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Banc of America Securities LLC

Archived Record Charlotte, NC

(212)583-8000

Banc of America Securities LLC Overview

Banc of America Securities LLC filed as a Foreign in the State of California and is no longer active. This corporate entity was filed approximately twenty-seven years ago on Wednesday, December 31, 1997 , according to public records filed with California Secretary of State. It is important to note that this is a foreign filing. A foreign filing is when an existing corporate entity files in a state other than the one they originally filed in. This does not necessarily mean that they are from outside the United States. There are several officers known to have been associated with this organization at one point.

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Key People

Who own Banc of America Securities LLC

Name
Thomas K. Montag 7
Manager
Member
Charles Williams 4
Manager
Chief Administrative
Managing Director
Bruce R. Thompson 3
Manager
Member
Brian J. Brille 1
Manager
Thomas Berkery
Manager
Mark Werner
Manager
Paula Ann Dominick
Manager
Managing Director
Richard S. Seitz 3
Treasurer
Daniel C. Sontag 1
Member
Quero Desouza
Secretary
Vice President
Senior Vice Presiden
Senior Vice President
Todd D. Hammond
Secretary
Sally A. Maske
Controller
SENIOR Vice-Presiden
Joseph A. Guardino 3
Chief Operations Off
Managing Director
William C. Caccamise 1
Managing Director
Micheal B. Radest 1
Chief Compliance Off
SENIOR Vice-Presiden
Mary E. Willard 1
Assistant Secretary
Laurie E. Readhead
Chief Financial Officer
SENIOR Vice-Presiden
Douglas G. Preston
Chief Compliance Off
SENIOR Vice-Presiden
Thomas M. Brantly
SENIOR Vice-Presiden
Walter Keith David
Senior Vice Presiden
William C. Caccasmise
Chief Legal Officer
General Counsel
Mark Borowski
ASSISTANT Secretary
Stuart W. Dean
Assistant Secretary
Harvetta M. Finley
Assistant Secretary
Merrily S. Gerrish
Assistant Secretary
Pamela L. Grotsky
Assistant Secretary
Showing 8 records out of 26

Companies for Banc of America Securities LLC

Banc of America Securities LLC lists two other companies as an officer in their company. It is not uncommon for one company to hold a position in another company.
Name Status
Banc of America Securities Holdings Corpor
Inactive
Nationsbanc Montgomery Holdings Corporatio
Inactive

Other Companies for Banc of America Securities LLC

Banc of America Securities LLC is listed as an officer of another company.
Name Status
Bas Oak Management, LLC
Inactive

Known Addresses for Banc of America Securities LLC

600 Montgomery St San Francisco, CA 94111 401 N Tryon St Charlotte, NC 28202 335 Madison Ave New York, NY 10017 214 N Tryon St Charlotte, NC 28202 9 W 57th St New York, NY 10019 100 N Tryon St Charlotte, NC 28202 100 W 33rd St New York, NY 10001 1 Bryant Park New York, NY 10036 504 Louise Ave Charlotte, NC 28204 226 Grattan St San Francisco, CA 94117

Corporate Filings for Banc of America Securities LLC

Florida Department of State

Filing Type: Foreign Limited Liability
Status: Inactive
State: Florida
State ID: M98000000061
Date Filed: Wednesday, January 7, 1998

Texas Secretary of State

Filing Type: Foreign Limited Liability Company (LLC)
Status: Inactive Terminated
State: Texas
State ID: 703300023
Date Filed: Monday, January 12, 1998

California Secretary of State

Filing Type: Foreign
Status: Inactive
State: California
State ID: 199736510091
Date Filed: Wednesday, December 31, 1997

Nevada Secretary of State

Filing Type: Foreign Limited-Liability Company
Status: Inactive Cancelled
State: Nevada
Foreign State: Delaware
State ID: E0202862007-7
Date Filed: Thursday, March 22, 2007
Date Expired: Thursday, January 6, 2011

Corporate Notes

Source Date Type Note
1/12/1998 Application For Certificate Of Authority
5/26/1999 Application For Amended Certificate Of Authority
12/31/2002 Public Information Report (PIR)
12/31/2003 Public Information Report (PIR)
12/31/2004 Public Information Report (PIR)
12/31/2005 Public Information Report (PIR)
12/31/2006 Public Information Report (PIR)
3/22/2007 Application for Foreign Registration
3/22/2007 Miscellaneous SUPPORTING DOCUMENT TO APPLICATION FOR FOREIGN LLC DOCUMENT #20070200559-40
6/13/2007 Initial List
5/28/2008 Annual List
12/31/2008 Public Information Report (PIR)
3/23/2009 Annual List
12/31/2009 Public Information Report (PIR)
12/31/2009 Public Information Report (PIR)
4/19/2010 Change of Name or Address by Registered Agent
5/7/2010 Annual List
11/30/2010 Termination of Foreign Entity
12/31/2010 Public Information Report (PIR)
1/6/2011 Cancellation

Trademarks for Banc of America Securities LLC

Serial Number: 78221117
Drawing Code: 1000

Sources

Florida Department of State
Data last refreshed on Saturday, April 6, 2024
California Secretary of State
Data last refreshed on Monday, April 4, 2022
Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019
Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024

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