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J.P. Morgan Securities Inc.

Active Brooklyn, NY

(312)580-4000

J.P. Morgan Securities Inc. Overview

J.P. Morgan Securities Inc. filed as a Foreign in the State of California on Thursday, September 9, 2010 and is approximately twelve years old, according to public records filed with California Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Christopher L. Harvey ~ Background Report ~	Manager
Jason Edwin Sippel ~ Background Report ~	Manager
Eric J. Stein ~ Background Report ~	Manager
Eric D. Tepper ~ Background Report ~	Manager
Marcela Castro 21 ~ Background Report ~	Assistant Secretary
Jacob I. January ~ Background Report ~	President
Carlos M. Hernandez 3 ~ Background Report ~	CEO Manager
Michael Minikes 4 ~ Background Report ~	Manager
Jeffrey C. Bernstein 1 ~ Background Report ~	Manager
John Duffy ~ Background Report ~	Manager
Robert C. Holmes ~ Background Report ~	Manager
John S. Horner ~ Background Report ~	Manager
Patrick C. Kirby ~ Background Report ~	Manager
Jeffrey H. Urwin ~ Background Report ~	Manager
Gregory G. Quental ~ Background Report ~	Manager
Felice Di Iorio ~ Background Report ~	Manager
Samuel T. Maclin ~ Background Report ~	Manager
H. Gerald Schiff ~ Background Report ~	Treasurer
A. Chandler Warren ~ Background Report ~	Secretary
Brendan R. Jones ~ Background Report ~	Vice-President
Donald M. Rice ~ Background Report ~	Vice-President
Pedro A. Canas ~ Background Report ~	Vice-President
Allen N. Jordan ~ Background Report ~	Vice-President
Richard L. Rice ~ Background Report ~	Vice-President
Patricia A. Canning ~ Background Report ~	Vice-President
Sally Jordon ~ Background Report ~	Vice-President
John D. Rich ~ Background Report ~	Vice-President
Christine Cannon ~ Background Report ~	Vice-President
David A. Riebesell ~ Background Report ~	Vice-President
Vishnu Joshi ~ Background Report ~	Vice-President
Shiyan Cao ~ Background Report ~	Vice-President
Daniel B. Riehl ~ Background Report ~	Vice-President
Robert Juneja ~ Background Report ~	Vice-President
Rocco Capri ~ Background Report ~	Vice-President
Kelly A. Riemer ~ Background Report ~	Vice-President
Valerie Juno ~ Background Report ~	Vice-President
William D. Caprine ~ Background Report ~	Vice-President
Robert J. Rijo ~ Background Report ~	Vice-President
Arsalan A. Kahlid ~ Background Report ~	Vice-President
Santiago Caraballo ~ Background Report ~	Vice-President
Kerri L. Riley ~ Background Report ~	Vice-President
Eliza A. Kaiser ~ Background Report ~	Vice-President
Carmela Caratozzolo ~ Background Report ~	Vice-President
Anthony C. Rini ~ Background Report ~	Vice-President
Anil M. Kale ~ Background Report ~	Vice-President
John Cardin ~ Background Report ~	Vice-President
Michael Riordan ~ Background Report ~	Vice-President
Rajesh Kandadai ~ Background Report ~	Vice-President
Josephine M. Carles ~ Background Report ~	Vice-President
Clifford C. Ris ~ Background Report ~	Vice-President
Kathleen M. Carmody ~ Background Report ~	Vice-President
Seung-Hwan Kang ~ Background Report ~	Vice-President
Craig Ristau ~ Background Report ~	Vice-President
Robert R. Merkel ~ Background Report ~	Vice-President
Albert J. Alimena ~ Background Report ~	Vice-President
Lucy Lizette Valdivia ~ Background Report ~	Vice-President
Mohammad B. Miah ~ Background Report ~	Vice-President
Mattias Almers ~ Background Report ~	Vice-President
Jenne S. Frisby ~ Background Report ~	Vice-President
Eric Valentin ~ Background Report ~	Vice-President
Peter Migliorino ~ Background Report ~	Vice-President
Jesus Alonso ~ Background Report ~	Vice-President
Mark Fullter ~ Background Report ~	Vice-President
Mark Valentine ~ Background Report ~	Vice-President
Judy Mikhly ~ Background Report ~	Vice-President
Spencer Alstodt ~ Background Report ~	Vice-President
Yu-Len Fung ~ Background Report ~	Vice-President
Diane Milani ~ Background Report ~	Vice-President
Michael Valerakis ~ Background Report ~	Vice-President
Kristen K. Althamer ~ Background Report ~	Vice-President
Lynne A. Funk ~ Background Report ~	Vice-President
Fernando Shotwell Valte ~ Background Report ~	Vice-President
Christopher P. Millan ~ Background Report ~	Vice-President
Jerome A. Altschul ~ Background Report ~	Vice-President
Sharon M. Furino ~ Background Report ~	Vice-President
Kent C. Hiteshew ~ Background Report ~	Senior Managing Dire
John A. Vella ~ Background Report ~	Senior Managing Dire
Frank M. James ~ Background Report ~	Senior Managing Dire
Marielle V Jan De Beur ~ Background Report ~	Managing Director
Stephen A. Bone ~ Background Report ~	Managing Director
Dale Patrick Westhoff ~ Background Report ~	Senior Managing Dire
Michael J. Saraceno ~ Background Report ~	Managing Director
Jens Jantzen ~ Background Report ~	Senior Managing Dire
Thomas M. Jardine ~ Background Report ~	Managing Director
Ian Bonnor-Moris ~ Background Report ~	Managing Director
Rion Sato ~ Background Report ~	Managing Director
Andrew S. Javorsky ~ Background Report ~	Managing Director
Thomas D. Boran ~ Background Report ~	Managing Director
Nicholas R. White ~ Background Report ~	Senior Managing Dire
Bhuvaneswari Jayaraman ~ Background Report ~	Managing Director
David N W Sawyer ~ Background Report ~	Managing Director
Richard R. Jeffrey ~ Background Report ~	Senior Managing Dire
John Boris ~ Background Report ~	Managing Director
Stephen White ~ Background Report ~	Senior Managing Dire
John J. Scattergood ~ Background Report ~	Managing Director
Philip Joseph Jenkins ~ Background Report ~	Managing Director
Patricia A. Jehle ~ Background Report ~	Senior Managing Dire
