Sagepoint Financial, Inc. Overview
Sagepoint Financial, Inc. filed as a Statement & Designation By Foreign Corporation in the State of California on Thursday, November 18, 2004 and is approximately seventeen years old, according to public records filed with California Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.
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Sagepoint Financial, Inc.
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Key People
Who own Sagepoint Financial, Inc.
Name | |
---|---|
Jeffrey M. Auld 2 |
President
CEO
NonDir
NonPres
Chairman
Director
Chief Executive Officer
|
Jamie Price 8 |
Chairman
Executive Chairman
NonDir
Director
|
Jeffrey M. Auld |
Chief Executive Officer
|
Nina McKenna 8 |
Secretary
NonSec
|
David Schmidt 7 |
Treasurer
NonTreas
|
Ahmed Hassanein 6 |
Chief Accounting Off
|
Steven Rothstein 21 |
President
Treasurer
Director
Executive Vp
Vice President
Chief Financial Officer
|
Noah D. Sorkin 12 |
President
Director
Secretary
Vice President
Executive Vice Presi
General Counsel
|
James Cannon 7 |
President
CEO
Director
|
Randall W. Epright 6 |
President
Secretary
Vice President
|
Terry B. Festervand 14 |
Treasurer
|
Inger Simmons Fields 6 |
Treasurer
Vice President
|
I. Simmone Fields 2 |
Treasurer
|
Christine A. Nixon 22 |
Director
|
R. Lawrence Roth 8 |
Director
|
Matthew Schlueter 8 |
Director
Chief Operating Officer
Executive Vice Presi
NonDir
|
Valerie Brown 7 |
Director
|
Jerome J. Murphy 6 |
Director
|
Bridget M. Gaughan 6 |
Director
Secretary
|
Helen H. Prater 4 |
Director
|
Noah Sorking |
Director
Secretary
|
Lisa Bredeson 1 |
Senior Vp
Vice President
|
Thomas C. Spires 24 |
Vice President
|
Michael McReynolds 9 |
Vice President
Assistant Vp
|
William T. Devanney 8 |
Vice President
Tax Officer
|
Mark Phillip Gross 6 |
Vice President
|
Ralph Stauffer 3 |
Vice President
|
Gerald C. Mohr 3 |
Vice President
|
Robert Costello 3 |
Vice President
|
Sally Bourdamis 2 |
Vice President
|
Alexis Wheeler 2 |
Vice President
|
Rita Lynn Sonchik 1 |
Vice President
|
Susanne Denby 1 |
Vice President
|
Justin Saaca 1 |
Vice President
Chief Compliance Off
|
Keith Johnson 1 |
Vice President
|
Phillip Hofling |
Vice President
|
Susan Stalteri |
Vice President
|
Jacquelyn M. Capriotti |
Vice President
|
Lester Helm |
Vice President
|
Ralph Parker 7 |
Assistant Vp
|
Albert L. Johnson 4 |
Assistant Vice Presi
Privacy Officer
|
Joanne Jarvis 4 |
Assistant Treasurer
Chief Financial Officer
|
Abby Henig 4 |
Assistant Secretary
|
Robert Guldner 3 |
Chief Compliance Off
Investment Advisory
|
Sandra Arthur 2 |
Assistant Vice Presi
Operations
|
Susanna Joiner 1 |
Assistant Vp
|
Arthur L. Lougheed 1 |
Assistant Vp
|
Craig Dahman |
Chief Financial Officer
|
Todd Freeman |
Assistant Vp
|
Greg Tevis |
Assistant Secretary
|
Showing 8 records out of 50
Known Addresses for Sagepoint Financial, Inc.
2300 Windy Ridge Pkwy SE
Atlanta, GA 30339
10 Exchange Pl
Jersey City, NJ 07302
701 Brazos St
Austin, TX 78701
2800 N Central Ave
Phoenix, AZ 85004
1 World Financial Center 200 Liberty St
New York, NY 10281
20 E Thomas Rd
Phoenix, AZ 85012
28100 N Sandro
Phoenix, AZ 85004
1 World Financ Ial Center 200 Liberty St
New York, NY 10281
Corporate Filings for Sagepoint Financial, Inc.
Florida Department of State
Filing Type: | Foreign for Profit Corporation |
---|---|
Status: | Active |
State: | Florida |
State ID: | F04000006612 |
Date Filed: | Friday, November 19, 2004 |
Texas Secretary of State
Filing Type: | Foreign For-Profit Corporation |
---|---|
Status: | Active |
State: | Texas |
State ID: | 800417436 |
Date Filed: | Friday, November 19, 2004 |
Registered Agent | Corporation Service Company D/B/A Csc-Lawyers Incorporating Service Company |
California Secretary of State
Filing Type: | Statement & Designation By Foreign Corporation |
---|---|
Status: | Active |
State: | California |
Foreign State: | Delaware |
State ID: | 02683632 |
Date Filed: | Thursday, November 18, 2004 |
Registered Agent | Corporation Service Company Which Will DO Business In California As Csc - Lawyers Incorporating Service |
New York Department of State
Filing Type: | Foreign Business Corporation |
---|---|
Status: | Active |
State: | New York |
Foreign State: | Delaware |
County: | Albany |
State ID: | 3230278 |
Date Filed: | Wednesday, July 13, 2005 |
Source Record | NY DOS |
Nevada Secretary of State
Filing Type: | Foreign Corporation |
---|---|
Status: | Active |
State: | Nevada |
Foreign State: | Delaware |
State ID: | C32559-2004 |
Date Filed: | Friday, December 3, 2004 |
Registered Agent | Csc Services of Nevada, Inc. |
Corporate Notes
Source | Date | Type | Note |
---|---|---|---|
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11/19/2004 | Application for Certificate of Authority | |
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12/3/2004 | Foreign Qualification | |
