Broker-Dealer Compliance Associates, L.L.C.
Archived Record Washington, DC
Broker-Dealer Compliance Associates, L.L.C. Overview
Broker-Dealer Compliance Associates, L.L.C. filed as a Foreign Limited Liability in the State of Florida and is no longer active. This corporate entity was filed approximately eighteen years ago on Thursday, November 30, 2006 as recorded in documents filed with Florida Department of State. It is important to note that this is a foreign filing. A foreign filing is when an existing corporate entity files in a state other than the one they originally filed in. This does not necessarily mean that they are from outside the United States. There are several officers known to have been associated with this organization at one point.
Key People
Who own Broker-Dealer Compliance Associates, L.L.C.
| Name | |
|---|---|
| Robert Louis Stype 5 |
Manager
|
| Theodore Edward Eichenlaub 5 |
Manager
Member
|
| Geoffrey G. Clark 4 |
Manager
Member
|
| Martin D. McNulty 3 |
Manager
|
| Wayne Grubbs 3 |
Manager
|
| Jordan Lee 2 |
Manager
|
| Barry P. Schwartz 2 |
Managing Member
|
| Gary Watkins 3 |
Member
|
| Jeffrey Charles Morton 1 |
Member
|
| Daniel A. O'Connor 1 |
COO
|
| Catherine M. Saadeh 1 |
|
Companies for Broker-Dealer Compliance Associates, L.L.C.
| Name | Status | Incorporated | Key People |
|---|---|---|---|
| Aca Compliance Group Holdings, LLC |
Inactive
|
Member
|
|
| Aca Compliance Group Holding |
Inactive
|
Member
|
Known Addresses for Broker-Dealer Compliance Associates, L.L.C.
Corporate Filings for Broker-Dealer Compliance Associates, L.L.C.
Florida Department of State
| Filing Type: | Foreign Limited Liability |
|---|---|
| Status: | Inactive |
| State: | Florida |
| State ID: | M06000006651 |
| Date Filed: | Thursday, November 30, 2006 |
California Secretary of State
| Filing Type: | Foreign |
|---|---|
| Status: | Inactive |
| State: | California |
| Foreign State: | Delaware |
| State ID: | 201312410314 |
| Date Filed: | Tuesday, March 26, 2013 |
Trademarks for Broker-Dealer Compliance Associates, L.L.C.
|
Serial Number:
85066580
Drawing Code: 5000
|
Sources
Data last refreshed on Saturday, April 6, 2024
Data last refreshed on Monday, April 4, 2022
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