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J.P. Morgan Securities Inc.

Active Brooklyn, NY

(312)580-4000

J.P. Morgan Securities Inc. Overview

J.P. Morgan Securities Inc. filed as a Foreign in the State of California on Thursday, September 9, 2010 and is approximately thirteen years old, according to public records filed with California Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Jason Edwin Sippel ~ Background Report ~	Manager
Eric J. Stein ~ Background Report ~	Manager
Eric D. Tepper ~ Background Report ~	Manager
Christopher L. Harvey ~ Background Report ~	Manager
Patrick Dempsey 4 ~ Background Report ~	Treasurer
David Keith F Gillis 1 ~ Background Report ~	Secretary
Jacob I. January ~ Background Report ~	President
Carlos M. Hernandez 3 ~ Background Report ~	CEO Manager
Michael Minikes 4 ~ Background Report ~	Manager
Jeffrey C. Bernstein 1 ~ Background Report ~	Manager
John Duffy ~ Background Report ~	Manager
Robert C. Holmes ~ Background Report ~	Manager
John S. Horner ~ Background Report ~	Manager
Patrick C. Kirby ~ Background Report ~	Manager
Felice Di Iorio ~ Background Report ~	Manager
Samuel T. Maclin ~ Background Report ~	Manager
Jeffrey H. Urwin ~ Background Report ~	Manager
Gregory G. Quental ~ Background Report ~	Manager
H. Gerald Schiff ~ Background Report ~	Treasurer
A. Chandler Warren ~ Background Report ~	Secretary
Andrew E. Friedman ~ Background Report ~	Vice-President Managing Director
Marcela Castro 23 ~ Background Report ~	Assistant Secretary
Robert G. Rotanz ~ Background Report ~	Senior Managing Dire
William H. Desser ~ Background Report ~	Senior Managing Dire
Anthony M. Roth ~ Background Report ~	Senior Managing Dire
Marc D. Devorsetz ~ Background Report ~	Senior Managing Dire
Emmanuel Rousseau ~ Background Report ~	Senior Managing Dire
Daniel A. Rubenstein ~ Background Report ~	Senior Managing Dire
H. C Charles Diao ~ Background Report ~	Senior Managing Dire
Daniel W. Rubin ~ Background Report ~	Senior Managing Dire
James C. Diao ~ Background Report ~	Senior Managing Dire
Richard A. Ruffer ~ Background Report ~	Senior Managing Dire
Vincent J. Dicks ~ Background Report ~	Senior Managing Dire
Charles J. Rusbasan ~ Background Report ~	Senior Managing Dire
Antoine Dijkstra ~ Background Report ~	Senior Managing Dire
John David Rush ~ Background Report ~	Senior Managing Dire
Juan C. Fernandez ~ Background Report ~	Managing Director
Ralene Ruyle ~ Background Report ~	Senior Managing Dire
Gary N. Distell ~ Background Report ~	Senior Managing Dire
Neil Ferranti ~ Background Report ~	Managing Director
John Ryding ~ Background Report ~	Senior Managing Dire
John O. Doerge ~ Background Report ~	Senior Managing Dire
Andrew Fife ~ Background Report ~	Managing Director
Anthony Graham Sadler ~ Background Report ~	Senior Managing Dire
Ming Dong ~ Background Report ~	Senior Managing Dire
James M. Filippis ~ Background Report ~	Managing Director
Sandeep Saksena ~ Background Report ~	Senior Managing Dire
Andrew B. Donnellan ~ Background Report ~	Senior Managing Dire
Charles H. Finan ~ Background Report ~	Managing Director
John R. Salerno ~ Background Report ~	Senior Managing Dire
Ryan P. Donovan ~ Background Report ~	Senior Managing Dire
Aaron S. Fink ~ Background Report ~	Managing Director
Andre Dore ~ Background Report ~	Senior Managing Dire
Peter L. Sallerson ~ Background Report ~	Senior Managing Dire
David E. Wheeler ~ Background Report ~	Associate Director Managing Director/Pr
Jeffrey S. Dorman ~ Background Report ~	Senior Managing Dire
William J. Fiorelli ~ Background Report ~	Managing Director
William Z. Saltonstall ~ Background Report ~	Senior Managing Dire
Matthew H. Flynn ~ Background Report ~	Managing Director
Yang Duan ~ Background Report ~	Senior Managing Dire
George Sarner ~ Background Report ~	Senior Managing Dire
