	Associate Director
Chan S. Tong ~ Background Report ~	Associate Director
Thomas Gronek ~ Background Report ~	Associate Director
Richard O. Meierdierks ~ Background Report ~	Associate Director
Brian Tonsmeire ~ Background Report ~	Associate Director
Eric Gross ~ Background Report ~	Associate Director
Jason M. Meklinsky ~ Background Report ~	Associate Director
Albert Tornatore ~ Background Report ~	Associate Director
Alan J. Grossman ~ Background Report ~	Associate Director
John W. Melican ~ Background Report ~	Associate Director
Ronald Torre ~ Background Report ~	Associate Director
Lisa Grossman ~ Background Report ~	Associate Director
Michael A. Meltz ~ Background Report ~	Associate Director
Gad Gruenstein ~ Background Report ~	Associate Director
Angel J. Torres ~ Background Report ~	Associate Director
Thomas Melville ~ Background Report ~	Associate Director
Debra A. Guarino ~ Background Report ~	Associate Director
Edgardo M. Torres ~ Background Report ~	Associate Director
Jesus F. Mena ~ Background Report ~	Associate Director
Glenn A. Guastavino ~ Background Report ~	Associate Director
Vivian A. Torres ~ Background Report ~	Associate Director
Ullaas Menon ~ Background Report ~	Associate Director
Ashish A. Gugale ~ Background Report ~	Associate Director
M. Isabel Torres-Ullauri ~ Background Report ~	Associate Director
Hans Menos ~ Background Report ~	Associate Director
Lawrence J. Guidarelli ~ Background Report ~	Associate Director
William E. Mercado ~ Background Report ~	Associate Director
David J. Tovey ~ Background Report ~	Associate Director
Goyard Guilhem ~ Background Report ~	Associate Director
Celestina Messina ~ Background Report ~	Associate Director
Michael J. Gullace ~ Background Report ~	Associate Director
Richard C. Townson ~ Background Report ~	Associate Director
Michael Messina ~ Background Report ~	Associate Director
Eric A. Gunderson ~ Background Report ~	Associate Director
Brian Tracy ~ Background Report ~	Associate Director
Lisa Mezzatesta ~ Background Report ~	Associate Director
Jason W. Gurda ~ Background Report ~	Associate Director
Todd A. Travia ~ Background Report ~	Associate Director
Mohammed S. Miah ~ Background Report ~	Associate Director
Boris Gurevich ~ Background Report ~	Associate Director
Parag M. Trivedi ~ Background Report ~	Associate Director
Dimitrios K. Michelis ~ Background Report ~	Associate Director
Chris Gurtner ~ Background Report ~	Associate Director

Showing 8 records out of 194

J.P. Morgan Securities Inc. lists two other companies as an officer in their company. It is not uncommon for one company to hold a position in another company.

Name	Status	Incorporated	Key People	Role
J. P. Morgan Broker-Dealer Holdings Inc.	Inactive			Member
J.P. Morgan Broker-Dealer Holdings Inc.	Inactive			Mmember

245 Park Ave New York, NY 10167 1 Federal St Boston, MA 02110 50 Rowes Wharf Boston, MA 02110 270 Park Ave New York, NY 10017 3 First National Plz Chicago, IL 60602 3424 Peachtree Rd NE Atlanta, GA 30326 1251 Avenue of the Americas New York, NY 10020 30 S Wacker Dr Chicago, IL 60606 277 Park Ave New York, NY 10172 575 Lexington Ave New York, NY 10022

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Inactive
State:	Florida
State ID:	P20874
Date Filed:	Wednesday, September 14, 1988

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Inactive
State:	Florida
State ID:	P10371
Date Filed:	Monday, June 9, 1986

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Inactive
State:	Florida
State ID:	P07280
Date Filed:	Tuesday, September 3, 1985

Texas Secretary of State

Filing Type:	Foreign For-Profit Corporation
Status:	Inactive
State:	Texas
State ID:	6702706
Date Filed:	Thursday, September 26, 1985

Texas Secretary of State

Filing Type:	Foreign For-Profit Corporation
Status:	Inactive Terminated
State:	Texas
State ID:	10095206
Date Filed:	Thursday, July 28, 1994

California Secretary of State

Filing Type:	Statement & Designation By Foreign Corporation
Status:	Inactive
State:	California
Foreign State:	Delaware
State ID:	01286859
Date Filed:	Thursday, September 26, 1985

California Secretary of State

Filing Type:	Statement & Designation By Foreign Corporation
Status:	Inactive
State:	California
Foreign State:	Delaware
State ID:	01651249
Date Filed:	Monday, October 23, 1989

