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B. Riley Securities, Inc.

Active Arlington, VA

B. Riley Securities, Inc. Overview

B. Riley Securities, Inc. filed as a Statement & Designation By Foreign Corporation in the State of California on Tuesday, October 15, 1996 and is approximately twenty-eight years old, as recorded in documents filed with California Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Andy Moore ~ Background Report ~	President Chief Executive Officer
Richard Hendrix 3 ~ Background Report ~	President Director CEO Chief Executive Officer COO
Jimmy Baker ~ Background Report ~	President
Michael McCoy 1 ~ Background Report ~	CFO Treasurer
Ann Marie Pulsch ~ Background Report ~	Secretary
Jamie A. Barber ~ Background Report ~	Secretary
Bryant Riley 13 ~ Background Report ~	Chairman Executive
Tom Kelleher 11 ~ Background Report ~	Executive
Gavin A. Beske ~ Background Report ~	General Counsel Assistant Secretary
J. Tara Holubar ~ Background Report ~	Assistant Secretary
Alan Forman 2 ~ Background Report ~	Executive Vice President Secretary
J. Rock Tonkel ~ Background Report ~	President
Eric F. Billings ~ Background Report ~	CEO
Kurt Harrington 2 ~ Background Report ~	CFO
Phillip J. Ahn 13 ~ Background Report ~	Director
Richard Nash 1 ~ Background Report ~	Secretary
William J. Ginivan ~ Background Report ~	Director General Counsel
Robert J. Kiernan ~ Background Report ~	Senior Vp Senior Vice Presiden
Therese A. Bracken ~ Background Report ~	Senior Vp
Daniel Palmadesso 1 ~ Background Report ~	Vice President
Perry Mandarino 1 ~ Background Report ~
James A. Lindsay ~ Background Report ~	Assistant Secretary Officer
Grace M. Kadnar ~ Background Report ~	Assistant Sec.
G. Monique Kadnar ~ Background Report ~	Assistant Secretary
Peter R. Geraghty ~ Background Report ~	Assistant Secretary
Daniel Shribman ~ Background Report ~

Showing 8 records out of 26

1001 19th St N Arlington, VA 22209 11100 Santa Monica Blvd Los Angeles, CA 90025 1300 17th St N Arlington, VA 22209

Texas Secretary of State

Filing Type:	Foreign For-Profit Corporation
Status:	Active In existence
State:	Texas
State ID:	800362087
Date Filed:	Friday, July 2, 2004

California Secretary of State

Filing Type:	Statement & Designation By Foreign Corporation
Status:	Active
State:	California
Foreign State:	Delaware
State ID:	01991679
Date Filed:	Tuesday, October 15, 1996

New York Department of State

Filing Type:	Foreign Business Corporation
Status:	Active
State:	New York
Foreign State:	Delaware
County:	NEW YORK
State ID:	3246021
Date Filed:	Friday, August 19, 2005
DOS Process	C T Corporation System
Source Record	NY DOS

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Active
State:	Florida
State ID:	F19000004444
Date Filed:	Monday, September 30, 2019

Corporate Notes

Date	Type	Note
7/2/2004	Application for Certificate of Authority
7/2/2004	Certificate of Assumed Business Name
12/31/2004	Public Information Report (PIR)
8/19/2005	Name History/Actual	Friedman, Billings, Ramsey & Co., Inc.
12/31/2006	Public Information Report (PIR)
12/31/2008	Public Information Report (PIR)
5/11/2009	Application for Amended Certificate of Authority
5/13/2009	Name History/Actual	Fbr Capital Markets & Co.
12/31/2009	Public Information Report (PIR)
4/19/2010	Change of Name or Address by Registered Agent
12/31/2010	Public Information Report (PIR)
12/31/2012	Public Information Report (PIR)
12/2/2013	Change of Name or Address by Registered Agent
12/31/2013	Public Information Report (PIR)
9/28/2018	Application for Amended Registration
12/31/2018	Public Information Report (PIR)
7/20/2020	Application for Amended Registration
12/31/2020	Public Information Report (PIR)
8/5/2022	Certificate of Assumed Business Name

Sources

Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024

New York Department of State
Data last refreshed on Monday, April 8, 2024

California Secretary of State
Data last refreshed on Monday, April 4, 2022

Florida Department of State
Data last refreshed on Saturday, April 6, 2024

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B. Riley Securities, Inc.

Active Arlington, VA