Lpl Financial LLC

Active Dallas, TX

Lpl Financial LLC Overview

Lpl Financial LLC filed as a Foreign Limited-Liability Company in the State of Nevada on Tuesday, May 16, 1978 and is approximately forty-eight years old, according to public records filed with Nevada Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Name
Dan Arnold 11 ~ Background Report ~	President Manager Member Managing Member Secretary
Matthew Audette 1 ~ Background Report ~	Manager Chief Financial Officer
Gregory M. Woods 3 ~ Background Report ~	Manager
Michelle Oroschakoff 1 ~ Background Report ~	Manager Member Director Other
Matt Enyedi ~ Background Report ~	Manager
Mark S. Casady 10 ~ Background Report ~	Chief Executive Officer CEO Manager Managing Member Director Member
Robert L. Moore 4 ~ Background Report ~	President Manager Managing Member Director Member
Stephanie L. Brown 8 ~ Background Report ~	Manager Managing Member Secretary
David Bergers 1 ~ Background Report ~	Manager Director Member General Counsel
Tom Lux ~ Background Report ~	Manager Treasurer
Michelle Oroschakaff ~ Background Report ~	Manager
Thomas Gooley ~ Background Report ~	Manager Member
Esther M. Stearns 3 ~ Background Report ~	Managing Member
Gregory M. Woods 2 ~ Background Report ~	Managing Member Secretary
Gregory Cornick 2 ~ Background Report ~	Treasurer
Mimi Carsley 1 ~ Background Report ~	Treasurer
Charles Maher ~ Background Report ~	Treasurer Director
Esther Steams 1 ~ Background Report ~	Member
Mark Helliker ~ Background Report ~	Governing Person

Showing 8 records out of 19

Lpl Financial LLC lists two other companies as an officer in their company. It is not uncommon for one company to hold a position in another company.

Name	Status	Incorporated	Key People	Role
Lpl Holdings, Inc.	Active	1996	2	NonMM
Lpl Holdigns Inc	Inactive			Managing Member

Texas Secretary of State

Filing Type:	Foreign For-Profit Corporation
Status:	Active In existence
State:	Texas
State ID:	5704106
Date Filed:	Friday, December 31, 1982

Florida Department of State

Filing Type:	Foreign Limited Liability
Status:	Active
State:	Florida
State ID:	M11000000644
Date Filed:	Tuesday, February 8, 2011

California Secretary of State

Filing Type:	Domestic
Status:	Active
State:	California
State ID:	201031910046
Date Filed:	Monday, November 15, 2010

Nevada Secretary of State

Filing Type:	Foreign Limited-Liability Company
Status:	Active
State:	Nevada
Foreign State:	California
State ID:	C2422-1978
Date Filed:	Tuesday, May 16, 1978
Registered Agent	The Corporation Trust Company of Nevada

Corporate Notes

Date	Type	Note
5/16/1978	Foreign Qualification
7/10/1978	Initial List
5/3/1979	Registered Agent Change	JOHN K. STIRTON, JR. ROOM 6 300 W. UTAH AVE. LAS VEGAS NV 89102
5/21/1979	Annual List
12/6/1979	Registered Agent Address Change	ROBERT R. RITZMAN SUITE 306 4045 SO. SPENCER ST LAS VEGAS NV
12/11/1979	Registered Agent Address Change	ROBERT R. RITZMAN SUITE 116 3100 W. SAHARA LAS VEGAS NV 89101
6/12/1980	Annual List
6/12/1980	Registered Agent Address Change	ROBERT R. RITZMAN 3100 W. SAHARA #116 LAS VEGAS NV
4/13/1981	Annual List
4/13/1982	Annual List
4/13/1982	Registered Agent Address Change	ROBERT R. RITZMAN #300 2770 S. MARYLAND PARKWAY LAS VEGAS NV 89102
12/31/1982	Application for Certificate of Authority
5/20/1983	Annual List
7/18/1983	Registered Agent Change	ROBERT R. RITZMAN SUITE 1100 101 CONVENTION CENTER DR LAS VEGAS NV 89109
4/17/1984	Annual List
1/6/1985	Change Of Registered Agent/Office
7/26/1985	Annual List
6/3/1986	Annual List
4/15/1987	Annual List
4/12/1988	Annual List
4/6/1989	Annual List
5/8/1990	Annual List
7/13/1990	Change Of Registered Agent/Office
2/11/1991	Amendment	CERTIFIED COPY OF AGREEMENT OF MERGER MERGING LINSCO FINANCIAL GROUP, INC., A (DE) CORP. NOT QUAL. IN NEVADA INTO THIS CORPORATION. CHANGING NAME OF SUR- VIVOR IN MERGER. DMF PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED DMFBH(_^ 001
4/9/1991	Annual List
4/13/1992	Annual List
1/13/1994	Annual List
4/14/1994	Annual List
5/10/1995	Annual List
5/30/1996	Annual List
6/4/1997	Annual List
8/22/1997	Application For Amended Certificate Of Authority
6/8/1998	Annual List
5/12/1999	Annual List
10/29/1999	Registered Agent Address Change	CORPORATION TRUST COMPANY OF NEVAD KFA ONE EAST FIRST STREET RENO NV 89501 KFA
5/30/2000	Annual List
5/22/2001	Annual List
6/5/2001	Annual List
5/17/2002	Annual List
12/31/2002	Public Information Report (PIR)
12/31/2002	Public Information Report (PIR)
12/31/2003	Public Information Report (PIR)
6/1/2004	Annual List	List of Officers for 2004 to 2005
12/31/2004	Public Information Report (PIR)
5/16/2005	Annual List
12/31/2005	Public Information Report (PIR)
4/5/2006	Annual List
12/31/2006	Public Information Report (PIR)
3/30/2007	Annual List
12/31/2007	Public Information Report (PIR)
1/17/2008	Application for Amended Certificate of Authority
1/17/2008	Certificate of Assumed Business Name
1/22/2008	Amendment
1/22/2008	Miscellaneous
4/17/2008	Annual List
12/31/2008	Public Information Report (PIR)
12/31/2008	Public Information Report (PIR)
12/31/2008	Public Information Report (PIR)
4/22/2009	Annual List
12/31/2009	Public Information Report (PIR)
4/19/2010	Change of Name or Address by Registered Agent
7/13/2010	Annual List
12/31/2010	Public Information Report (PIR)
1/31/2011	Amendment to Registration - Conversion or Merger
3/1/2011	Annual List	11-12
6/28/2011	Application for Foreign Registration
6/28/2011	Convert In
6/28/2011	Initial List
6/28/2011	Miscellaneous
6/28/2011	Miscellaneous
1/9/2012	Amended List
7/24/2012	Annual List
12/31/2012	Public Information Report (PIR)
3/25/2013	Annual List
12/2/2013	Change of Name or Address by Registered Agent
12/31/2013	Public Information Report (PIR)
4/1/2014	Annual List
12/31/2014	Public Information Report (PIR)
4/15/2015	Annual List
3/2/2016	Annual List
12/31/2016	Public Information Report (PIR)
5/11/2017	Annual List
12/31/2017	Public Information Report (PIR)
5/24/2018	Annual List
4/9/2019	Annual List
12/31/2020	Public Information Report (PIR)

Trademarks for Lpl Financial LLC

	Sponsorworks Serial Number: 86501811 Drawing Code: 4000
	Manager Access Network Serial Number: 86794494 Drawing Code: 4000
	Clientworks Serial Number: 86340713 Drawing Code: 4000
	Manager Access Select Serial Number: 77700247 Drawing Code: 4000
	Lpl Financial Serial Number: 77313189 Drawing Code: 3000
	Manager Access Select Serial Number: 77497269 Drawing Code: 4000
	Lpl Serial Number: 74351207 Drawing Code:
	The Rollover Results Program Serial Number: 85571231 Drawing Code: 4000
	Sync Serial Number: 85789603 Drawing Code: 4000
	Omp Serial Number: 76529181 Drawing Code: 4000