Cetera Financial Group, Inc. Overview
Cetera Financial Group, Inc. filed as a Statement & Designation By Foreign Corporation in the State of California on Tuesday, November 24, 2009 and is approximately fifteen years old, according to public records filed with California Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.
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Cetera Financial Group, Inc.
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Key People
Who own Cetera Financial Group, Inc.
Name | |
---|---|
Robert J. Moore 2 |
President
Chief Executive Officer
NonDir
CEO
Director
Chief Executive Officer
|
Adam Antoniades 32 |
President
Director
NonPres
|
Jeffrey L. Buchheister 9 |
CFO
Director
|
Keith Shores 12 |
Treasurer
|
Thomas Gooley 12 |
Director
COO
|
Lisa A. Gok 15 |
Secretary
Assistant Secretary
|
Gary Chaffin 21 |
Officer
|
Stanley R. Smiley 30 |
V.P.
Vice President
|
Thomas B. Taylor 25 |
V.P.
|
Joseph Neary 18 |
V.P.
|
Janani Iyengar 9 |
ATreasurer
|
Maura R. Mizuguchi 8 |
Officer
|
David Van Havermaat 8 |
ASecretary
|
Timothy E M Stinson 7 |
V.P.
|
Sheila Woelfel 1 |
V.P.
|
Jeannie Finkle |
V.P.
|
Mike Ragunas |
V.P.
|
Ken Bond |
V.P.
|
Mark P. Shelson 43 |
NonTreas
Treasurer
|
Greg A. Olson 32 |
NonSec
Treasurer
Secretary
Assistant Secretary
|
Valerie G. Brown 20 |
President
CEO
Director
Chief Executive Officer
|
Ralph L. Roth 7 |
President
CEO
Chief Executive Officer
Director
|
R. Lawrence Roth 6 |
President
|
Adam Antoniaces |
President
Director
|
Jon R. Frojen 3 |
CFO
Chief Financial Officer
|
Edward M. Weil 103 |
Director
|
Peter M. Budko 99 |
Director
|
William M. Kahane 47 |
Director
|
Brett Harrison 23 |
Director
Vice President
|
Nina S. McKenna 15 |
Secretary
|
Bradley Scher 8 |
Director
|
James D. Ballard 7 |
Director
|
Mason Allen 7 |
Director
|
Mark F. Vassallo 1 |
Director
|
Stewart K. Gross |
Director
|
Donald B. Marron |
Director
|
Brian Nygaard |
Director
|
Stanely R. Smiley |
Vice President
|
Carol Flaton 4 |
Chief Restructuring
|
Larry Roth 2 |
Chief Executive Officer
|
Tom W. Rothenbucher |
Assistant Secretary
|
Nina Nckenna |
Gc and Secretary
|
Showing 8 records out of 42
Other Companies for Cetera Financial Group, Inc.
Cetera Financial Group, Inc. is listed as an officer of another company.
Name | Status | Incorporated | Key People | Role |
---|---|---|---|---|
Cetera Insurance Agency, Inc. |
Inactive
|
2006 |
19
|
Governing Person
|
Known Addresses for Cetera Financial Group, Inc.
Corporate Filings for Cetera Financial Group, Inc.
California Secretary of State
Filing Type: | Statement & Designation By Foreign Corporation |
---|---|
Status: | Active |
State: | California |
Foreign State: | Delaware |
State ID: | 03261466 |
Date Filed: | Tuesday, November 24, 2009 |
Florida Department of State
Filing Type: | Foreign for Profit Corporation |
---|---|
Status: | Active |
State: | Florida |
State ID: | F11000002139 |
Date Filed: | Thursday, May 19, 2011 |
Texas Secretary of State
Filing Type: | Foreign For-Profit Corporation |
---|---|
Status: | Active In existence |
State: | Texas |
State ID: | 801489471 |
Date Filed: | Tuesday, October 4, 2011 |
Nevada Secretary of State
Filing Type: | Foreign Corporation |
---|---|
Status: | Active |
State: | Nevada |
Foreign State: | Delaware |
State ID: | E0153472012-7 |
Date Filed: | Thursday, March 15, 2012 |
Registered Agent | The Corporation Trust Company of Nevada |
New York Department of State
Filing Type: | Foreign Business Corporation |
---|---|
Status: | Active |
State: | New York |
Foreign State: | Delaware |
County: | NEW YORK |
State ID: | 4181314 |
Date Filed: | Wednesday, December 28, 2011 |
DOS Process | C/O Corporation Service Company |
Source Record | NY DOS |
Corporate Notes
Source | Date | Type | Note |
---|---|---|---|
10/4/2011 | Application for Registration | ||
12/28/2011 | Name History/Actual | Cetera Financial Group, Inc. | |
3/15/2012 | Foreign Qualification | Initial Stock Value: Par Value Shares: 1,000 Value: $ 0.01 No Par Value Shares: 0 ----------------------------------------------------------------- Total Authorized Capital: $ 10.00 | |
3/15/2012 | Miscellaneous | APPROVAL | |
3/15/2012 | Miscellaneous | GS FROM HOME STATE | |
6/15/2012 | Initial List | ||
2/15/2013 | Annual List | ||
12/2/2013 | Change of Name or Address by Registered Agent | ||
12/31/2013 | Public Information Report (PIR) | ||
3/3/2014 | Annual List | ||
12/31/2014 | Public Information Report (PIR) | ||
3/2/2015 | Annual List | ||
12/31/2015 | Public Information Report (PIR) | ||
3/17/2016 | Annual List | ||
12/31/2016 | Public Information Report (PIR) | ||
2/22/2017 | Annual List | ||
12/31/2017 | Public Information Report (PIR) | ||
3/7/2018 | Annual List | ||
10/22/2018 | Change of Registered Agent/Office | ||
11/8/2018 | Registered Agent Change | ||
12/31/2018 | Public Information Report (PIR) | ||
1/30/2019 | Annual List | ||
12/31/2019 | Public Information Report (PIR) | ||
3/16/2022 | Application for Amended Registration |
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Sources
California Secretary of State
Data last refreshed on Monday, April 4, 2022
Data last refreshed on Monday, April 4, 2022
Florida Department of State
Data last refreshed on Saturday, April 6, 2024
Data last refreshed on Saturday, April 6, 2024
Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024
Data last refreshed on Saturday, March 2, 2024
Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019
Data last refreshed on Wednesday, May 8, 2019
New York Department of State
Data last refreshed on Sunday, April 28, 2024
Data last refreshed on Sunday, April 28, 2024
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7
Known Addresses
425 Lexington Ave New York, NY 10017
200 N Sepulveda Blvd El Segundo, CA 90245
909 Locust St Des Moines, IA 50309
655 W Broadway San Diego, CA 92101
400 1st St S Saint Cloud, MN 56301
2301 Rosecrans Ave El Segundo, CA 90245
7021 Vista Dr West Des Moines, IA 50266
These addresses are known to be associated with Cetera Financial Group, Inc. however they may be inactive or mailing addresses only. Please verify address for mailing or other purposes.
Wiki
5
Corporate Records