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Osaic Services, Inc.
Active Phoenix, AZ
Osaic Services, Inc. Overview
Osaic Services, Inc. filed as a Statement & Designation By Foreign Corporation in the State of California on Thursday, November 18, 2004 and is approximately twenty-two years old, according to public records filed with California Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.
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Osaic Services, Inc.
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Key People
Who own Osaic Services, Inc.
| Name | |
|---|---|
| Jeffrey M. Auld 2 |
President
NonDir
NonPres
Chairman
CEO
Director
Chief Executive Officer
|
| Gregory Cornick 9 |
President
Director
|
| Desiree M. Sii |
President
|
| Jeffrey M. Auld |
Chief Executive Officer
|
| David Schmidt 14 |
Treasurer
NonTreas
|
| Matthew Schlueter 14 |
Director
Chief Operating Officer
Executive Vice Presi
NonDir
|
| Kristen Kimmell 1 |
Director
|
| Jamie Price 17 |
NonDir
Chairman
Executive
Director
Executive Chairman
|
| Steven Rothstein 21 |
President
Treasurer
Director
Executive Vp
Vice President
Chief Financial Officer
|
| Noah D. Sorkin 12 |
President
Director
Secretary
Vice President
Executive Vice Presi
General Counsel
|
| James Cannon 7 |
President
CEO
Director
|
| Randall W. Epright 6 |
President
Secretary
Vice President
|
| Terry B. Festervand 14 |
Treasurer
|
| Inger Simmons Fields 6 |
Treasurer
Vice President
|
| I. Simmone Fields 2 |
Treasurer
|
| Christine A. Nixon 21 |
Director
|
| R. Lawrence Roth 8 |
Director
|
| Valerie Brown 7 |
Director
|
| Bridget M. Gaughan 6 |
Director
Secretary
|
| Jerome J. Murphy 6 |
Director
|
| Helen H. Prater 4 |
Director
|
| Noah Sorking |
Director
Secretary
|
| Lisa Bredeson 1 |
Senior Vp
Vice President
|
| Thomas C. Spires 26 |
Vice President
|
| Michael McReynolds 9 |
Vice President
Assistant Vp
|
| William T. Devanney 8 |
Vice President
Tax Officer
|
| Mark Phillip Gross 6 |
Vice President
|
| Gerald C. Mohr 3 |
Vice President
|
| Robert Costello 3 |
Vice President
|
| Ralph Stauffer 3 |
Vice President
|
| Alexis Wheeler 2 |
Vice President
|
| Sally Bourdamis 2 |
Vice President
|
| Justin Saaca 1 |
Vice President
Chief Compliance Off
|
| Rita Lynn Sonchik 1 |
Vice President
|
| Susanne Denby 1 |
Vice President
|
| Keith Johnson 1 |
Vice President
|
| Phillip Hofling |
Vice President
|
| Susan Stalteri |
Vice President
|
| Jacquelyn M. Capriotti |
Vice President
|
| Lester Helm |
Vice President
|
| Abby Henig 7 |
Assistant Secretary
|
| Ralph Parker 7 |
Assistant Vp
|
| Ahmed Hassanein 6 |
Chief Accounting Off
|
| Joanne Jarvis 4 |
Assistant Treasurer
Chief Financial Officer
|
| Albert L. Johnson 4 |
Assistant Vice Presi
Privacy Officer
|
| Robert Guldner 3 |
Chief Compliance Off
Investment Advisory
|
| Scott Seiffert 2 |
Cao
|
| Sandra Arthur 2 |
Assistant Vice Presi
Operations
|
| Susanna Joiner 1 |
Assistant Vp
|
| Arthur L. Lougheed 1 |
Assistant Vp
|
| Craig Dahman |
Chief Financial Officer
|
| Greg Tevis |
Assistant Secretary
|
| Todd Freeman |
Assistant Vp
|
Showing 8 records out of 53
Corporate Filings for Osaic Services, Inc.
Florida Department of State
| Filing Type: | Foreign for Profit Corporation |
|---|---|
| Status: | Active |
| State: | Florida |
| State ID: | F04000006612 |
| Date Filed: | Friday, November 19, 2004 |
Texas Secretary of State
| Filing Type: | Foreign For-Profit Corporation |
|---|---|
| Status: | Active |
| State: | Texas |
| State ID: | 800417436 |
| Date Filed: | Friday, November 19, 2004 |
| Registered Agent | Corporation Service Company D/B/A Csc-Lawyers Incorporating Service Company |
California Secretary of State
| Filing Type: | Statement & Designation By Foreign Corporation |
|---|---|
| Status: | Active |
| State: | California |
| Foreign State: | Delaware |
| State ID: | 02683632 |
| Date Filed: | Thursday, November 18, 2004 |
| Registered Agent | Corporation Service Company Which Will DO Business In California As Csc - Lawyers Incorporating Service |
Nevada Secretary of State
| Filing Type: | Foreign Corporation |
|---|---|
| Status: | Active |
| State: | Nevada |
| Foreign State: | Delaware |
| State ID: | C32559-2004 |
| Date Filed: | Friday, December 3, 2004 |
| Registered Agent | Csc Services of Nevada, Inc. |
New York Department of State
| Filing Type: | Foreign Business Corporation |
|---|---|
| Status: | Active |
| State: | New York |
| Foreign State: | Delaware |
| County: | Albany |
| State ID: | 3230278 |
| Date Filed: | Wednesday, July 13, 2005 |
| Source Record | NY DOS |
Corporate Notes
| Source | Date | Type | Note |
|---|---|---|---|
|
11/19/2004 | Application for Certificate of Authority | |
|
12/3/2004 | Foreign Qualification | |
|
7/13/2005 | Name History/Actual | Aig Financial Advisors, Inc. |
|
|
9/29/2005 | Initial List | |
|
|
10/6/2005 | Annual List | |
|
|
10/18/2006 | Annual List | |
|
|
12/1/2006 | Tax Forfeiture | |
|
|
12/31/2006 | Public Information Report (PIR) | |
|
|
12/12/2007 | Annual List | |
|
|
12/31/2007 | Public Information Report (PIR) | |
|
|
11/14/2008 | Annual List | |
|
|
12/31/2008 | Public Information Report (PIR) | |
|
|
1/7/2009 | Application for Amended Certificate of Authority | |
|
|
1/7/2009 | Reinstatement | |
|
|
1/9/2009 | Amendment | |
|
|
1/9/2009 | Miscellaneous | |
|
|
1/22/2009 | Name History/Actual | Sagepoint Financial, Inc. |
|
|
10/30/2009 | Change of Office by Registered Agent | |
|
|
12/2/2009 | Annual List | |
|
|
11/15/2010 | Annual List | |
|
|
12/31/2010 | Public Information Report (PIR) | |
|
|
12/31/2010 | Public Information Report (PIR) | |
|
|
11/14/2011 | Annual List | |
|
|
12/31/2011 | Public Information Report (PIR) | |
|
|
12/12/2012 | Annual List | |
|
|
12/31/2012 | Public Information Report (PIR) | |
|
|
12/17/2013 | Annual List | |
|
|
12/31/2013 | Public Information Report (PIR) | |
|
|
12/31/2013 | Public Information Report (PIR) | |
|
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1/31/2014 | Amended List | |
|
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10/31/2014 | Annual List | |
|
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12/31/2014 | Public Information Report (PIR) | |
|
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12/31/2014 | Public Information Report (PIR) | |
|
|
11/11/2015 | Annual List | |
|
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12/31/2015 | Public Information Report (PIR) | |
|
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10/5/2016 | Annual List | |
|
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12/31/2016 | Public Information Report (PIR) | |
|
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12/11/2017 | Annual List | |
|
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12/31/2017 | Public Information Report (PIR) | |
|
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12/14/2018 | Annual List | |
|
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12/31/2018 | Public Information Report (PIR) | |
|
|
12/31/2019 | Public Information Report (PIR) | |
|
|
12/31/2021 | Public Information Report (PIR) | |
|
|
12/31/2022 | Public Information Report (PIR) |
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Sources
Florida Department of State
Data last refreshed on Monday, April 6, 2026
Data last refreshed on Monday, April 6, 2026
Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019
Data last refreshed on Wednesday, May 8, 2019
California Secretary of State
Data last refreshed on Monday, April 4, 2022
Data last refreshed on Monday, April 4, 2022
Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024
Data last refreshed on Saturday, March 2, 2024
New York Department of State
Data last refreshed on Saturday, October 12, 2024
Data last refreshed on Saturday, October 12, 2024
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Corporate Records