California Secretary of State

Filing Type:	Foreign
Status:	Active
State:	California
Foreign State:	Delaware
State ID:	201025210148
Date Filed:	Thursday, September 9, 2010

Florida Department of State

Filing Type:	Foreign Limited Liability
Status:	Active
State:	Florida
State ID:	M10000004087
Date Filed:	Wednesday, September 15, 2010

Texas Secretary of State

Filing Type:	Foreign Limited Liability Company (LLC)
Status:	Active In existence
State:	Texas
State ID:	801318964
Date Filed:	Wednesday, September 15, 2010

Nevada Secretary of State

Filing Type:	Foreign Limited-Liability Company
Status:	Active
State:	Nevada
Foreign State:	Delaware
State ID:	E0459362010-1
Date Filed:	Wednesday, September 22, 2010
Registered Agent	The Corporation Trust Company of Nevada

Nevada Secretary of State

Filing Type:	Foreign Corporation
Status:	Inactive Withdrawn
State:	Nevada
Foreign State:	Delaware
State ID:	C8982-1988
Date Filed:	Wednesday, November 9, 1988
Date Expired:	Thursday, October 28, 2004

New York Department of State

Filing Type:	Foreign Business Corporation
Status:	Inactive Termination
State:	New York
Foreign State:	Delaware
State ID:	1015891
Date Filed:	Thursday, August 1, 1985
Date Expired:	Thursday, October 9, 2008
Source Record	NY DOS

New York Department of State

Filing Type:	Foreign Business Corporation
Status:	Inactive Termination
State:	New York
Foreign State:	Delaware
County:	New York
State ID:	1022662
Date Filed:	Tuesday, September 3, 1985
Date Expired:	Wednesday, September 1, 2010
Source Record	NY DOS

Corporate Notes

Date	Type	Note
8/1/1985	Name History/Actual	J.P. Morgan Municipal Finance Inc.
9/3/1985	Name History/Actual	Bear, Stearns & Co. Inc.
9/26/1985	Application For Certificate Of Authority
7/8/1986	Name History/Actual	J.P. Morgan Securities Inc.
9/9/1987	Change Of Registered Agent/Office
11/9/1988	Foreign Qualification
10/19/1992	Change Of Registered Agent/Office
7/28/1994	Application For Certificate Of Authority
10/20/1995	Change Of Registered Agent/Office
2/28/1997	Certificate of Assumed Business Name
12/31/2002	Public Information Report (PIR)
12/31/2003	Public Information Report (PIR)
12/31/2003	Public Information Report (PIR)
7/26/2004	Amendment	REVOKED/REINSTATED - 08/01/99 RAA
7/26/2004	Annual List	List of Officers for 2003 to 2004
10/28/2004	Withdrawal	(1)PG MLJ
12/31/2004	Public Information Report (PIR)
12/31/2006	Public Information Report (PIR)
12/31/2007	Public Information Report (PIR)
10/8/2008	Termination of Foreign Entity
10/8/2008	Application for Amended Certificate of Authority
10/9/2008	Name History/Actual	J.P. Morgan Securities Inc.
4/19/2010	Change of Name or Address by Registered Agent
9/15/2010	Termination of Foreign Entity
9/15/2010	Application for Registration
9/22/2010	Application for Foreign Registration
9/22/2010	Initial List
12/31/2010	Public Information Report (PIR)
9/2/2011	Annual List
12/31/2011	Public Information Report (PIR)
8/9/2012	Annual List
2/28/2013	Merge In
7/18/2013	Annual List
12/2/2013	Change of Name or Address by Registered Agent
12/31/2013	Public Information Report (PIR)
8/15/2014	Annual List
12/31/2014	Public Information Report (PIR)
12/31/2014	Public Information Report (PIR)
7/22/2015	Annual List
12/31/2015	Public Information Report (PIR)
7/26/2016	Annual List
8/16/2017	Annual List
12/31/2017	Public Information Report (PIR)
10/10/2018	Annual List
12/31/2018	Public Information Report (PIR)
12/31/2019	Public Information Report (PIR)
12/31/2021	Public Information Report (PIR)
6/24/2022	Tax Forfeiture
1/30/2023	Reversal of Tax Forfeiture
12/31/2023	Public Information Report (PIR)

Trademarks for J.P. Morgan Securities Inc.

	Mandatory Enhanced Dividend Securities Serial Number: 76098566 Drawing Code: 1000
	Mandatorily Exchangeable Debt Securities Serial Number: 74606107 Drawing Code:
	Drivers Serial Number: 74520453 Drawing Code:
	Rays Serial Number: 74334309 Drawing Code:
	Putters Serial Number: 74529473 Drawing Code: