Morgan Stanley Smith Barney Financing LLC

Active New York, NY

Morgan Stanley Smith Barney Financing LLC Overview

Morgan Stanley Smith Barney Financing LLC filed as a Foreign Limited Liability in the State of Florida on Monday, August 24, 2009 and is approximately fifteen years old, as recorded in documents filed with Florida Department of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Matthew McAndrew ~ Background Report ~	President Manager Director
Timothy Pubins 1 ~ Background Report ~	Manager Director Member
Joyce Tavoulareas ~ Background Report ~	Manager Director
Aaron Guth 19 ~ Background Report ~	Secretary Treasurer Assistant Secretary
Mitchell K. Davis 1 ~ Background Report ~	Manager Member
Barry Goldstein ~ Background Report ~	Manager Member
Luis Castello ~ Background Report ~	Treasurer
Pubins Timothy 1 ~ Background Report ~	Member
Tavoulareas Joyce ~ Background Report ~	Member
Adam Kudelka 1 ~ Background Report ~	President Director Chief Executive Officer
Anita Rios 19 ~ Background Report ~	Manager Vice President Assistant Treasurer Governing Person
Cheryl A. Grassmann 9 ~ Background Report ~	Manager Governing Person
Debra M. Aaron 8 ~ Background Report ~	Manager Governing Person
Jeffrey A. Gelfand 8 ~ Background Report ~	Manager Director Member Chief Financial Officer Governing Person
James P. Gorman 5 ~ Background Report ~	Manager Member Governing Person
Anne Cooney 3 ~ Background Report ~	Manager Vice President Governing Person
Charles Johnston 2 ~ Background Report ~	Manager Member Governing Person
Sara Furber 1 ~ Background Report ~	Manager Member
Jeffrey Gelfand 1 ~ Background Report ~	Manager
Kevin P. Mooney 11 ~ Background Report ~	Treasurer Secretary Governing Person
Jeanne E Greeley O'Regan 11 ~ Background Report ~	Treasurer Secretary Governing Person
Robert Vesey 10 ~ Background Report ~	Treasurer Secretary Governing Person
Jason Pizzorusso 7 ~ Background Report ~	Treasurer Vice President
Michael A. O'Brien 5 ~ Background Report ~	Treasurer Secretary
James J. Killerlane 3 ~ Background Report ~	Treasurer Secretary Governing Person
Christine Cochet 2 ~ Background Report ~	Treasurer Secretary Governing Person
Jeanne E Greeley O Regan 4 ~ Background Report ~	Secretary
Jeanne E. Greeley 1 ~ Background Report ~	Secretary
Jeffrey Heck ~ Background Report ~	Member
Jamie Kemp ~ Background Report ~	Member
Lou Palladino 26 ~ Background Report ~	Vice President Governing Person
Ethan Schiffman 14 ~ Background Report ~	Vice President
David Ratnarajah 13 ~ Background Report ~	Vice President
Tushar Mehta 13 ~ Background Report ~	Vice President
Jessica G Gorman Taylor 8 ~ Background Report ~	Vice President Governing Person
Marika Tanaka 8 ~ Background Report ~	Vice President Assistant Secretary
Sergio J. Lupetin 3 ~ Background Report ~	Vice President
Richard B. Chalker 2 ~ Background Report ~	Vice President
Chris Randazzo ~ Background Report ~	Vice President
Rechard B. Chalker ~ Background Report ~	Vice President
Bruce Sandberg 21 ~ Background Report ~	Governing Person
Charlene Herzer 14 ~ Background Report ~	Governing Person
Susan M. Krause 14 ~ Background Report ~	Governing Person
Jacob E. Tyler 13 ~ Background Report ~	Assistant Secretary
Harvey B. Mogenson 12 ~ Background Report ~	Governing Person
James Rosenthal 5 ~ Background Report ~	Governing Person
Jeffrey Brodsky 2 ~ Background Report ~	Governing Person
Eric Grossman 2 ~ Background Report ~	Governing Person
Jacob E. Tylor ~ Background Report ~	Assistant Secretary

Showing 8 records out of 49

Morgan Stanley Smith Barney Financing LLC lists two other companies as an officer in their company. It is not uncommon for one company to hold a position in another company.

Name	Status	Incorporated	Key People	Role
Morgan Stanley Domestic Holdings, Inc.	Inactive			Manager
Morgan Stanley Smith Barney Holdings LLC	Inactive			Member

1585 Broadway New York, NY 10036

Florida Department of State

Filing Type:	Foreign Limited Liability
Status:	Active
State:	Florida
State ID:	M09000003299
Date Filed:	Monday, August 24, 2009

Texas Secretary of State

Filing Type:	Foreign Limited Liability Company (LLC)
Status:	Active In existence
State:	Texas
State ID:	801162116
Date Filed:	Tuesday, August 25, 2009

California Secretary of State

Filing Type:	Foreign
Status:	Active
State:	California
Foreign State:	Delaware
State ID:	200923610196
Date Filed:	Monday, August 24, 2009

Nevada Secretary of State

Filing Type:	Foreign Limited-Liability Company
Status:	Active
State:	Nevada
Foreign State:	Delaware
State ID:	E0462692009-2
Date Filed:	Thursday, August 27, 2009
Registered Agent	The Corporation Trust Company of Nevada

Corporate Notes

Date	Type	Note
8/25/2009	Application for Registration
8/27/2009	Application for Foreign Registration
8/27/2009	Initial List	2009-2010
4/19/2010	Change of Name or Address by Registered Agent
7/20/2010	Annual List
7/28/2011	Annual List
7/30/2012	Annual List
6/21/2013	Annual List
12/2/2013	Change of Name or Address by Registered Agent
12/31/2013	Public Information Report (PIR)
6/19/2014	Annual List
7/7/2015	Annual List
12/31/2015	Public Information Report (PIR)
7/11/2016	Annual List
12/31/2016	Public Information Report (PIR)
12/31/2016	Public Information Report (PIR)
7/14/2017	Annual List
12/31/2017	Public Information Report (PIR)
7/13/2018	Annual List
12/31/2018	Public Information Report (PIR)
12/31/2021	Public Information Report (PIR)

Sources

Florida Department of State
Data last refreshed on Saturday, April 6, 2024

Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019

Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024

California Secretary of State
Data last refreshed on Monday, April 4, 2022

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Morgan Stanley Smith Barney Financing LLC

Active New York, NY