Sagepoint Financial, Inc.

Active Phoenix, AZ

(602)744-3000

Sagepoint Financial, Inc. Overview

Sagepoint Financial, Inc. filed as a Statement & Designation By Foreign Corporation in the State of California on Thursday, November 18, 2004 and is approximately seventeen years old, according to public records filed with California Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Jeffrey M. Auld 2 ~ Background Report ~	President CEO NonDir NonPres Chairman Director Chief Executive Officer
Jamie Price 8 ~ Background Report ~	Chairman Executive Chairman NonDir Director
Jeffrey M. Auld ~ Background Report ~	Chief Executive Officer
Nina McKenna 8 ~ Background Report ~	Secretary NonSec
David Schmidt 7 ~ Background Report ~	Treasurer NonTreas
Ahmed Hassanein 6 ~ Background Report ~	Chief Accounting Off
Steven Rothstein 21 ~ Background Report ~	President Treasurer Director Executive Vp Vice President Chief Financial Officer
Noah D. Sorkin 12 ~ Background Report ~	President Director Secretary Vice President Executive Vice Presi General Counsel
James Cannon 7 ~ Background Report ~	President CEO Director
Randall W. Epright 6 ~ Background Report ~	President Secretary Vice President
Terry B. Festervand 14 ~ Background Report ~	Treasurer
Inger Simmons Fields 6 ~ Background Report ~	Treasurer Vice President
I. Simmone Fields 2 ~ Background Report ~	Treasurer
Christine A. Nixon 22 ~ Background Report ~	Director
R. Lawrence Roth 8 ~ Background Report ~	Director
Matthew Schlueter 8 ~ Background Report ~	Director Chief Operating Officer Executive Vice Presi NonDir
Valerie Brown 7 ~ Background Report ~	Director
Jerome J. Murphy 6 ~ Background Report ~	Director
Bridget M. Gaughan 6 ~ Background Report ~	Director Secretary
Helen H. Prater 4 ~ Background Report ~	Director
Noah Sorking ~ Background Report ~	Director Secretary
Lisa Bredeson 1 ~ Background Report ~	Senior Vp Vice President
Thomas C. Spires 24 ~ Background Report ~	Vice President
Michael McReynolds 9 ~ Background Report ~	Vice President Assistant Vp
William T. Devanney 8 ~ Background Report ~	Vice President Tax Officer
Mark Phillip Gross 6 ~ Background Report ~	Vice President
Ralph Stauffer 3 ~ Background Report ~	Vice President
Gerald C. Mohr 3 ~ Background Report ~	Vice President
Robert Costello 3 ~ Background Report ~	Vice President
Sally Bourdamis 2 ~ Background Report ~	Vice President
Alexis Wheeler 2 ~ Background Report ~	Vice President
Rita Lynn Sonchik 1 ~ Background Report ~	Vice President
Susanne Denby 1 ~ Background Report ~	Vice President
Justin Saaca 1 ~ Background Report ~	Vice President Chief Compliance Off
Keith Johnson 1 ~ Background Report ~	Vice President
Phillip Hofling ~ Background Report ~	Vice President
Susan Stalteri ~ Background Report ~	Vice President
Jacquelyn M. Capriotti ~ Background Report ~	Vice President
Lester Helm ~ Background Report ~	Vice President
Ralph Parker 7 ~ Background Report ~	Assistant Vp
Albert L. Johnson 4 ~ Background Report ~	Assistant Vice Presi Privacy Officer
Joanne Jarvis 4 ~ Background Report ~	Assistant Treasurer Chief Financial Officer
Abby Henig 4 ~ Background Report ~	Assistant Secretary
Robert Guldner 3 ~ Background Report ~	Chief Compliance Off Investment Advisory
Sandra Arthur 2 ~ Background Report ~	Assistant Vice Presi Operations
Susanna Joiner 1 ~ Background Report ~	Assistant Vp
Arthur L. Lougheed 1 ~ Background Report ~	Assistant Vp
Craig Dahman ~ Background Report ~	Chief Financial Officer
Todd Freeman ~ Background Report ~	Assistant Vp
Greg Tevis ~ Background Report ~	Assistant Secretary

Showing 8 records out of 50

2300 Windy Ridge Pkwy SE Atlanta, GA 30339 10 Exchange Pl Jersey City, NJ 07302 701 Brazos St Austin, TX 78701 2800 N Central Ave Phoenix, AZ 85004 1 World Financial Center 200 Liberty St New York, NY 10281 20 E Thomas Rd Phoenix, AZ 85012 28100 N Sandro Phoenix, AZ 85004 1 World Financ Ial Center 200 Liberty St New York, NY 10281

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Active
State:	Florida
State ID:	F04000006612
Date Filed:	Friday, November 19, 2004

Texas Secretary of State

Filing Type:	Foreign For-Profit Corporation
Status:	Active
State:	Texas
State ID:	800417436
Date Filed:	Friday, November 19, 2004
Registered Agent	Corporation Service Company D/B/A Csc-Lawyers Incorporating Service Company

California Secretary of State

Filing Type:	Statement & Designation By Foreign Corporation
Status:	Active
State:	California
Foreign State:	Delaware
State ID:	02683632
Date Filed:	Thursday, November 18, 2004
Registered Agent	Corporation Service Company Which Will DO Business In California As Csc - Lawyers Incorporating Service

New York Department of State

Filing Type:	Foreign Business Corporation
Status:	Active
State:	New York
Foreign State:	Delaware
County:	Albany
State ID:	3230278
Date Filed:	Wednesday, July 13, 2005
Source Record	NY DOS

Nevada Secretary of State

Filing Type:	Foreign Corporation
Status:	Active
State:	Nevada
Foreign State:	Delaware
State ID:	C32559-2004
Date Filed:	Friday, December 3, 2004
Registered Agent	Csc Services of Nevada, Inc.

Corporate Notes

Date	Type	Note
11/19/2004	Application for Certificate of Authority
12/3/2004	Foreign Qualification
7/13/2005	Name History/Actual	Aig Financial Advisors, Inc.
9/29/2005	Initial List
10/6/2005	Annual List
10/18/2006	Annual List
12/1/2006	Tax Forfeiture
12/31/2006	Public Information Report (PIR)
12/12/2007	Annual List
12/31/2007	Public Information Report (PIR)
11/14/2008	Annual List
12/31/2008	Public Information Report (PIR)
1/7/2009	Application for Amended Certificate of Authority
1/7/2009	Reinstatement
1/9/2009	Amendment
1/9/2009	Miscellaneous
1/22/2009	Name History/Actual	Sagepoint Financial, Inc.
10/30/2009	Change of Office by Registered Agent
12/2/2009	Annual List
11/15/2010	Annual List
12/31/2010	Public Information Report (PIR)
12/31/2010	Public Information Report (PIR)
11/14/2011	Annual List
12/31/2011	Public Information Report (PIR)
12/12/2012	Annual List
12/31/2012	Public Information Report (PIR)
12/17/2013	Annual List
12/31/2013	Public Information Report (PIR)
12/31/2013	Public Information Report (PIR)
1/31/2014	Amended List
10/31/2014	Annual List
12/31/2014	Public Information Report (PIR)
12/31/2014	Public Information Report (PIR)
11/11/2015	Annual List
12/31/2015	Public Information Report (PIR)
10/5/2016	Annual List
12/31/2016	Public Information Report (PIR)
12/11/2017	Annual List
12/31/2017	Public Information Report (PIR)
12/14/2018	Annual List
12/31/2018	Public Information Report (PIR)
12/31/2019	Public Information Report (PIR)

Sources

Florida Department of State
Data last refreshed on Sunday, January 3, 2021

Texas Secretary of State
Data last refreshed on Thursday, January 14, 2021

Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019

New York Department of State
Data last refreshed on Thursday, January 14, 2021

California Secretary of State
Data last refreshed on Monday, January 18, 2021

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Sagepoint Financial, Inc.

Active Phoenix, AZ

(602)744-3000