Ubs Financial Services Inc. Overview
Ubs Financial Services Inc. filed as a Foreign Business Corporation in the State of New York on Tuesday, July 15, 1969 and is approximately fifty-five years old, as recorded in documents filed with New York Department of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.
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Ubs Financial Services Inc.
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Key People
Who own Ubs Financial Services Inc.
Name | |
---|---|
Jason R. Chandler |
President
Director
NonDir
|
Brian P. Hull |
Chief Executive Officer
NonPres
President
Director
NonDir
|
Ralph Mattone 4 |
CFO
|
Paul Boylan 1 |
Treasurer
NonDir
NonTreas
Director
|
Mina Hession 1 |
Secretary
NonDir
|
Margaret Heckler 6 |
Director
NonDir
|
Brian Forschino 7 |
Assistant Treasurer
|
Newcomb Catherine |
COO
|
Sara Torres |
Assistant Treasurer
|
John Connors 3 |
NonSec
Treasurer
Secretary
|
Jose H. Grau |
NonDir
Director
|
Thomas C. Naratil 2 |
Chairman
Director
NonDir
|
Robert J. McCann 1 |
President
CEO
Director
|
Marten S. Hoekstra |
President
Director
|
Robert E. Mulholland |
President
CEO
Director
Secretary
Chief Executive Officer
|
William Frey 4 |
CFO
Treasurer
Director
|
Robert J. Chersi 6 |
Treasurer
Director
|
Lou Devico 30 |
Director
Secretary
Vice President
Executive Dir
|
Tambra S. King 8 |
Secretary
|
Samuel Molinaro 3 |
Director
NonDir
|
Amy Fainsbert 3 |
Director
NonDir
|
Michael McGovern 2 |
Director
NonDir
|
Kathleen Lynch 2 |
Director
NonDir
|
Cheryl A. Grassmann 1 |
Director
NonDir
|
Rosemary T. Berkery 1 |
Director
|
Paul Hatch |
Director
NonDir
|
Sharyn Handelsman |
Director
NonDir
|
Timothy J. Dalby |
Director
|
James D. Price |
Director
|
John J. Brown |
Director
|
David J. Satler |
Director
|
Paula Polito |
Director
|
Showing 8 records out of 32
Known Addresses for Ubs Financial Services Inc.
100 SE 2nd St
Miami, FL 33131
701 Brickell Ave
Miami, FL 33131
580 Walnut St
Cincinnati, OH 45202
550 Biltmore Way
Miami, FL 33134
1900 Glades Rd
Boca Raton, FL 33431
200 Park Ave
New York, NY 10166
1819 Main St
Sarasota, FL 34236
5100 Town Center Cir
Boca Raton, FL 33486
111 SW 5th Ave
Portland, OR 97204
440 Royal Palm Way
Palm Beach, FL 33480
Corporate Filings for Ubs Financial Services Inc.
Florida Department of State
Filing Type: | Foreign for Profit Corporation |
---|---|
Status: | Active |
State: | Florida |
State ID: | 823791 |
Date Filed: | Monday, December 8, 1969 |
Texas Secretary of State
Filing Type: | Foreign For-Profit Corporation |
---|---|
Status: | Active |
State: | Texas |
State ID: | 2982706 |
Date Filed: | Monday, December 8, 1969 |
Registered Agent | Corporation Service Co D/B/A Csc-L+ |
California Secretary of State
Filing Type: | Statement & Designation By Foreign Corporation |
---|---|
Status: | Active |
State: | California |
Foreign State: | Delaware |
State ID: | 00612050 |
Date Filed: | Friday, November 20, 1970 |
Registered Agent | Corporation Service Company Which Will DO Business In California As Csc - Lawyers Incorporating Service |
Nevada Secretary of State
Filing Type: | Foreign Corporation |
---|---|
Status: | Active |
State: | Nevada |
Foreign State: | Delaware |
State ID: | C3411-1969 |
Date Filed: | Monday, December 8, 1969 |
Registered Agent | Csc Services of Nevada, Inc. |
