Principal Securities, Inc. Overview
Principal Securities, Inc. filed as a Foreign Corporation in the State of Nevada on Friday, December 4, 1987 and is approximately thirty-four years old, as recorded in documents filed with Nevada Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.
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Principal Securities, Inc.
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Key People
Who own Principal Securities, Inc.
Name | |
---|---|
Michael F. Murray 1 |
President
NonDir
NonPres
|
Michael J. Beer 4 |
President
Director
Director
|
Kara Hoogensen 2 |
Chief Executive Officer
President
CEO
Director
NonDir
NonPres
|
Clint L. Woods 5 |
Treasurer
Secretary
|
Craig L. Bassett 40 |
Treasurer
Treasurer
|
Gina L. Graham 10 |
Treasurer
NonTreas
|
Nora M. Everett 3 |
Director
Chief Executive Officer
NonDir
President
CEO
|
Deborah J. Barnhart 1 |
Director
Distribution
|
Deanna D. Strable-Soethout 7 |
Director
NonDir
|
Bret J. Bussanmas 1 |
Vice President
Distribution
|
Traci L. Weldon 1 |
Vice President
Chief Compliance Off
VP/ Chief Compliance
|
Ernest H. Gillum |
Vice President
|
Martin R. Richardson |
Vice President
Broker Dealer Operat
|
Joyce N. Hoffman 41 |
Corporate Secretary
Senior Vice Presiden
Secretary
Vice President
Sr. Vice President/S
|
Michael D. Roughton 5 |
Associate General Co
Senior Vice Presiden
Sr. VP/ Assoc. Gen.
|
Jill R. Brown 2 |
Chief Financial Officer
Senior Vice Presiden
Sr. Vice President/C
|
Eric W. Hays 1 |
Chief Information of
Senior Vice Presiden
|
Patricia A. Barry 33 |
Assistant Corporate
Treasurer
Director
Secretary
|
Ralph C. Eucher 5 |
Acting Chairman
Director
Director
|
David J. Brown 1 |
Senior Vice Presiden
Secretary
Vice President
Sr. Vice President
|
Nicholas M. Cecere 1 |
NonDir
Director
Secretary
|
Tracy W. Bollin 3 |
Assistant Controller
Asst. Controller
|
Patrick A. Kirchner 2 |
Assistant General Co
Counsel
|
Jennifer A. Mills 1 |
Counsel
|
David L. Reichart 1 |
Senior Vice Presiden
Sr. Vice President
|
Adam U. Shaikh 1 |
Counsel
|
Tisha Worden |
Operations Officer
|
Ann Hudson |
Compliance Officer
Compliance
|
Stephen G. Gallaher 6 |
Assistant Gereral Co
NonSec
Treasurer
Secretary
Asst. Gen. Counsel
|
Karen E. Shaff 25 |
Executive Vice President
NonSec
Secretary
Vice President
|
Julie Leclere |
Dir-Marketing and Re
Director
|
P. Scott Cawley |
Product Marketing of
Prod. Marketing Officer
|
Julia M. Lawler 6 |
NonDir
|
Larry D. Zimpleman 4 |
Chairman
Director
|
Teri M. Button 11 |
Treasurer
Vice President
|
Gregory D. Elming 6 |
Director
NonDir
|
John A. Aschenbrenner 5 |
Director
Director
|
Lindsay L. Amadeo |
Director
|
Lisa Bertholf |
Director
|
Robyn Hinders |
Director
|
Peter R. Kornweiss 1 |
Vice President
|
Bret J. Bussamas |
Vice President
|
Beth C. Wilson |
Vice President
|
Norman Sue |
Compliance Officer
|
Sarah J. Pitts |
Counsel
|
Michael Harkin |
Marketing Officer
|
Showing 8 records out of 46
Known Addresses for Principal Securities, Inc.
Corporate Filings for Principal Securities, Inc.
Florida Department of State
Filing Type: | Foreign for Profit Corporation |
---|---|
Status: | Active |
State: | Florida |
State ID: | F00000004719 |
Date Filed: | Monday, August 21, 2000 |
Texas Secretary of State
Filing Type: | Foreign For-Profit Corporation |
---|---|
Status: | Active |
State: | Texas |
State ID: | 800890848 |
Date Filed: | Monday, October 29, 2007 |
Registered Agent | Corporation Service Company D/B/A Csc-Lawyers Incorporating Service Company |
Nevada Secretary of State
Filing Type: | Foreign Corporation |
---|---|
Status: | Active |
State: | Nevada |
Foreign State: | Iowa |
State ID: | C9181-1987 |
Date Filed: | Friday, December 4, 1987 |
Registered Agent | Csc Services of Nevada, Inc. |
New York Department of State
Filing Type: | Foreign Business Corporation |
---|---|
Status: | Active |
State: | New York |
Foreign State: | Iowa |
County: | Albany |
State ID: | 3586597 |
Date Filed: | Monday, October 29, 2007 |
Source Record | NY DOS |
California Secretary of State
Filing Type: | Statement & Designation By Foreign Corporation |
---|---|
Status: | Active |
State: | California |
Foreign State: | Iowa |
State ID: | 03050777 |
Date Filed: | Thursday, October 11, 2007 |
Registered Agent | Corporation Service Company Which Will DO Business In California As Csc - Lawyers Incorporating Service |
Corporate Notes
Source | Date | Type | Note |
---|---|---|---|
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12/4/1987 | Foreign Qualification | |
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12/17/1997 | Annual List | |
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12/5/1998 | Annual List | |
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10/29/1999 | Registered Agent Address Change | CORPORATION TRUST COMPANY OF NEVAD KFA ONE EAST FIRST STREET RENO NV 89501 KFA |
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12/15/1999 | Annual List | |
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12/22/2000 | Annual List | |
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12/2/2001 | Annual List | |
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12/27/2002 | Annual List | |
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11/19/2004 | Annual List | List of Officers for 2004 to 2005 |
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12/11/2004 | Annual List | |
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3/18/2005 | Registered Agent Change | |
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11/30/2005 | Annual List | |
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11/16/2006 | Annual List | |
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10/29/2007 | Name History/Actual | Princor Financial Services Corporation |
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12/13/2007 | Annual List | |
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12/24/2008 | Annual List | |
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12/18/2009 | Annual List | |
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12/23/2010 | Annual List | |
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12/12/2011 | Annual List | |
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12/17/2012 | Annual List | |
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12/10/2013 | Annual List | |
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12/9/2014 | Annual List | |
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12/21/2015 | Annual List | |
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8/30/2016 | Amendment | |
![]() |
12/29/2016 | Annual List | |
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12/30/2017 | Annual List | |
![]() |
12/30/2018 | Annual List |
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Sources

Florida Department of State
Data last refreshed on Sunday, April 4, 2021
Data last refreshed on Sunday, April 4, 2021

Texas Secretary of State
Data last refreshed on Monday, April 19, 2021
Data last refreshed on Monday, April 19, 2021

Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019
Data last refreshed on Wednesday, May 8, 2019

New York Department of State
Data last refreshed on Friday, March 12, 2021
Data last refreshed on Friday, March 12, 2021

California Secretary of State
Data last refreshed on Monday, April 19, 2021
Data last refreshed on Monday, April 19, 2021
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2
Known Addresses
These addresses are known to be associated with Principal Securities, Inc. however they may be inactive or mailing addresses only. Please verify address for mailing or other purposes.
Wiki
5
Corporate Records