Richard J. Fogliano ~ Background Report ~	Managing Director
Francis E. Dunleavy ~ Background Report ~	Senior Managing Dire
Ana M. Saucedo ~ Background Report ~	Senior Managing Dire
Sean M. Foley ~ Background Report ~	Managing Director
Christopher Noel Dunn ~ Background Report ~	Senior Managing Dire
Andrew B. Savarie ~ Background Report ~	Senior Managing Dire
Timothy J. Foley ~ Background Report ~	Managing Director
David P. Dunne ~ Background Report ~	Senior Managing Dire
Kenneth Savio ~ Background Report ~	Senior Managing Dire
Kevin F. Forbes ~ Background Report ~	Managing Director
Thomas S. Dunstan ~ Background Report ~	Senior Managing Dire
Douglas J. Scales ~ Background Report ~	Senior Managing Dire
Gary R. Fournier ~ Background Report ~	Managing Director
Christopher Durso ~ Background Report ~	Senior Managing Dire
Barry Fox ~ Background Report ~	Managing Director
Patrick Joseph Scanlan ~ Background Report ~	Senior Managing Dire
James J. Dvorak ~ Background Report ~	Senior Managing Dire
Steven L. Scari ~ Background Report ~	Senior Managing Dire
Adam L. Frank ~ Background Report ~	Managing Director
Scott A. Schefrin ~ Background Report ~	Senior Managing Dire
Steven Dworkin ~ Background Report ~	Senior Managing Dire
Wendy Franklin ~ Background Report ~	Managing Director
Ronan J. Burke ~ Background Report ~	Managing Director
Thomas L. Dwyer ~ Background Report ~	Senior Managing Dire
Joel S. Schlesinger ~ Background Report ~	Senior Managing Dire
Joseph F. Cicchiello ~ Background Report ~	Managing Director
Howard Franzblau ~ Background Report ~	Managing Director
Ira Edelblum ~ Background Report ~	Senior Managing Dire
Angus M. Fraser ~ Background Report ~	Managing Director
David M. Schoenthal ~ Background Report ~	Senior Managing Dire
Jonathan M. Freedman ~ Background Report ~	Managing Director
Jacob Schori ~ Background Report ~	Senior Managing Dire
Alexander Friedman ~ Background Report ~	Managing Director
Davis W. Edwards ~ Background Report ~	Senior Managing Dire
David A. Scrader ~ Background Report ~	Senior Managing Dire
Christopher E. Abbruzzese ~ Background Report ~	Managing Director
Alisa Robyn Friedman ~ Background Report ~	Managing Director
James Schroeder ~ Background Report ~	Senior Managing Dire
Cara Aber ~ Background Report ~	Managing Director
Clark Schubach ~ Background Report ~	Senior Managing Dire
John H. Abington ~ Background Report ~	Managing Director
Bennett Egeth ~ Background Report ~	Senior Managing Dire
Lawrence A. Friedman ~ Background Report ~	Managing Director
David Abner ~ Background Report ~	Managing Director
Scott B. Eichel ~ Background Report ~	Senior Managing Dire
Stephen A. Friscia ~ Background Report ~	Managing Director
Janice Abrahamson ~ Background Report ~	Managing Director
Richard A. Eimbinder ~ Background Report ~	Senior Managing Dire
Lloyd S. Frisher ~ Background Report ~	Managing Director
Christopher Scott ~ Background Report ~	Senior Managing Dire
Gregory Shaia ~ Background Report ~	Senior Managing Dire
Michelle B. Alifanz ~ Background Report ~	Managing Director
Joshua D. Ezrin ~ Background Report ~	Senior Managing Dire
Elmer D. Shannon ~ Background Report ~	Senior Managing Dire
Mark A. Gallagher ~ Background Report ~	Managing Director
Thomas W. Alison ~ Background Report ~	Managing Director
Kevin T. Shannon ~ Background Report ~	Senior Managing Dire
John S. Gallop ~ Background Report ~	Managing Director
Norman Allen ~ Background Report ~	Managing Director
Simina M. Farcasiu ~ Background Report ~	Senior Managing Dire
Douglas A. Sharon ~ Background Report ~	Senior Managing Dire
Virgile E. Gamble ~ Background Report ~	Managing Director
Barbara J. Aloi ~ Background Report ~	Managing Director
John P. Fargis ~ Background Report ~	Senior Managing Dire
Kenneth Shea ~ Background Report ~	Senior Managing Dire
