Capital One Securities, Inc
Active Austin, TX
Capital One Securities, Inc Overview
Capital One Securities, Inc filed as a Foreign For-Profit Corporation in the State of Texas on Thursday, May 4, 2000 and is approximately twenty-six years old, as recorded in documents filed with Texas Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.
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Capital One Securities, Inc
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Key People
Who own Capital One Securities, Inc
| Name | |
|---|---|
| Steve Tulip 1 |
President
Director
Managing Director
|
| Gabrielle B. Halprin 1 |
CFO
Chief Financial Officer
CFO Officer
Chief Financial Oper
|
| Robert L. Jordan 2 |
Treasurer
|
| Russell A. Johnson 1 |
Director
Head
Head of Energy Inves
Head of Healthcare A
|
| David Kucera 1 |
Director
Head
Head of Asset Backed
|
| Sage Nakamura 1 |
Director
Head
HEAD OF DEBT & E
Head of Debt Capital
Head of Healthcare
Head of Healthcare A
Head of Loan Syndica
Technology Lo
|
| Sharon Tanner 1 |
Director
Head
Head of Debt Capital
|
| Joseph Gibney |
Director
Head
Head of Sale, Resear
|
| Jeffrey Porphy |
Director
Head
|
| Jonathan Chiu 9 |
Secretary
|
| Beth Adams 6 |
Tax Office
|
| Mark Douce 1 |
Chief Comp
Chief Compliance Off
|
| Shlomo E. Baruch 1 |
Head
Head of Debt Capital
|
| Christopher Lane |
Asst Secre
Assistant Secretary
|
| Eric Shea |
Head
Head of Securitized
|
| Phillip Winiecki |
Head
Head of Equity Capit
|
| Gregory T. Horstman |
Head
|
| John T. Ryan |
Asst Secre
|
| Shaun Ross 9 |
Deputy Con
Managing V
Managing Vice Presid
Deputy Controller
Accounting
|
| Jennifer Bosso 1 |
Asst Finan
Assistant Financial
|
| Aleksandr M. Shagas |
Compliace
Anti-Money Launderin
|
| Pierre E. Conner 1 |
President
Director
Chief Executive Officer
|
| Richard L. Abbrecht |
President
Director
|
| Michael Passaretti 17 |
Secretary
Assistant Secretary
|
| Kelly A. Ledman 17 |
Secretary
|
| Robert M. Stuart 6 |
Director
Head of Energy Debt
Head of Middle Marke
|
| Michael C. Slocum 6 |
Director
|
| Albert A. Ciafre 3 |
Director
|
| Andres L. Navarrete 2 |
Secretary
|
| Kathy M. Jordan 2 |
Director
|
| Daniel H. Rosen 2 |
Director
|
| William C. Kugler 1 |
Director
|
| Andrew Labenne 1 |
Director
|
| James McBride 1 |
Director
Head of Investment B
|
| Kristine M. Wellman 1 |
Secretary
|
| Russ Johnson Russell |
Director
|
| Jeffrey Pophy |
Director
|
| Philippa Girling |
Director
|
| Patrick R. Mooney |
Director
|
| Mark R. Smith |
Director
|
| Tangela S. Richter |
Secretary
|
| Pamela M. Koch 20 |
Vice President
Accounting
Deputy Controller
Managing Vp
Deputy Cont
Managing Vp-Accounti
|
| Terry Berkley 4 |
Vice President
Accounting
|
| Susan McFarland 11 |
Controller
|
| R. Scott Blackley 11 |
Controller
Principal Accounting
|
| Warrenetta C. Baker 23 |
Officer
Tax
Tax Off
Tax Officer
|
| Amy D. Cook 18 |
Assistant Secretary
|
| Steven H. Brownlee 6 |
Assistant Secretary
|
| Timothy Treble 5 |
Chief Compliance Off
|
| Gregory K. Steele 1 |
Head of Real Estate
|
| Lynda M. Jammerman 1 |
Anti-Money Launderin
|
| Scott A. Umberger 1 |
Assistant Secretary
|
| John T. Rayn |
Assistant Secretary
|
| Scott A. Umberaer |
Assistant Secretary
|
| Gabrielle Bailleaux |
Chief Financial Officer
|
| Jules A. Lorio |
Chief Compliance Off
|
| Gabrielle C. Bailleux |
Chief Financial Officer
|
| William Gates 1 |
Head of Loan Syndica
|
| Robert Mertensotto 1 |
Head of Energy Debt
|
| James H. Snyder |
Vp-Equity Sales
|
Showing 8 records out of 60
Companies for Capital One Securities, Inc
Capital One Securities, Inc has another company listed as an officer. It is not uncommon for one company to hold a position in another company.
| Name | Status | Incorporated | Key People |
|---|---|---|---|
| Tina Register |
Inactive
|
Secretary
|
Corporate Filings for Capital One Securities, Inc
Texas Secretary of State
| Filing Type: | Foreign For-Profit Corporation |
|---|---|
| Status: | Active |
| State: | Texas |
| State ID: | 13241406 |
| Date Filed: | Thursday, May 4, 2000 |
| Registered Agent | Corporation Service Company D/B/A Csc-Lawyers Incorporating Service Company |
Corporate Notes
| Source | Date | Type | Note |
|---|---|---|---|
|
5/4/2000 | Application For Certificate Of Authority | |
|
|
12/31/2002 | Public Information Report (PIR) | |
|
|
12/31/2003 | Public Information Report (PIR) | |
|
|
4/8/2004 | Change of Registered Agent/Office | |
|
|
12/31/2004 | Public Information Report (PIR) | |
|
|
4/24/2006 | Application for Amended Certificate of Authority | |
|
|
6/1/2006 | Change of Registered Agent/Office | |
|
|
12/31/2006 | Public Information Report (PIR) | |
|
|
12/31/2007 | Public Information Report (PIR) | |
|
|
12/31/2008 | Public Information Report (PIR) | |
|
|
10/30/2009 | Change of Office by Registered Agent | |
|
|
12/31/2009 | Public Information Report (PIR) | |
|
|
12/31/2010 | Public Information Report (PIR) | |
|
|
12/31/2012 | Public Information Report (PIR) | |
|
|
6/10/2013 | Application for Amended Registration | |
|
|
12/31/2013 | Public Information Report (PIR) | |
|
|
12/31/2014 | Public Information Report (PIR) | |
|
|
12/31/2015 | Public Information Report (PIR) | |
|
|
12/31/2016 | Public Information Report (PIR) | |
|
|
12/31/2017 | Public Information Report (PIR) | |
|
|
12/31/2018 | Public Information Report (PIR) | |
|
|
12/31/2019 | Public Information Report (PIR) | |
|
|
12/31/2021 | Public Information Report (PIR) |
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Source
Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024
Data last refreshed on Saturday, March 2, 2024
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Corporate Records
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