New York Department of State
Filing Type: | Foreign Business Corporation |
---|---|
Status: | Active |
State: | New York |
Foreign State: | Delaware |
County: | New York |
State ID: | 279715 |
Date Filed: | Tuesday, July 15, 1969 |
DOS Process | Corporation Service Company |
Source Record | NY DOS |
Corporate Notes
Source | Date | Type | Note |
---|---|---|---|
7/15/1969 | Name History/Actual | Paine, Webber, Jackson & Curtis Incorporated | |
12/8/1969 | Application for Certificate of Authority | ||
12/8/1969 | Foreign Qualification | ||
3/8/1971 | Amendment | RESTATED ARTICLES-CAPITAL STOCK-$12,000,000.00 | |
10/12/1971 | Application for Amended Certificate of Authority | ||
11/5/1971 | Amendment | ARTICLE IV INCREASING CAPITAL STOCK TO $16,000,000.00 | |
5/1/1972 | Articles of Merger | ||
5/9/1972 | Amendment | RESTATED ARTICLES OF INCORPORATION: CAPITAL STOCK $50,000,000.00 CERTIFICATE OF DESIGNATIONS OF PREFERRED STOCK | |
5/9/1972 | Merger | AGREEMENT OF MERGER-MERGING ABACUS FUND, INC. A DELAWARE CORPORATION INTO THIS COMPANY | |
3/25/1974 | Application for Amended Certificate of Authority | ||
3/26/1974 | Amendment | RESTATED ARTICLES OF INCORPORATION CAPITAL STOCK $350.00 CERTIFICATE OF ELIMINATION OF $1.30 SERIES A. CONVERTIBLE PREFERRED STOCK | |
3/26/1974 | Merger | AGREEMENT OF MERGER-MERGING PWJC PHANTOM CORPORATION A DELAWARE CORPORATION INTO THIS COMPANY | |
4/1/1974 | Application for Amended Certificate of Authority | ||
4/1/1974 | Articles of Merger | ||
6/6/1984 | Name History/Actual | Paine Webber Incorporated | |
7/30/1984 | Application For Certificate Of Authority | ||
8/15/1984 | Amendment | PAINE, WEBBER, JACKSON & CURTIS INCORPORATED - CHANGED NAME IN MERG BO fAY 001 | |
8/15/1984 | Merger | CERTIFICATE OF FILING: MERGING BLYTH EASTMAN PAINE WEBBER CORPORATION (A DE. CORP.) INTO THIS CORP. | |
8/27/1984 | Amendment | CERTIFICATE OF CORRECTION (LOWER CASE) | |
1/6/1985 | Change Of Registered Agent/Office | ||
7/13/1990 | Change Of Registered Agent/Office | ||
7/23/1991 | Amendment | CERTIFIED COPY OF CERTIFICATE OF AMENDMENT AMENDING ITS RESTATED CERTIFICATE OF INCORPORATION BY DELETING CURRENT ARTICLES X AND REDESIGNATING ARTICLES XI AND XII AS ARTICLES X & XI. TLS | |
9/2/1992 | Merger | CERTIFICATE OF FACT OF CERTIFICATE OF MERGER MERGING PAINEWEBBER MANAGEMENT SERVICES INC. (A DEL. CORP. NOT QUAL) INTO THIS CORPORATION. TLS CERTIFICATE OF FACT OF CERTIFICATE OF MERGER MERGING PAINEWEBBER MANAGEMENT SERVICES, INC. (A DEL. NOT QUAL.) INTO THIS CORPORATION. TLS | |
5/16/1997 | Change Of Registered Agent/Office | ||
6/5/1997 | Registered Agent Change | CORPORATION TRUST CO. OF NEVADA SUITE 1600 ONE EAST FIRST STREET RENO NV 89501 TCH | |
7/14/1997 | Change Of Registered Agent/Office | ||
9/29/1997 | Registered Agent Address Change | CSC SERVICES OF NEVADA, INC. EJF NV EJF | |
2/9/1998 | Annual List | ||
12/6/1998 | Annual List | ||
12/15/1999 | Annual List | ||
1/23/2001 | Annual List | ||
3/8/2001 | Name History/Actual | Ubs Painewebber Inc. | |
3/12/2001 | Application For Amended Certificate Of Authority | ||
4/20/2001 | Amendment | CERTIFICATE OF FACT OF NAME CHANGE FILED. (2)PGS. DMF PAINEWEBBER INCORPORATED DMFB % 00002 | |
12/28/2001 | Annual List | ||
12/31/2002 | Public Information Report (PIR) | ||
1/6/2003 | Annual List | ||