Harvey R. Boshart ~ Background Report ~	Managing Director
Robert S. Widen ~ Background Report ~	Senior Managing Dire
Eric E. Johnson ~ Background Report ~	Managing Director
Herbert Schaedler ~ Background Report ~	Managing Director
James K. Lang ~ Background Report ~	Senior Managing Dire
Daniel J. Carney ~ Background Report ~	Managing Director
Noel J. Kimmel ~ Background Report ~	Managing Director
Sandra B. Siegel ~ Background Report ~	Managing Director
Norman J. Lang ~ Background Report ~	Senior Managing Dire
Linda A. Carper ~ Background Report ~	Managing Director
Michael Kirby ~ Background Report ~	Managing Director
Scott E. Siegel ~ Background Report ~	Managing Director
Laoise Coakley ~ Background Report ~	Associate Director
Barry Dworkin ~ Background Report ~	Managing Director
Stephan Von Posern ~ Background Report ~	Managing Director
Arvind K. Mattoo ~ Background Report ~	Managing Director
Laurie A. Chochin ~ Background Report ~	Associate Director
Patryk Dyjecinski ~ Background Report ~	Managing Director
Patrick G. Wade ~ Background Report ~	Managing Director
Ricky May ~ Background Report ~	Managing Director
Lauren Cody ~ Background Report ~	Associate Director
Darrell J. Edmonds ~ Background Report ~	Managing Director
Sean M. Wagner ~ Background Report ~	Managing Director
Isabelle Maycock ~ Background Report ~	Managing Director
Daniel N. Cohen ~ Background Report ~	Associate Director
Olga Egorova ~ Background Report ~	Managing Director
Jeffrey B. McAleney ~ Background Report ~	Managing Director
Marc M. Cohen ~ Background Report ~	Associate Director
Mark D. Ehrenreich ~ Background Report ~	Managing Director
Gregory W. Walker ~ Background Report ~	Managing Director
Peter McAnally ~ Background Report ~	Managing Director
Peter Eichler ~ Background Report ~	Managing Director
Warren M. Cohen ~ Background Report ~	Associate Director
Elizabeth A. Walsh ~ Background Report ~	Managing Director
James McCarthy ~ Background Report ~	Managing Director
Neil B. Eisenstadt ~ Background Report ~	Managing Director
Elaine M. Coiro ~ Background Report ~	Associate Director
Niamh Walsh ~ Background Report ~	Managing Director
Denis J. McCarthy ~ Background Report ~	Managing Director
John R. Elliott ~ Background Report ~	Managing Director
Steven F. Colantoni ~ Background Report ~	Associate Director
James P. Ward ~ Background Report ~	Managing Director
Lawrence K. McCarty ~ Background Report ~	Managing Director
Robert L. Bourgault ~ Background Report ~	Associate Director
Bisham Singh ~ Background Report ~	Associate Director
Patrick Loven ~ Background Report ~	Associate Director
Howard M. Frost ~ Background Report ~	Associate Director
Daniel J. Boyd ~ Background Report ~	Associate Director
Livleen Singh ~ Background Report ~	Associate Director
Maureen Lowney ~ Background Report ~	Associate Director
Beth G. Fuchs ~ Background Report ~	Associate Director
Richard M. Boyle ~ Background Report ~	Associate Director
Mandeep Singh ~ Background Report ~	Associate Director
David Lozano ~ Background Report ~	Associate Director
Casandra S. Fung ~ Background Report ~	Associate Director
David Brander ~ Background Report ~	Associate Director
Eric X. Lu ~ Background Report ~	Associate Director
Amit Sinha ~ Background Report ~	Associate Director
Joseph V. Furlong ~ Background Report ~	Associate Director
Tania E. Branez ~ Background Report ~	Associate Director
Ming-Hua Lu ~ Background Report ~	Associate Director
Vincent J. Siry ~ Background Report ~	Associate Director
Joseph A. Fusco ~ Background Report ~	Associate Director
Thomas L. Brayton ~ Background Report ~	Associate Director
Helene C. Luk ~ Background Report ~	Associate Director
Sheila M. Sison ~ Background Report ~	Associate Director
Laurence M. Gabler ~ Background Report ~	Associate Director
Jose F. Lumang ~ Background Report ~	Associate Director
Filip Skala ~ Background Report ~	Associate Director
Karen Ann Gaffney ~ Background Report ~	Associate Director
Melissa B. Breitstein ~ Background Report ~	Associate Director
Raymond Luthi ~ Background Report ~	Associate Director
Andrew P. Skoglund ~ Background Report ~	Associate Director
Carla A. Gagne ~ Background Report ~	Associate Director
Hilary Lynch ~ Background Report ~	Associate Director
Joel D. Brenner ~ Background Report ~	Associate Director
Benjamin Skolnick ~ Background Report ~	Associate Director
Timothy S. Galbraith ~ Background Report ~	Associate Director
Kevin P. Lyons ~ Background Report ~	Associate Director
George W. Brewster ~ Background Report ~	Associate Director
Gerald Slabin ~ Background Report ~	Associate Director
Frank O. Galdi ~ Background Report ~	Associate Director
William D. Lyons ~ Background Report ~	Associate Director
Nick Broad ~ Background Report ~	Associate Director
Bradley R. Small ~ Background Report ~	Associate Director
Brian J. Gallagher ~ Background Report ~	Associate Director
Mary E. Brock ~ Background Report ~	Associate Director
Yelena Lyubinskaya ~ Background Report ~	Associate Director
Christopher J. Alaimo ~ Background Report ~	Managing Director/Pr
Gary A. Altiero ~ Background Report ~	Managing Director/Pr
Stevan Jackson ~ Background Report ~	Managing Director/Pr
Doren A. Jacobs ~ Background Report ~	Managing Director/Pr
Christine D. Palumbo ~ Background Report ~	Associated Director
Vicent Palumbo ~ Background Report ~	Associated Director
Marlene M. Palyca ~ Background Report ~	Associated Director
Joseph R. Pan ~ Background Report ~	Associated Director
Xueyi Pan ~ Background Report ~	Associated Director
Luke C. Panarese ~ Background Report ~	Associated Director

Showing 8 records out of 195

J.P. Morgan Securities Inc. lists two other companies as an officer in their company. It is not uncommon for one company to hold a position in another company.

Name	Status	Incorporated	Key People	Role
J. P. Morgan Broker-Dealer Holdings Inc.	Inactive			Member
J.P. Morgan Broker-Dealer Holdings Inc.	Inactive			Mmember

245 Park Ave New York, NY 10167 1 Federal St Boston, MA 02110 50 Rowes Wharf Boston, MA 02110 270 Park Ave New York, NY 10017 3 First National Plz Chicago, IL 60602 3424 Peachtree Rd NE Atlanta, GA 30326 1251 Avenue of the Americas New York, NY 10020 30 S Wacker Dr Chicago, IL 60606 277 Park Ave New York, NY 10172 575 Lexington Ave New York, NY 10022

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Inactive
State:	Florida
State ID:	P20874
Date Filed:	Wednesday, September 14, 1988

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Inactive
State:	Florida
State ID:	P10371
Date Filed:	Monday, June 9, 1986

Florida Department of State

Filing Type:	Foreign for Profit Corporation
Status:	Inactive
State:	Florida
State ID:	P07280
Date Filed:	Tuesday, September 3, 1985

Texas Secretary of State

Filing Type:	Foreign For-Profit Corporation
Status:	Inactive
State:	Texas
State ID:	6702706
Date Filed:	Thursday, September 26, 1985

Texas Secretary of State

Filing Type:	Foreign For-Profit Corporation
Status:	Inactive Terminated
State:	Texas
State ID:	10095206
Date Filed:	Thursday, July 28, 1994

California Secretary of State

Filing Type:	Statement & Designation By Foreign Corporation
Status:	Inactive
State:	California
Foreign State:	Delaware
State ID:	01286859
Date Filed:	Thursday, September 26, 1985

California Secretary of State

Filing Type:	Statement & Designation By Foreign Corporation
Status:	Inactive
State:	California
Foreign State:	Delaware
State ID:	01651249
Date Filed:	Monday, October 23, 1989

California Secretary of State

Filing Type:	Foreign
Status:	Active
State:	California
Foreign State:	Delaware
State ID:	201025210148
Date Filed:	Thursday, September 9, 2010

Florida Department of State

Filing Type:	Foreign Limited Liability
Status:	Active
State:	Florida
State ID:	M10000004087
Date Filed:	Wednesday, September 15, 2010

Texas Secretary of State

Filing Type:	Foreign Limited Liability Company (LLC)
Status:	Active In existence
State:	Texas
State ID:	801318964
Date Filed:	Wednesday, September 15, 2010

Nevada Secretary of State

Filing Type:	Foreign Limited-Liability Company
Status:	Active
State:	Nevada
Foreign State:	Delaware
State ID:	E0459362010-1
Date Filed:	Wednesday, September 22, 2010
Registered Agent	The Corporation Trust Company of Nevada

Nevada Secretary of State

Filing Type:	Foreign Corporation
Status:	Inactive Withdrawn
State:	Nevada
Foreign State:	Delaware
State ID:	C8982-1988
Date Filed:	Wednesday, November 9, 1988
Date Expired:	Thursday, October 28, 2004

New York Department of State

Filing Type:	Foreign Business Corporation
Status:	Inactive Termination
State:	New York
Foreign State:	Delaware
State ID:	1015891
Date Filed:	Thursday, August 1, 1985
Date Expired:	Thursday, October 9, 2008
Source Record	NY DOS

New York Department of State

Filing Type:	Foreign Business Corporation
Status:	Inactive Termination
State:	New York
Foreign State:	Delaware
County:	New York
State ID:	1022662
Date Filed:	Tuesday, September 3, 1985
Date Expired:	Wednesday, September 1, 2010
Source Record	NY DOS

Corporate Notes

Date	Type	Note
8/1/1985	Name History/Actual	J.P. Morgan Municipal Finance Inc.
9/3/1985	Name History/Actual	Bear, Stearns & Co. Inc.
9/26/1985	Application For Certificate Of Authority
7/8/1986	Name History/Actual	J.P. Morgan Securities Inc.
9/9/1987	Change Of Registered Agent/Office
11/9/1988	Foreign Qualification
10/19/1992	Change Of Registered Agent/Office
7/28/1994	Application For Certificate Of Authority
10/20/1995	Change Of Registered Agent/Office
2/28/1997	Certificate of Assumed Business Name
12/31/2002	Public Information Report (PIR)
12/31/2003	Public Information Report (PIR)
12/31/2003	Public Information Report (PIR)
7/26/2004	Amendment	REVOKED/REINSTATED - 08/01/99 RAA
7/26/2004	Annual List	List of Officers for 2003 to 2004
10/28/2004	Withdrawal	(1)PG MLJ
12/31/2004	Public Information Report (PIR)
12/31/2006	Public Information Report (PIR)
12/31/2007	Public Information Report (PIR)
10/8/2008	Termination of Foreign Entity
10/8/2008	Application for Amended Certificate of Authority
10/9/2008	Name History/Actual	J.P. Morgan Securities Inc.
4/19/2010	Change of Name or Address by Registered Agent
9/15/2010	Termination of Foreign Entity
9/15/2010	Application for Registration
9/22/2010	Application for Foreign Registration
9/22/2010	Initial List
12/31/2010	Public Information Report (PIR)
9/2/2011	Annual List
12/31/2011	Public Information Report (PIR)
8/9/2012	Annual List
2/28/2013	Merge In
7/18/2013	Annual List
12/2/2013	Change of Name or Address by Registered Agent
12/31/2013	Public Information Report (PIR)
8/15/2014	Annual List
12/31/2014	Public Information Report (PIR)
12/31/2014	Public Information Report (PIR)
7/22/2015	Annual List
12/31/2015	Public Information Report (PIR)
7/26/2016	Annual List
8/16/2017	Annual List
12/31/2017	Public Information Report (PIR)
10/10/2018	Annual List
12/31/2018	Public Information Report (PIR)
12/31/2019	Public Information Report (PIR)

Trademarks for J.P. Morgan Securities Inc.

	Mandatory Enhanced Dividend Securities Serial Number: 76098566 Drawing Code: 1000
	Mandatorily Exchangeable Debt Securities Serial Number: 74606107 Drawing Code:
	Drivers Serial Number: 74520453 Drawing Code:
	Rays Serial Number: 74334309 Drawing Code:
	Putters Serial Number: 74529473 Drawing Code: