Principal Global Investors, LLC Overview
Principal Global Investors, LLC filed as a Foreign in the State of California on Tuesday, October 6, 1998 and is approximately twenty-two years old, as recorded in documents filed with California Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.
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Principal Global Investors, LLC
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Key People
Who own Principal Global Investors, LLC
| Name | |
|---|---|
| Gina L. Graham 9 |
Treasurer
|
| Karen E. Shaff 25 |
Vice President
Director
Executive Vice Presi
General Counsel
|
| Catherine M. Drexler 6 |
Ass Corp S
|
| J. B. Griswell 4 |
Chairman
|
| Patrick G. Halter 12 |
Executive Director
Director
|
| Randall C. Mundt 10 |
Executive Director
Director
|
| Timothy M. Dunbar 3 |
Executive Director
Director
|
| David M. Blake 1 |
Executive Director
Director
|
| Craig L. Bassett 40 |
Treasurer
Vice President
|
| Teri M. Button 11 |
Treasurer
Vice President
|
| Joyce N. Hoffman 41 |
Secretary
Corp S
Corp Sec
Senior Vice Presiden
|
| James P. McCaughan 15 |
Director
Chief Executive Officer
|
| Barbara A. McKenzie 5 |
Director
Chief Operating Officer
|
| Larry D. Zimpleman 4 |
Director
|
| Jill M. Hittner 1 |
Director
Executive Director C
|
| Hazel M. McNeilage |
Director
Executive Director I
|
| Christopher J. Henderson 8 |
Vice President
Associate General Co
|
| Michael D. Roughton 5 |
Vice President
Associate General Co
|
| Leanne S. Valentine 4 |
Vice President
Associate General Co
|
| John D. Schmidt |
Vice President
Associate General Co
|
| Patricia A. Barry 33 |
Assistant Secretary
Asst Corp Secretary
Assit Corp Secretary
|
| Steven K. Graves 9 |
Managing Diretor
|
| Stephen W. Pick 9 |
Chief Financial Officer
|
| Karen A. Pearston 8 |
Assistant General Co
|
| Thomas R. Pospisil 8 |
Assistant General Co
|
| Todd E. Everett 8 |
Managing Director
|
| Martin L. Cropp 7 |
Managing Director
|
| Margie A. Custis 7 |
Managing Director
|
| Dennis D. Ballard 7 |
Counsel
|
| Brian S. McLean 7 |
Managing Director
|
| Kenneth E. Dubas 7 |
Managing Director
|
| Robert F. Best 6 |
Managing Director
|
| Donald Koehler 6 |
Counsel
|
| Rodney R. Vogel 6 |
Managing Director
|
| Steven P. Traynor 6 |
Counsel
|
| Byron D. Carson 5 |
Managing Director
|
| Kelly D. Rush 5 |
Managing Director Re
|
| Debra Svoboda Epp 5 |
Counsel
|
| Andrew C. Warren 5 |
Managing Director
|
| Steven R. Johnson 4 |
Managing Director
|
| Dean F. Stonner 3 |
Counsel
|
| Mary E. Schwarze 3 |
Counsel
|
| Patrick A. Kirchner 2 |
Counsel
|
| Jeffrey M. Pierick 2 |
Counsel
|
| Timothy R. Warrick 1 |
Portfolio Manager
|
| Joellen J. Watts 1 |
Counsel
|
| Jeff Wendel 1 |
Assistant Financial
|
| Thomas Morabito 1 |
Portfolio Manager
|
| Kelly A. Grossman 1 |
Managing Director
|
| James Going 1 |
Managing Director
|
| John E. Pihlblad 1 |
Portfolio Manager
|
| Russell S. Rowley 1 |
Managing Director
|
| Gwendolyn A. Swanger 1 |
Portfolio Manager
|
| Brian J. Terpstra 1 |
Managing Director
|
| Stephen L. Walker 1 |
Managing Director
|
| Roger L. Lay 1 |
Managing Director
|
| Jody J. Lambuth 1 |
Managing Director
|
| Kokmeng Keith Koh 1 |
Managing Director
|
| Jeffrey A. Hiller 1 |
Chief Compliance Off