6/9/2003 | Application for Amended Certificate of Authority | ||
6/9/2003 | Amendment | CERTIFICATE OF FACT OF CERTIFICATE OF AMENDMENT FILED AMENDING CORPORATE NAME. (2)PGS. JEP UBS PAINEWEBBER INC. JEPB6D 00003 | |
6/9/2003 | Name History/Actual | Ubs Financial Services Inc. | |
7/31/2003 | Change of Registered Agent/Office | ||
12/31/2003 | Public Information Report (PIR) | ||
3/24/2004 | Annual List | ||
11/9/2004 | Annual List | List of Officers for 2004 to 2005 | |
12/31/2004 | Public Information Report (PIR) | ||
11/4/2005 | Annual List | 2005-06 | |
11/1/2006 | Annual List | ||
12/24/2007 | Annual List | 2007/2008 | |
10/3/2008 | Annual List | ||
12/31/2008 | Public Information Report (PIR) | ||
10/30/2009 | Change of Office by Registered Agent | ||
12/24/2009 | Annual List | dec 09-10 no biz | |
12/31/2009 | Public Information Report (PIR) | ||
12/31/2009 | Public Information Report (PIR) | ||
1/4/2010 | Merge In | ||
1/4/2010 | Merge In | ||
11/16/2010 | Annual List | ||
12/31/2010 | Public Information Report (PIR) | ||
12/31/2010 | Public Information Report (PIR) | ||
11/14/2011 | Annual List | ||
11/9/2012 | Annual List | ||
12/31/2012 | Public Information Report (PIR) | ||
10/7/2013 | Annual List | ||
12/31/2013 | Public Information Report (PIR) | ||
11/17/2014 | Annual List | ||
12/31/2014 | Public Information Report (PIR) | ||
1/5/2016 | Annual List | ||
11/14/2016 | Annual List | ||
10/31/2017 | Annual List | ||
12/10/2018 | Annual List |
Trademarks for Ubs Financial Services Inc.
Serial Number:
74592154
Drawing Code:
|
|
Serial Number:
76321477
Drawing Code: 1000
|
|
Serial Number:
76262992
Drawing Code: 4000
|
|
Serial Number:
78266278
Drawing Code: 1000
|
|
Serial Number:
86103113
Drawing Code: 4000
|
|
Serial Number:
76262830
Drawing Code: 1000
|
|
Serial Number:
76373757
Drawing Code: 1000
|
|
Serial Number:
74042799
Drawing Code:
|
|
Serial Number:
78701004
Drawing Code: 4000
|
|
Serial Number:
76277999
Drawing Code: 1000
|
Previous Trademarks for Ubs Financial Services Inc.
Serial Number:
76448001
Drawing Code: 1000
|
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Sources
Florida Department of State
Data last refreshed on Saturday, April 6, 2024
Data last refreshed on Saturday, April 6, 2024
Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019
Data last refreshed on Wednesday, May 8, 2019
Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024
Data last refreshed on Saturday, March 2, 2024
New York Department of State
Data last refreshed on Sunday, April 28, 2024
Data last refreshed on Sunday, April 28, 2024
California Secretary of State
Data last refreshed on Monday, April 4, 2022
Data last refreshed on Monday, April 4, 2022
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10
Known Addresses
100 SE 2nd St Miami, FL 33131
701 Brickell Ave Miami, FL 33131
580 Walnut St Cincinnati, OH 45202
550 Biltmore Way Miami, FL 33134
1900 Glades Rd Boca Raton, FL 33431
200 Park Ave New York, NY 10166
1819 Main St Sarasota, FL 34236
5100 Town Center Cir Boca Raton, FL 33486
111 SW 5th Ave Portland, OR 97204
440 Royal Palm Way Palm Beach, FL 33480
These addresses are known to be associated with Ubs Financial Services Inc. however they may be inactive or mailing addresses only. Please verify address for mailing or other purposes.
Wiki
5
Corporate Records