Douglas K. Gapper ~ Background Report ~	Managing Director
Bryan J. Alter ~ Background Report ~	Managing Director
Dominique Favillier ~ Background Report ~	Senior Managing Dire
Joseph B. Sheehan ~ Background Report ~	Senior Managing Dire
Nicholas C. Amos ~ Background Report ~	Managing Director
Mark S. Gardner ~ Background Report ~	Managing Director
Michael S. Fedak ~ Background Report ~	Senior Managing Dire
Alexander M. Sheers ~ Background Report ~	Senior Managing Dire
Anuj Anand ~ Background Report ~	Managing Director Manging Director
Domenico Gargiulo ~ Background Report ~	Managing Director
Leonard Feder ~ Background Report ~	Senior Managing Dire
Jeffrey L. Sheresky ~ Background Report ~	Senior Managing Dire
Nicos K. Anastasopoulos ~ Background Report ~	Managing Director
David Gavilan ~ Background Report ~	Managing Director
Arthur Feld ~ Background Report ~	Senior Managing Dire
Steven R. Sheresky ~ Background Report ~	Senior Managing Dire
Demetrios Angelaras ~ Background Report ~	Managing Director
William A. Gazsy ~ Background Report ~	Managing Director
Moses Feldberger ~ Background Report ~	Senior Managing Dire
Rex Sherry ~ Background Report ~	Senior Managing Dire
Stephen C. Angelo ~ Background Report ~	Managing Director
Neil H. Gebaide ~ Background Report ~	Managing Director
James A. Ferency ~ Background Report ~	Senior Managing Dire
Scott J. Shevick ~ Background Report ~	Senior Managing Dire
Mark A. Angioli ~ Background Report ~	Managing Director
Steven J. Geisert ~ Background Report ~	Managing Director
Nicholas P. Shevloff ~ Background Report ~	Senior Managing Dire
Niamh Ansley ~ Background Report ~	Managing Director
Andrew M. Shortland ~ Background Report ~	Senior Managing Dire
Dmitry Gekhtman ~ Background Report ~	Managing Director
Lawrence M. Fields ~ Background Report ~	Senior Managing Dire
Alan Araje ~ Background Report ~	Managing Director
Wei Tong Shu ~ Background Report ~	Senior Managing Dire
Nicholas Geoghegan ~ Background Report ~	Managing Director
Daniel J. Fischer ~ Background Report ~	Senior Managing Dire
Takamitsu Araki ~ Background Report ~	Managing Director
Ilya German ~ Background Report ~	Managing Director
Martin S. Shulman ~ Background Report ~	Senior Managing Dire
Lydia L. Fisher ~ Background Report ~	Senior Managing Dire
Alexander J. Aram ~ Background Report ~	Managing Director
Irving M. Geszel ~ Background Report ~	Managing Director
Steven A. Shulman ~ Background Report ~	Senior Managing Dire
Steven Urcia ~ Background Report ~	Esrop Managing Director/Pr
Dirk Van Doren ~ Background Report ~	Managing Director/Pr
Ashe K. Vasthare ~ Background Report ~	Managing Director/Pr
Christopher Viterito ~ Background Report ~	Managing Director/Pr
Felicia Sik Yin Wai ~ Background Report ~	Managing Director/Pr
Edward R. Walsh ~ Background Report ~	Managing Director/Pr
Peter Walsh ~ Background Report ~	Managing Director/Pr
Allen L. Weingarten ~ Background Report ~	Managing Director/Pr
Ronald Weinstein ~ Background Report ~	Managing Director/Pr
Ronald S. Wexler ~ Background Report ~	Managing Director/Pr
Steven Wexman ~ Background Report ~	Managing Director/Pr
Michael Whealon ~ Background Report ~	Managing Director/Pr
Alla Whitston ~ Background Report ~	Managing Director/Pr
Michael Xifaras ~ Background Report ~	Managing Director/Pr
Paul M. Yaron ~ Background Report ~	Managing Director/Pr
Ekambaram J. Yerrappa ~ Background Report ~	Managing Director/Pr
James F. Young ~ Background Report ~	Managing Director/Pr
Keith W. Young ~ Background Report ~	Managing Director/Pr
Michael R. Zitzner ~ Background Report ~	Managing Director/Pr
Michael Zulawski ~ Background Report ~	Managing Director/Pr
Tissier H. De Mallerais ~ Background Report ~	Managing Director/Pr
Randall M. Deschenes ~ Background Report ~	Managing Director/Pr
Paul A. Van Lingen ~ Background Report ~	Managing Director/Pr