|
| William C. Armstrong 1 |
Portfolio Manager
|
| James C. Fifield 1 |
Assistant General Co
|
| James C. Fitzgerald 1 |
Managing Director
|
| Christopher Freese 1 |
Managing Director
|
| Karl W. Nolin 1 |
Portfolio Manageer
|
| Kirk K. West |
Managing Director Sy
|
| Stephen Weeks |
Director Institution
|
| Betsy Orr |
Senior Consultant Re
|
| Irene Niemeier |
Senior Consultant Re
|
| Paul Meeks |
Managing Director
|
| Shane McMahon |
Senior Consultant Re
|
| William McDonough |
Senior Research Anal
|
| Hatsuhide Hide Hatanaka |
Chairman and Directo
|
| Jason T. Hahn |
Director Capital Mar
|
| Bill Grayson |
Director Institution
|
| Michael Zorich |
Senior Research Anal
|
| Douglas E. Younkin |
Managing Director
|
| Mustafa Sagun |
Chief Information of
|
| Neil E. Salowitz |
Director Institution
|
| Minoo Spellerberg |
Chief Compliance Off
|
| Lisa A. Stange |
Portfolio Manager
|
| M. Randall Strickland |
Managing Director
|
| Jon Taylor |
Managing Director
|
| Carl Terzer |
Director Institution
|
| Thomas Macior |
Director Institution
|
| Scott P. Leiberton |
Managing Director
|
| Nicholas C. Lyster |
Managing Director Lo
|
| Eric Lareau |
Director Institution
|
| Carolyn Kolks |
Counsel
|
| Alan P. Kress |
Counsel
|
| Brooke Koenigsaecker |
Senior Analyst I Cap
|
| Hitoshi Itagaki |
Managing Director Ja
|
| Stace Johnson |
Managing Director
|
| Cherie Huffman |
Operations Officer
|
| David Albright |
Managing Director
|
| Amy E. Engle |
Counsel
|
| Monica L. Haun |
Second Vice Presiden
|
| Melinda L. Hanrahan |
Senior Vice Presiden
|
| Grant J. Forester |
Chief Executive Officer
|
| Brian P. Cooper |
Managing Director
|
| Cherrise Crawford |
Managing Director
|
| Michael Crissey |
Director Institution
|
| Darcy Darrah |
Managing Director Gl
|
| Mark Dasilva |
Analyst New York
|
| Robert Dasilva |
Portfolio Manager Sy
|
| Marcus Dummer |
Senior Relationship
|
| Mark Farrington |
Managing Director Lo
|
| Jeffrey A. Fossell |
Portfolio Manager
|
| Alex Francois |
Director Head of Sal
|
| Kevin Gaydos |
Senior Research Anal
|
| Todd Glickson |
Managing Director
|
| Colin D. Pennycooke |
Counsel
|
| Juliet Cohn |
Managing Director Po
|
| David Buckle |
Managing Director Fi
|
| Randy D. Bolin |
Assistant General Co
|
| David R. Brandt |
Director Institution
|
| Jack Bishop |
Quantitative Risk of
|
| Randy L. Bergstrom |
Counsel
|
| Robert F. Baur |
Assistant Secretary
|
Showing 8 records out of 118
Companies for Principal Global Investors, LLC
Principal Global Investors, LLC lists six other companies as an officer in their company. It is not uncommon for one company to hold a position in another company.
| Name | Status | Incorporated | Key People |
|---|---|---|---|
| Principal Global Investors Holding Company |
Active
|
Manager
|
|
| Principal Global Investors Holding Company (Us), LLC |
Active
|
Member
|
|
| Principal Global Investors Holding Company (Us), L |
Active
|
NonMM
|
|
| Principal Life Insurance Company |
Inactive
|
6
|
Manager
|
| Life Insurance Co |
Inactive
|
Member
|
|
| Principal Commercial Acceptance |
Inactive
|
Member
|
Other Companies for Principal Global Investors, LLC
Principal Global Investors, LLC is listed as an officer in seven other companies.
