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Principal Securities, Inc.

Active Des Moines, IA

Principal Securities, Inc. Overview

Principal Securities, Inc. filed as a Foreign Corporation in the State of Nevada on Friday, December 4, 1987 and is approximately thirty-nine years old, as recorded in documents filed with Nevada Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Kara Hoogensen 3 ~ Background Report ~	Chief Executive Officer President CEO Director NonDir NonPres
Gina L. Graham 14 ~ Background Report ~	Treasurer NonTreas
Deanna D. Strable-Soethout 7 ~ Background Report ~	Director NonDir
Amy C. Friedrich 5 ~ Background Report ~	Director
Kenneth A. McCullum 1 ~ Background Report ~	Director
A. F. Treadway ~ Background Report ~	Director
Nora M. Everett 3 ~ Background Report ~	NonDir President CEO Director Chief Executive Officer
Stephen G. Gallaher 6 ~ Background Report ~	NonSec Treasurer Secretary Asst. Gen. Counsel Assistant Gereral Co
Karen E. Shaff 25 ~ Background Report ~	NonSec Secretary Vice President Executive Vice President
Nicholas M. Cecere 1 ~ Background Report ~	NonDir Secretary Director
Julia M. Lawler 6 ~ Background Report ~	NonDir
Larry D. Zimpleman 4 ~ Background Report ~	Chairman Director
Michael J. Beer 4 ~ Background Report ~	President Director Director
Craig L. Bassett 40 ~ Background Report ~	Treasurer Treasurer
Patricia A. Barry 33 ~ Background Report ~	Treasurer Director Secretary Assistant Corporate
Teri M. Button 13 ~ Background Report ~	Treasurer Vice President
Clint L. Woods 6 ~ Background Report ~	Treasurer Secretary
Joyce N. Hoffman 41 ~ Background Report ~	Secretary Vice President Corporate Secretary Senior Vice Presiden Sr. Vice President/S
Gregory D. Elming 6 ~ Background Report ~	Director NonDir
John A. Aschenbrenner 5 ~ Background Report ~	Director Director
Ralph C. Eucher 5 ~ Background Report ~	Director Director Acting Chairman
David J. Brown 1 ~ Background Report ~	Secretary Vice President Senior Vice Presiden Sr. Vice President
Deborah J. Barnhart 1 ~ Background Report ~	Director Distribution
Lindsay L. Amadeo ~ Background Report ~	Director
Lisa Bertholf ~ Background Report ~	Director
Robyn Hinders ~ Background Report ~	Director
Julie Leclere ~ Background Report ~	Director Dir-Marketing and Re
Peter R. Kornweiss 1 ~ Background Report ~	Vice President
Bret J. Bussanmas 1 ~ Background Report ~	Vice President Distribution
Traci L. Weldon 1 ~ Background Report ~	Vice President Chief Compliance Off VP/ Chief Compliance
Bret J. Bussamas ~ Background Report ~	Vice President
Ernest H. Gillum ~ Background Report ~	Vice President
Martin R. Richardson ~ Background Report ~	Vice President Broker Dealer Operat
Beth C. Wilson ~ Background Report ~	Vice President
Michael D. Roughton 5 ~ Background Report ~	Associate General Co Senior Vice Presiden Sr. VP/ Assoc. Gen.
Tracy W. Bollin 3 ~ Background Report ~	Assistant Controller Asst. Controller
Clinton L. Woods 2 ~ Background Report ~
Jill R. Brown 2 ~ Background Report ~	Chief Financial Officer Senior Vice Presiden Sr. Vice President/C
Patrick A. Kirchner 2 ~ Background Report ~	Assistant General Co Counsel
David L. Reichart 1 ~ Background Report ~	Senior Vice Presiden Sr. Vice President
Adam U. Shaikh 1 ~ Background Report ~	Counsel
Eric W. Hays 1 ~ Background Report ~	Chief Information of Senior Vice Presiden
Jennifer A. Mills 1 ~ Background Report ~	Counsel
P. Scott Cawley ~ Background Report ~	Prod. Marketing Officer Product Marketing of
Michael Harkin ~ Background Report ~	Marketing Officer
Ann Hudson ~ Background Report ~	Compliance Compliance Officer
Sarah J. Pitts ~ Background Report ~	Counsel
Norman Sue ~ Background Report ~	Compliance Officer
Tisha Worden ~ Background Report ~	Operations Officer

Showing 8 records out of 49

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Active
State:	Florida
State ID:	F00000004719
Date Filed:	Monday, August 21, 2000

Texas Secretary of State

Filing Type:	Foreign For-Profit Corporation
Status:	Active
State:	Texas
State ID:	800890848
Date Filed:	Monday, October 29, 2007
Registered Agent	Corporation Service Company D/B/A Csc-Lawyers Incorporating Service Company

Nevada Secretary of State

Filing Type:	Foreign Corporation
Status:	Active
State:	Nevada
Foreign State:	Iowa
State ID:	C9181-1987
Date Filed:	Friday, December 4, 1987
Registered Agent	Csc Services of Nevada, Inc.

New York Department of State

Filing Type:	Foreign Business Corporation
Status:	Active
State:	New York
Foreign State:	Iowa
County:	Albany
State ID:	3586597
Date Filed:	Monday, October 29, 2007
Source Record	NY DOS

California Secretary of State

Filing Type:	Statement & Designation By Foreign Corporation
Status:	Active
State:	California
Foreign State:	Iowa
State ID:	03050777
Date Filed:	Thursday, October 11, 2007
Registered Agent	Corporation Service Company Which Will DO Business In California As Csc - Lawyers Incorporating Service

Corporate Notes

Date	Type	Note
12/4/1987	Foreign Qualification
12/17/1997	Annual List
12/5/1998	Annual List
10/29/1999	Registered Agent Address Change	CORPORATION TRUST COMPANY OF NEVAD KFA ONE EAST FIRST STREET RENO NV 89501 KFA
12/15/1999	Annual List
12/22/2000	Annual List
12/2/2001	Annual List
12/27/2002	Annual List
11/19/2004	Annual List	List of Officers for 2004 to 2005
12/11/2004	Annual List
3/18/2005	Registered Agent Change
11/30/2005	Annual List
11/16/2006	Annual List
10/29/2007	Name History/Actual	Princor Financial Services Corporation
12/13/2007	Annual List
12/24/2008	Annual List
12/31/2008	Public Information Report (PIR)
12/18/2009	Annual List
12/23/2010	Annual List
12/12/2011	Annual List
12/17/2012	Annual List
12/10/2013	Annual List
12/9/2014	Annual List
12/21/2015	Annual List
8/30/2016	Application for Amended Registration
8/30/2016	Amendment
12/29/2016	Annual List
12/30/2017	Annual List
12/30/2018	Annual List
12/31/2018	Public Information Report (PIR)
12/31/2021	Public Information Report (PIR)
12/31/2022	Public Information Report (PIR)

Sources

Florida Department of State
Data last refreshed on Monday, April 6, 2026

Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019

New York Department of State
Data last refreshed on Saturday, October 12, 2024

California Secretary of State
Data last refreshed on Monday, April 4, 2022

Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024

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Principal Securities, Inc.

Active Des Moines, IA