Showing 8 records out of 191

J.P. Morgan Securities Inc. lists two other companies as an officer in their company. It is not uncommon for one company to hold a position in another company.

Name	Status	Incorporated	Key People	Role
J. P. Morgan Broker-Dealer Holdings Inc.	Inactive			Member
J.P. Morgan Broker-Dealer Holdings Inc.	Inactive			Mmember

245 Park Ave New York, NY 10167 1 Federal St Boston, MA 02110 50 Rowes Wharf Boston, MA 02110 270 Park Ave New York, NY 10017 3 First National Plz Chicago, IL 60602 3424 Peachtree Rd NE Atlanta, GA 30326 1251 Avenue of the Americas New York, NY 10020 30 S Wacker Dr Chicago, IL 60606 277 Park Ave New York, NY 10172 575 Lexington Ave New York, NY 10022

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Inactive
State:	Florida
State ID:	P20874
Date Filed:	Wednesday, September 14, 1988

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Inactive
State:	Florida
State ID:	P10371
Date Filed:	Monday, June 9, 1986

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Inactive
State:	Florida
State ID:	P07280
Date Filed:	Tuesday, September 3, 1985

Texas Secretary of State

Filing Type:	Foreign For-Profit Corporation
Status:	Inactive
State:	Texas
State ID:	6702706
Date Filed:	Thursday, September 26, 1985

Texas Secretary of State

Filing Type:	Foreign For-Profit Corporation
Status:	Inactive Terminated
State:	Texas
State ID:	10095206
Date Filed:	Thursday, July 28, 1994

California Secretary of State

Filing Type:	Statement & Designation By Foreign Corporation
Status:	Inactive
State:	California
Foreign State:	Delaware
State ID:	01286859
Date Filed:	Thursday, September 26, 1985

California Secretary of State

Filing Type:	Statement & Designation By Foreign Corporation
Status:	Inactive
State:	California
Foreign State:	Delaware
State ID:	01651249
Date Filed:	Monday, October 23, 1989

California Secretary of State

Filing Type:	Foreign
Status:	Active
State:	California
Foreign State:	Delaware
State ID:	201025210148
Date Filed:	Thursday, September 9, 2010

Florida Department of State

Filing Type:	Foreign Limited Liability
Status:	Active
State:	Florida
State ID:	M10000004087
Date Filed:	Wednesday, September 15, 2010

Texas Secretary of State

Filing Type:	Foreign Limited Liability Company (LLC)
Status:	Active In existence
State:	Texas
State ID:	801318964
Date Filed:	Wednesday, September 15, 2010

