Morgan Stanley Smith Barney LLC

Active Purchase, NY

(212)428-5200

Morgan Stanley Smith Barney LLC Overview

Morgan Stanley Smith Barney LLC filed as a Foreign Limited Liability in the State of Florida on Monday, March 30, 2009 and is approximately fifteen years old, according to public records filed with Florida Department of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Saperstein Andrew 2 ~ Background Report ~	Chairman President Director Chief Executive Officer
Ben Huneke ~ Background Report ~	Manager Director Member
Jim Janover 5 ~ Background Report ~	Manager Director Member
Jed Finn 5 ~ Background Report ~	Manager Member Director
Andrew M. Saperstein 1 ~ Background Report ~	Manager Director Member Co-CEO Co-President Co-Ch Co-Chairman Co-Presi
Aaron Guth 19 ~ Background Report ~	Treasurer Secretary Assistant Secretary
Janover James 1 ~ Background Report ~	Director Member
Finn Jed ~ Background Report ~	Director Member
Shelley S. O'Connor ~ Background Report ~	Manager Director Co-CEO Co-President Co-Ch Co-President and Co-
Rios Anita 6 ~ Background Report ~	Treasurer Assistant Treasurer
Greeley O'Regan Jeanne E 1 ~ Background Report ~	Secretary
Tennant Anne ~ Background Report ~	Vice President General Counsel
Pizzorusso Jason ~ Background Report ~	Vice President Treasurer
Guth Aaron 9 ~ Background Report ~	Assistant Secretary
Margaret T. Dugan 7 ~ Background Report ~	Assistant Secretary
Castello Luis 6 ~ Background Report ~	Assistant Treasurer
Tyler Jacob E 4 ~ Background Report ~	Assistant Secretary
Defilippo Mandy Jennifer 2 ~ Background Report ~	Chief Compliance Off
Adrien Jacques ~ Background Report ~	Chief Financial Officer
Jeffrey A. Gelfand 8 ~ Background Report ~	Chairman CFO Manager Member Vice President Chief Financial Officer Governing Person
Gregory J. Fleming 6 ~ Background Report ~	Chairman President Manager Director Member Chief Executive Officer
Cheryl A. Grassmann 9 ~ Background Report ~	Manager
James Rosenthal 5 ~ Background Report ~	Manager
James P. Gorman 5 ~ Background Report ~	Manager Member Governing Person
Douglas J. Ketterer 2 ~ Background Report ~	Manager Director
Raymond A. Harris 1 ~ Background Report ~	Manager
Sara Furber 1 ~ Background Report ~	Manager Director Member
Adam Kudelka 1 ~ Background Report ~	Manager Director Chief Operating Officer
Edward N. Pick 1 ~ Background Report ~	Manager
James Forese ~ Background Report ~	Manager
Jason Pizzorusso 7 ~ Background Report ~	Treasurer
Jason Pizorruso ~ Background Report ~	Treasurer
Jeanne E Greeley O'Regan 11 ~ Background Report ~	Secretary
Bejamin Huneke ~ Background Report ~	Director
Raj Dhanda ~ Background Report ~	Director
Lou Palladino 26 ~ Background Report ~	Vice President
Ethan Schiffman 14 ~ Background Report ~	Vice President
David Ratnarajah 13 ~ Background Report ~	Vice President
Tushar Mehta 13 ~ Background Report ~	Vice President
Jessica G Gorman Taylor 8 ~ Background Report ~	Vice President
Anne Cooney 3 ~ Background Report ~	Vice President General Counsel
Anita Rios 19 ~ Background Report ~	Assistant Treasurer
Jacob E. Tyler 13 ~ Background Report ~	Assistant Secretary
Marika Tanaka 8 ~ Background Report ~	Assistant Secretary
Tanaka Marika ~ Background Report ~	Assistant Secretary
Daniel Kosowsky ~ Background Report ~	Chief Compliance Off

Showing 8 records out of 46

Morgan Stanley Smith Barney LLC has another company listed as an officer. It is not uncommon for one company to hold a position in another company.

Name	Status	Incorporated	Key People	Role
Morgan Stanley Smith Barney Holdings LLC	Inactive			Managing Member

Other Companies for Morgan Stanley Smith Barney LLC

Morgan Stanley Smith Barney LLC is listed as an officer of another company.

Name	Status	Incorporated	Key People	Role
Morgan Stanley Smith Barney Insurance Services LLC	Inactive	2010	14	Managing Member

1 New York Plz New York, NY 10004 1585 Broadway New York, NY 10036 150 Clove Rd Little Falls, NJ 07424 750 7th Ave New York, NY 10019 100 S Bedford Rd Mount Kisco, NY 10549 4 Manhattanville Rd Purchase, NY 10577 2000 Westchester Ave Purchase, NY 10577 130 W Superior St Duluth, MN 55802 PO Box 7308 East Rutherford, NJ 07073

Florida Department of State

Filing Type:	Foreign Limited Liability
Status:	Active
State:	Florida
State ID:	M09000001230
Date Filed:	Monday, March 30, 2009

Texas Secretary of State

Filing Type:	Foreign Limited Liability Company (LLC)
Status:	Active In existence
State:	Texas
State ID:	801104365
Date Filed:	Monday, March 30, 2009

California Secretary of State

Filing Type:	Foreign
Status:	Active
State:	California
Foreign State:	Delaware
State ID:	200909210435
Date Filed:	Monday, March 30, 2009

Nevada Secretary of State

Filing Type:	Foreign Limited-Liability Company
Status:	Active
State:	Nevada
Foreign State:	Delaware
State ID:	E0162722009-4
Date Filed:	Monday, March 30, 2009
Registered Agent	The Corporation Trust Company of Nevada

Corporate Notes

Date	Type	Note
3/30/2009	Application for Registration
3/30/2009	Application for Foreign Registration
4/29/2009	Initial List	09-10
7/31/2009	Change of Registered Agent/Office
7/31/2009	Registered Agent Change
4/19/2010	Change of Name or Address by Registered Agent
5/11/2010	Annual List
1/29/2011	Annual List
2/9/2012	Annual List
2/8/2013	Annual List
12/2/2013	Change of Name or Address by Registered Agent
12/31/2013	Public Information Report (PIR)
12/31/2013	Public Information Report (PIR)
1/25/2014	Annual List
2/6/2015	Annual List
12/31/2015	Public Information Report (PIR)
2/10/2016	Annual List
12/31/2016	Public Information Report (PIR)
12/31/2016	Public Information Report (PIR)
1/24/2017	Annual List
12/31/2017	Public Information Report (PIR)
2/17/2018	Annual List
12/31/2018	Public Information Report (PIR)
1/26/2019	Annual List
12/31/2021	Public Information Report (PIR)
12/31/2022	Public Information Report (PIR)

Sources

Florida Department of State
Data last refreshed on Saturday, April 6, 2024

Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019

Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024

California Secretary of State
Data last refreshed on Monday, April 4, 2022

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Morgan Stanley Smith Barney LLC

Active Purchase, NY

(212)428-5200