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7/13/2005 | Name History/Actual | Aig Financial Advisors, Inc. |
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9/29/2005 | Initial List | |
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10/6/2005 | Annual List | |
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10/18/2006 | Annual List | |
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12/1/2006 | Tax Forfeiture | |
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12/31/2006 | Public Information Report (PIR) | |
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12/12/2007 | Annual List | |
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12/31/2007 | Public Information Report (PIR) | |
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11/14/2008 | Annual List | |
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12/31/2008 | Public Information Report (PIR) | |
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1/7/2009 | Application for Amended Certificate of Authority | |
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1/7/2009 | Reinstatement | |
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1/9/2009 | Amendment | |
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1/9/2009 | Miscellaneous | |
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1/22/2009 | Name History/Actual | Sagepoint Financial, Inc. |
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10/30/2009 | Change of Office by Registered Agent | |
![]() |
12/2/2009 | Annual List | |
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11/15/2010 | Annual List | |
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12/31/2010 | Public Information Report (PIR) | |
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12/31/2010 | Public Information Report (PIR) | |
![]() |
11/14/2011 | Annual List | |
![]() |
12/31/2011 | Public Information Report (PIR) | |
![]() |
12/12/2012 | Annual List | |
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12/31/2012 | Public Information Report (PIR) | |
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12/17/2013 | Annual List | |
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12/31/2013 | Public Information Report (PIR) | |
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12/31/2013 | Public Information Report (PIR) | |
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1/31/2014 | Amended List | |
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10/31/2014 | Annual List | |
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12/31/2014 | Public Information Report (PIR) | |
![]() |
12/31/2014 | Public Information Report (PIR) | |
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11/11/2015 | Annual List | |
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12/31/2015 | Public Information Report (PIR) | |
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10/5/2016 | Annual List | |
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12/31/2016 | Public Information Report (PIR) | |
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12/11/2017 | Annual List | |
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12/31/2017 | Public Information Report (PIR) | |
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12/14/2018 | Annual List | |
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12/31/2018 | Public Information Report (PIR) | |
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12/31/2019 | Public Information Report (PIR) |
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Sources

Florida Department of State
Data last refreshed on Sunday, January 3, 2021
Data last refreshed on Sunday, January 3, 2021

Texas Secretary of State
Data last refreshed on Thursday, January 14, 2021
Data last refreshed on Thursday, January 14, 2021

Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019
Data last refreshed on Wednesday, May 8, 2019

New York Department of State
Data last refreshed on Thursday, January 14, 2021
Data last refreshed on Thursday, January 14, 2021

California Secretary of State
Data last refreshed on Monday, January 18, 2021
Data last refreshed on Monday, January 18, 2021
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8
Known Addresses
2300 Windy Ridge Pkwy SE Atlanta, GA 30339
10 Exchange Pl Jersey City, NJ 07302
701 Brazos St Austin, TX 78701
2800 N Central Ave Phoenix, AZ 85004
1 World Financial Center 200 Liberty St New York, NY 10281
20 E Thomas Rd Phoenix, AZ 85012
28100 N Sandro Phoenix, AZ 85004
1 World Financ Ial Center 200 Liberty St New York, NY 10281
These addresses are known to be associated with Sagepoint Financial, Inc. however they may be inactive or mailing addresses only. Please verify address for mailing or other purposes.
Wiki
5
Corporate Records