Fidelity Brokerage Services LLC

Active Boston, MA

Fidelity Brokerage Services LLC Overview

Fidelity Brokerage Services LLC filed as a Foreign Limited Liability in the State of Florida on Wednesday, August 16, 2000 and is approximately twenty-four years old, according to public records filed with Florida Department of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Sriram Subramaniam 1 ~ Background Report ~	President Manager Director Chief Executive Officer
Kevin M. Barry 3 ~ Background Report ~	Manager Member Director
David Canter ~ Background Report ~	Manager Member Director
Kathy Murphy 3 ~ Background Report ~	Manager Director Member
Lisa D. Krieser 11 ~ Background Report ~	Treasurer Secretary
Michael Shulman 7 ~ Background Report ~	Treasurer Secretary
Jeffrey Devolder ~ Background Report ~	Treasurer Chief Financial Officer Senior Vice Presiden
Michael Lyons 5 ~ Background Report ~	Treasurer CFO
David Forman ~ Background Report ~	Secretary Chief Legal Officer Manager
Robert R. Mascialino 1 ~ Background Report ~	Director
Marc Squires ~ Background Report ~	Director
Charles Sturdy ~ Background Report ~	Secretary
Peter D. Stahl 26 ~ Background Report ~	Assistant Secretary Manager Treasurer Secretary
Eric C. Green 21 ~ Background Report ~	Assistant Treasurer Treasurer Secretary
Norman Ashkenas ~ Background Report ~	Chief Compliance Off
Colleen Hankins ~ Background Report ~	Authorized Signatory
Melissa Shea ~ Background Report ~	Authorized Signatory
John Stames ~ Background Report ~	Authorized Signatory
Laura Tholen ~ Background Report ~	Authorized Signatory
James C. Burton 3 ~ Background Report ~	President Manager Treasurer Director
Steven Akin 1 ~ Background Report ~	President Director
Richard Lyons ~ Background Report ~	CFO Chief Financial Officer Senior Vice Presiden
Devolder D. Jeffrey ~ Background Report ~	CFO
Mary Brady 17 ~ Background Report ~	Manager Assistant Sec. Assistant Secretary
Tami A. Rash 4 ~ Background Report ~	Manager Treasurer
Jeffrey Lagarce 4 ~ Background Report ~	Manager
Michael Durbin 2 ~ Background Report ~	Manager Director Member
Rodger A. Lawson 1 ~ Background Report ~	Manager Director
Scott G. Hutzler ~ Background Report ~	Manager Director Member
Edward Orazem ~ Background Report ~	Manager Director
Susan Sturdy 22 ~ Background Report ~	Secretary
Ellyn McColgan 5 ~ Background Report ~	Director
David W. Morse 1 ~ Background Report ~	Director
Eunice Lee ~ Background Report ~	Secretary
David Foreman ~ Background Report ~	Secretary
John Callashan ~ Background Report ~	Executive Vp
Jim Smith ~ Background Report ~	Senior Vp Srvp-Real Estate
Donald St Peter ~ Background Report ~	Vice President Real Estate Vp-Real Estate
J. Gregory Wass 26 ~ Background Report ~	Assistant Treasurer
Charles M. Morgan 2 ~ Background Report ~	Assistant Treasurer
Gregory J. Wass 2 ~ Background Report ~	Assistant Treas.
John W. Callahan 1 ~ Background Report ~	Executive Vice Presi
Susan Boudrot ~ Background Report ~	Chief Compliance Off
Pater Stahl ~ Background Report ~	Assistant Sec.

Showing 8 records out of 44

Fidelity Brokerage Services LLC lists two other companies as an officer in their company. It is not uncommon for one company to hold a position in another company.

Name	Status	Incorporated	Key People	Role
Fidelity Brokerage Services LLC Executive Advisory Group	Active			Committee
Fidelity Global Brokerage Group Inc	Inactive	1997	10	Member

82 Devonshire St Boston, MA 02109 245 Summer St Boston, MA 02210 818 W 7th St Los Angeles, CA 90017 238 Main St Cambridge, MA 02142 200 Seaport Blvd Boston, MA 02210

Florida Department of State

Filing Type:	Foreign Limited Liability
Status:	Active
State:	Florida
State ID:	M00000001628
Date Filed:	Wednesday, August 16, 2000

Texas Secretary of State

Filing Type:	Foreign Limited Liability Company (LLC)
Status:	Active In existence
State:	Texas
State ID:	707433723
Date Filed:	Tuesday, September 5, 2000

California Secretary of State

Filing Type:	Foreign
Status:	Active
State:	California
Foreign State:	Delaware
State ID:	200023410143
Date Filed:	Wednesday, August 16, 2000

Nevada Secretary of State

Filing Type:	Foreign Limited-Liability Company
Status:	Active
State:	Nevada
Foreign State:	Delaware
State ID:	LLC12730-2004
Date Filed:	Thursday, June 10, 2004
Registered Agent	The Corporation Trust Company of Nevada

Corporate Notes

Date	Type	Note
9/5/2000	Application For Certificate Of Authority
9/5/2000	Certificate of Assumed Business Name
12/31/2002	Public Information Report (PIR)
12/31/2003	Public Information Report (PIR)
6/10/2004	Application for Foreign Registration
6/25/2004	Initial List	List of Officers for 2004 to 2005
7/25/2004	Initial List
5/25/2005	Annual List
4/14/2006	Annual List
12/31/2006	Public Information Report (PIR)
5/16/2007	Annual List
6/30/2008	Annual List	2008-2009
12/31/2008	Public Information Report (PIR)
11/4/2009	Annual List	09-2010
12/31/2009	Public Information Report (PIR)
12/31/2009	Public Information Report (PIR)
4/19/2010	Change of Name or Address by Registered Agent
11/2/2010	Annual List
12/31/2010	Public Information Report (PIR)
7/1/2011	Annual List	11-12
11/19/2012	Annual List	12-13
12/31/2012	Public Information Report (PIR)
3/1/2013	Certificate of Assumed Business Name
5/10/2013	Annual List
12/2/2013	Change of Name or Address by Registered Agent
12/31/2013	Public Information Report (PIR)
5/9/2014	Tax Forfeiture
6/20/2014	Annual List	14-15
8/1/2014	Reversal of Tax Forfeiture
12/31/2014	Public Information Report (PIR)
7/31/2015	Annual List	ALO2015-2016 SBL
12/31/2015	Public Information Report (PIR)
7/5/2016	Annual List
12/31/2016	Public Information Report (PIR)
6/27/2017	Annual List
12/31/2017	Public Information Report (PIR)
7/11/2018	Annual List
12/31/2018	Public Information Report (PIR)
12/31/2019	Public Information Report (PIR)
12/31/2021	Public Information Report (PIR)

Sources

Florida Department of State
Data last refreshed on Saturday, April 6, 2024

Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024

Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019

California Secretary of State
Data last refreshed on Monday, April 4, 2022

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Fidelity Brokerage Services LLC

Active Boston, MA