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Wells Fargo Securities, LLC

Active Wilmington, DE

Wells Fargo Securities, LLC Overview

Wells Fargo Securities, LLC filed as a Foreign Limited Liability in the State of Florida on Wednesday, April 16, 2003 and is approximately twenty-three years old, as recorded in documents filed with Florida Department of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Jon G. Weiss 1 ~ Background Report ~	Manager Director Member
Robert A. Engel 3 ~ Background Report ~	Manager Member
Steven Kiker ~ Background Report ~	Manager Director
Walter Dolhare 1 ~ Background Report ~	Manager Member
Daniel J. Thomas ~ Background Report ~	Manager
Timothy O'Hara ~ Background Report ~	Manager
Michael F. Riley ~ Background Report ~	Manager
Mary Lou Peters ~ Background Report ~	Manager
Victoria Barroso ~ Background Report ~	Asst. Secretary
John R. Shrewsberry ~ Background Report ~	President Manager
Hollye Sammons 43 ~ Background Report ~	Manager
Timothy J. Sloan 16 ~ Background Report ~	Manager Member Governing Person
Scott L. Ilario 3 ~ Background Report ~	Manager
John P. Huller 1 ~ Background Report ~	Manager Governing Person
John P. Hullar 1 ~ Background Report ~	Manager Member
Chris Pink ~ Background Report ~	Manager
Lisa McGeough ~ Background Report ~	Manager
Robert Mulligan ~ Background Report ~	Manager
William Bass ~ Background Report ~	Manager
Ronald F. Bentien ~ Background Report ~	Manager
Brian D. Brown ~ Background Report ~	Manager
Curtis Y. Arledge ~ Background Report ~	Manager
Katherine M. Kilbourne ~ Background Report ~	Manager
Quinten Stevens ~ Background Report ~	Manager
Benjamin F. Williams ~ Background Report ~	Manager
Johnson J. Michael ~ Background Report ~	Manager
Ryan Zanin ~ Background Report ~	Manager
Jonathan G. Wiess ~ Background Report ~	Manager
Gene Yates ~ Background Report ~	Manager
Carol R. Mullis 52 ~ Background Report ~	Managing Member
Aprille M. Mitchell 39 ~ Background Report ~	Managing Member
J. Michael Johnson 2 ~ Background Report ~	Member Governing Person
Mary Guttman ~ Background Report ~	Secretary
John R. Shrewberry ~ Background Report ~	Member
Timothy F. Donello ~ Background Report ~	Senior Vp
Vincent Altamura 4 ~ Background Report ~	Vice-President
Eugene Aubuchon ~ Background Report ~	Vice President
Ashley Bennum ~ Background Report ~
Iris S. Chan ~ Background Report ~	Governing Person
Wells Fargo Private Client Funding ~ Background Report ~	Mmember

Showing 8 records out of 40

Wells Fargo Securities, LLC has another company listed as an officer. It is not uncommon for one company to hold a position in another company.

Name	Status	Incorporated	Key People	Role
Everen Capital Corporation	Inactive	2005	6	Manager

Florida Department of State

Filing Type:	Foreign Limited Liability
Status:	Active
State:	Florida
State ID:	M03000001701
Date Filed:	Wednesday, April 16, 2003

Florida Department of State

Filing Type:	Foreign Limited Liability
Status:	Inactive
State:	Florida
State ID:	M01000001302
Date Filed:	Monday, June 11, 2001

Texas Secretary of State

Filing Type:	Foreign Limited Liability Company (LLC)
Status:	Active
State:	Texas
State ID:	800207965
Date Filed:	Tuesday, May 27, 2003
Registered Agent	Corporation Service Company D/B/A Csc-Lawyers Incorporating Service Company

Texas Secretary of State

Filing Type:	Foreign Limited Liability Company (LLC)
Status:	Inactive
State:	Texas
State ID:	801032313
Date Filed:	Tuesday, September 23, 2008

California Secretary of State

Filing Type:	Foreign
Status:	Inactive
State:	California
Foreign State:	Delaware
State ID:	200115110017
Date Filed:	Tuesday, May 29, 2001

California Secretary of State

Filing Type:	Foreign
Status:	Active
State:	California
Foreign State:	Delaware
State ID:	200313510140
Date Filed:	Tuesday, May 13, 2003

Nevada Secretary of State

Filing Type:	Foreign Limited-Liability Company
Status:	Inactive Cancelled
State:	Nevada
Foreign State:	Delaware
State ID:	LLC6177-2001
Date Filed:	Monday, June 11, 2001
Date Expired:	Wednesday, October 15, 2008

Nevada Secretary of State

Filing Type:	Foreign Limited-Liability Company
Status:	Active
State:	Nevada
Foreign State:	Delaware
State ID:	LLC9261-2003
Date Filed:	Tuesday, June 24, 2003
Registered Agent	Csc Services of Nevada, Inc.

New York Department of State

Filing Type:	Foreign Limited Liability Company
Status:	Inactive Surrender of Authority
State:	New York
Foreign State:	Delaware
County:	New York
State ID:	2644069
Date Filed:	Wednesday, May 30, 2001
Date Expired:	Thursday, July 16, 2009
Source Record	NY DOS

Corporate Notes

Date	Type	Note
5/30/2001	Name History/Actual	Wells Fargo Van Kasper, LLC
6/11/2001	Application for Foreign Registration
1/10/2002	Name History/Actual	Wells Fargo Securites, LLC
3/13/2002	Amendment	(1)PG CHM WELLS FARGO VAN KASPER, LLC CHMB H 00001
6/13/2002	Annual List
7/2/2002	Annual List
5/27/2003	Application for Certificate of Authority
6/19/2003	Annual List
6/24/2003	Application for Foreign Registration
7/31/2003	Change of Registered Agent/Office
9/26/2003	Annual List
6/11/2004	Annual List	List of Officers for 2004 to 2005
7/2/2004	Annual List	List of Officers for 2004 to 2005
7/7/2004	Annual List
12/31/2004	Public Information Report (PIR)
6/15/2005	Annual List
7/6/2005	Annual List
6/8/2006	Annual List
12/31/2006	Public Information Report (PIR)
5/11/2007	Annual List
5/31/2007	Annual List
7/17/2007	Annual List
7/8/2008	Annual List
10/2/2008	Annual List
10/15/2008	Cancellation
12/31/2008	Public Information Report (PIR)
6/17/2009	Name History/Actual	Wells Fargo Securities, LLC
6/30/2009	Annual List
7/17/2009	Amendment
10/30/2009	Change of Office by Registered Agent
12/14/2009	Application for Amended Certificate of Authority
12/31/2009	Public Information Report (PIR)
6/10/2010	Annual List
12/31/2010	Public Information Report (PIR)
6/23/2011	Annual List
6/15/2012	Annual List
6/11/2013	Annual List
6/25/2014	Annual List
6/30/2015	Annual List
6/28/2016	Annual List
6/26/2017	Annual List
12/31/2017	Public Information Report (PIR)
6/11/2018	Annual List
12/31/2018	Public Information Report (PIR)
12/31/2019	Public Information Report (PIR)

Sources

Florida Department of State
Data last refreshed on Monday, April 6, 2026

Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019

California Secretary of State
Data last refreshed on Monday, April 4, 2022

Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024

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Wells Fargo Securities, LLC

Active Wilmington, DE