Nevada Secretary of State

Filing Type:	Foreign Limited-Liability Company
Status:	Active
State:	Nevada
Foreign State:	Delaware
State ID:	E0459362010-1
Date Filed:	Wednesday, September 22, 2010
Registered Agent	The Corporation Trust Company of Nevada

Nevada Secretary of State

Filing Type:	Foreign Corporation
Status:	Inactive Withdrawn
State:	Nevada
Foreign State:	Delaware
State ID:	C8982-1988
Date Filed:	Wednesday, November 9, 1988
Date Expired:	Thursday, October 28, 2004

New York Department of State

Filing Type:	Foreign Business Corporation
Status:	Inactive Termination
State:	New York
Foreign State:	Delaware
State ID:	1015891
Date Filed:	Thursday, August 1, 1985
Date Expired:	Thursday, October 9, 2008
Source Record	NY DOS

New York Department of State

Filing Type:	Foreign Business Corporation
Status:	Inactive Termination
State:	New York
Foreign State:	Delaware
County:	New York
State ID:	1022662
Date Filed:	Tuesday, September 3, 1985
Date Expired:	Wednesday, September 1, 2010
Source Record	NY DOS

Corporate Notes

Date	Type	Note
8/1/1985	Name History/Actual	J.P. Morgan Municipal Finance Inc.
9/3/1985	Name History/Actual	Bear, Stearns & Co. Inc.
9/26/1985	Application For Certificate Of Authority
7/8/1986	Name History/Actual	J.P. Morgan Securities Inc.
9/9/1987	Change Of Registered Agent/Office
11/9/1988	Foreign Qualification
10/19/1992	Change Of Registered Agent/Office
7/28/1994	Application For Certificate Of Authority
10/20/1995	Change Of Registered Agent/Office
2/28/1997	Certificate of Assumed Business Name
12/31/2002	Public Information Report (PIR)
12/31/2003	Public Information Report (PIR)
12/31/2003	Public Information Report (PIR)
7/26/2004	Amendment	REVOKED/REINSTATED - 08/01/99 RAA
7/26/2004	Annual List	List of Officers for 2003 to 2004
10/28/2004	Withdrawal	(1)PG MLJ
12/31/2004	Public Information Report (PIR)
12/31/2006	Public Information Report (PIR)
12/31/2007	Public Information Report (PIR)
10/8/2008	Termination of Foreign Entity
10/8/2008	Application for Amended Certificate of Authority
10/9/2008	Name History/Actual	J.P. Morgan Securities Inc.
4/19/2010	Change of Name or Address by Registered Agent
9/15/2010	Termination of Foreign Entity
9/15/2010	Application for Registration
9/22/2010	Application for Foreign Registration
9/22/2010	Initial List
12/31/2010	Public Information Report (PIR)
9/2/2011	Annual List
12/31/2011	Public Information Report (PIR)
8/9/2012	Annual List
2/28/2013	Merge In
7/18/2013	Annual List
12/2/2013	Change of Name or Address by Registered Agent
12/31/2013	Public Information Report (PIR)
8/15/2014	Annual List
12/31/2014	Public Information Report (PIR)
12/31/2014	Public Information Report (PIR)
7/22/2015	Annual List
12/31/2015	Public Information Report (PIR)
7/26/2016	Annual List
8/16/2017	Annual List
12/31/2017	Public Information Report (PIR)
10/10/2018	Annual List
12/31/2018	Public Information Report (PIR)
12/31/2019	Public Information Report (PIR)
12/31/2021	Public Information Report (PIR)
6/24/2022	Tax Forfeiture
1/30/2023	Reversal of Tax Forfeiture

Trademarks for J.P. Morgan Securities Inc.

	Mandatory Enhanced Dividend Securities Serial Number: 76098566 Drawing Code: 1000
	Mandatorily Exchangeable Debt Securities Serial Number: 74606107 Drawing Code:
	Drivers Serial Number: 74520453 Drawing Code:
	Rays Serial Number: 74334309 Drawing Code:
	Putters Serial Number: 74529473 Drawing Code: