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Ubs Securities LLC

Active Stamford, CT

(203)719-3000

Ubs Securities LLC Overview

Ubs Securities LLC filed as a Foreign in the State of California on Tuesday, March 12, 1996 and is approximately twenty-eight years old, according to public records filed with California Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Key People

Who own Ubs Securities LLC

Name
Derek Capanna
President
Manager
Director
Member
Ralph Mattone 4
Manager
Director
Cfp
Samuel Molinaro 3
Manager
Director
Group Managing Direc
Mark Sanborn
Manager
Mark Sayers
Treasurer
Dylan Roy
Member
Head of Fx Rates and
Manager
John Connors 3
Secretary
Margaret Heckler 6
Assistant Secretary
Treasurer
Secretary
Joshua Hershman
COO
Lauren Munfa
Chief Compliance Off
Michael Loftus
Legal Counsel
Lisa Von Redden
Principal Operations
Patrick Di Marco
Chief Compliance Off
Brian Forschino 7
Head of Americas, Ta
Adam Slade
Chief Aml Compliance
Reinhardt Olsen 2
President
Manager
Director
Chief Executive Officer
Teresa Ressel 1
President
Manager
Member
Mgr Dr
Per Dyrvik 20
Manager
Director
Member
Cao
Chief Financial Officer
Robert Broughton 1
Manager
Robert Karofsky 1
Manager
Member
Patrick Canavan 1
Manager
Member
Regina Dolan
Manager
James O'Dell
Manager
Michael Curran
Manager
Member
Jeffrey Mayer
Manager
Kaushik Amin
Manager
Member
Chris Leone
Manager
Member
Ryan F. Primmer
Manager
Managing Director
Christopher Phino
Manager
Tom Fox
Manager
David Bleustein
Manager
Member
Robert Wolf
Manager
Sam Kendall
Manager
Scott Anderson
Manager
Kevin Arnold
Manager
Peter Forlenza
Manager
Stephen M. Cummings
Manager
Judit Matuz 5
Treasurer
Secretary
Louis Eber 4
Secretary
General Counsel
Daniel T. McIsaac
Chief Financial Officer
Showing 8 records out of 40

Known Addresses for Ubs Securities LLC

1285 Avenue of the Americas New York, NY 10019 701 Brazos St Austin, TX 78701 677 Washington Blvd Stamford, CT 06901 PO Box 120305 Stamford, CT 06912

Corporate Filings for Ubs Securities LLC

Florida Department of State

Filing Type: Foreign Limited Liability
Status: Active
State: Florida
State ID: M02000002814
Date Filed: Friday, October 25, 2002

Texas Secretary of State

Filing Type: Foreign Limited Liability Company (LLC)
Status: Active In existence
State: Texas
State ID: 703845523
Date Filed: Monday, June 29, 1998
Registered Agent Corporation Service Company D/B/A Csc-Lawyers Incorporating Service Company

California Secretary of State

Filing Type: Foreign
Status: Active
State: California
Foreign State: Delaware
State ID: 199607210030
Date Filed: Tuesday, March 12, 1996

Corporate Notes

Source Date Type Note
6/29/1998 Application For Certificate Of Authority
7/17/1998 Application For Amended Certificate Of Authority
5/1/2000 Application For Amended Certificate Of Authority
3/15/2002 Change of Registered Agent/Office
6/9/2003 Application for Amended Certificate of Authority
7/31/2003 Change of Registered Agent/Office
12/31/2003 Public Information Report (PIR)
12/31/2004 Public Information Report (PIR)
12/31/2005 Public Information Report (PIR)
12/31/2006 Public Information Report (PIR)
12/31/2007 Public Information Report (PIR)
12/31/2008 Public Information Report (PIR)
7/24/2009 Tax Forfeiture
12/31/2009 Public Information Report (PIR)
12/31/2012 Public Information Report (PIR)
12/31/2013 Public Information Report (PIR)
12/31/2014 Public Information Report (PIR)
7/21/2016 Reinstatement
12/31/2018 Public Information Report (PIR)
12/31/2021 Public Information Report (PIR)
12/31/2022 Public Information Report (PIR)

Sources

Florida Department of State
Data last refreshed on Saturday, April 6, 2024
Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024
California Secretary of State
Data last refreshed on Monday, April 4, 2022

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