| Name | Status | Incorporated | Key People |
|---|---|---|---|
| Principal Real Estate Investors, LLC |
Inactive
|
42
|
Manager
|
| Principal Commercial Funding, LLC |
Inactive
|
26
|
Manager
|
| Principal Commercial Acceptance, LLC |
Inactive
|
13
|
Manager
|
| Principal Capital Futures Trading Advisor, LLC |
Inactive
|
1
|
Manager
|
| Principal Enterprise Capital, LLC |
Inactive
|
12
|
Member
|
| Principal Capital Income Investors, LLC |
Inactive
|
20
|
Mmember
|
| Invista Capital Management, LLC |
Inactive
|
8
|
Mmember
|
Known Addresses for Principal Global Investors, LLC
Corporate Filings for Principal Global Investors, LLC
Florida Department of State
| Filing Type: | Foreign Limited Liability |
|---|---|
| Status: | Active |
| State: | Florida |
| State ID: | M98000001172 |
| Date Filed: | Tuesday, October 13, 1998 |
Texas Secretary of State
| Filing Type: | Foreign Limited Liability Company (LLC) |
|---|---|
| Status: | Active |
| State: | Texas |
| State ID: | 704260723 |
| Date Filed: | Monday, October 19, 1998 |
| Registered Agent | Corporation Service Company D/B/A Csc-Lawyers Incorporating Service Company |
California Secretary of State
| Filing Type: | Foreign |
|---|---|
| Status: | Active |
| State: | California |
| Foreign State: | Delaware |
| State ID: | 199827910023 |
| Date Filed: | Tuesday, October 6, 1998 |
Nevada Secretary of State
| Filing Type: | Foreign Limited-Liability Company |
|---|---|
| Status: | Active |
| State: | Nevada |
| Foreign State: | Delaware |
| State ID: | LLC5977-1998 |
| Date Filed: | Friday, October 16, 1998 |
| Registered Agent | Csc Services of Nevada, Inc. |
Corporate Notes
| Source | Date | Type | Note |
|---|---|---|---|
|
10/16/1998 | Application for Foreign Registration | |
|
10/19/1998 | Application For Certificate Of Authority | |
|
|
10/28/1999 | Annual List | |
|
|
10/29/1999 | Registered Agent Address Change | CORPORATION TRUST COMPANY OF NEVAD KFA ONE EAST FIRST STREET RENO NV 89501 KFA |
|
|
10/23/2000 | Annual List | |
|
|
10/16/2001 | Annual List | |
|
|
7/23/2002 | Application for Amended Certificate of Authority | |
|
|
7/29/2002 | Certificate of Assumed Business Name | |
|
|
8/14/2002 | Amendment | AMENDMENT TO FOREIGN LLC FILED AMENDING NAME. (1)PG. MLJ PRINCIPAL CAPITAL MANAGEMENT, LLC MLJB > 00001 |
|
|
11/12/2002 | Annual List | |
|
|
12/31/2002 | Public Information Report (PIR) | |
|
|
10/23/2003 | Annual List | |
|
|
12/31/2003 | Public Information Report (PIR) | |
|
|
9/26/2004 | Annual List | List of Officers for 2004 to 2005 |
|
|
12/31/2004 | Public Information Report (PIR) | |
|
|
3/8/2005 | Change of Registered Agent/Office | |
|
|
3/18/2005 | Registered Agent Change | |
|
|
10/31/2005 | Annual List | |
|
|
12/31/2005 | Public Information Report (PIR) | |
|
|
9/28/2006 | Annual List | |
|
|
12/31/2006 | Public Information Report (PIR) | |
|
|
9/17/2007 | Annual List | |
|
|
12/31/2007 | Public Information Report (PIR) | |
|
|
10/27/2008 | Annual List | |
|
|
12/31/2008 | Public Information Report (PIR) | |
|
|
10/29/2009 | Annual List | |
|
|
10/30/2009 | Change of Office by Registered Agent | |
|
|
12/31/2009 | Public Information Report (PIR) | |
|
|
10/20/2010 | Annual List | |
|
|
12/31/2010 | Public Information Report (PIR) | |
|
|
10/28/2011 | Annual List | |
|
|
9/13/2012 | Annual List | |
|
|
12/31/2012 | Public Information Report (PIR) | |
|
|
12/31/2012 | Public Information Report (PIR) | |
|
|
10/28/2013 | Annual List | |
|
|
12/31/2013 | Public Information Report (PIR) | |
|
|
12/31/2013 | Public Information Report (PIR) | |
|
|
10/27/2014 | Annual List | |
|
|
10/28/2015 | Annual List | |
|
|
10/31/2016 | Annual List | |
|
|
10/31/2017 | Annual List | |
|
|
10/31/2018 | Annual List | |
|
|
12/31/2018 | Public Information Report (PIR) |
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Sources
Florida Department of State
Data last refreshed on Sunday, October 4, 2020
Data last refreshed on Sunday, October 4, 2020
Texas Secretary of State
Data last refreshed on Monday, October 26, 2020
Data last refreshed on Monday, October 26, 2020
California Secretary of State
Data last refreshed on Sunday, October 25, 2020
Data last refreshed on Sunday, October 25, 2020
Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019
Data last refreshed on Wednesday, May 8, 2019
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3
Known Addresses
Wiki
4
Corporate Records
