Sungard Institutional Brokerage Inc.
Active Dallas, TX
Sungard Institutional Brokerage Inc. Overview
Sungard Institutional Brokerage Inc. filed as a Foreign For-Profit Corporation in the State of Texas on Friday, February 21, 2003 and is approximately twenty-three years old, as recorded in documents filed with Texas Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.
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Sungard Institutional Brokerage Inc.
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Key People
Who own Sungard Institutional Brokerage Inc.
| Name | |
|---|---|
| Robert A. Soutella |
President
Director
|
| Andrew B. Donnellan 1 |
Director
|
| Forrest H. Oupre |
Secretary
|
| Kevin Rafferty 2 |
President
CEO
Segment President
Wealth Management
Chief Executive Officer
|
| Kevin Refferty |
President
|
| Robert Santella 5 |
CEO
|
| Gregory James Vance 5 |
CFO
Treasurer
Senior Vp
Vice President
Chief Financial Officer
Segment Financial of
Wealth Management
|
| Michael J. Ruane 47 |
Director
Vice President
Assistant Sec.
Assistant Treas.
|
| Leslie S. Brush 42 |
Secretary
Vice President
Assistant Vp
|
| Victoria Silbey 33 |
Director
Secretary
Vice President
Assistant Sec.
|
| Karen Mullane 28 |
Director
Assistant Sec.
Assistant Vp
|
| Thomas J. McDugall 23 |
Director
|
| Robert K. Ward |
Executive Vp
Chief Operating Officer
|
| Blaine R. Maxfield |
Executive Vp
Chief Operating Officer
Wealth Station
Wealth Statn
|
| Maryanne D. Campbell |
Executive Vp
Chief Operating Officer
Wealth Management Ac
Wealth Mgmt Accounti
|
| David B. Ferry 1 |
Senior Vp
Sales
|
| Gail Elizabeth Weiss |
Senior Vp
Managing Director
|
| Mark S. Volker |
Senior Vp
|
| John M. Vander Vennet |
Senior Vp
Account Management
|
| Maguerite E. Peters |
Senior Vp
Client Services
|
| David William Mishoe |
Senior Vp
Managing Director
Securities
|
| Patrick D. McGowan |
Senior Vp
|
| Gregory B. McCloskey |
Senior Vp
Sales
|
| Melissa L. Loverne |
Senior Vp
Marketing
|
| Niraj Gilja |
Senior Vp
22c2
|
| Terrence Scott Franc |
Senior Vp
Trading
|
| Timothy J. Driscoll |
Senior Vp
Stn Sales
|
| Debra J. Devoe |
Senior Vp
Chief Compliance Off
|
| Forrest H. Dupre |
Senior Vp
General Counsel
|
| Todd L. Moyer |
Senior Vp
Stn Sales
|
| Brian Ray Wilkins 1 |
Vice President
Segment Security Off
|
| Mark Weichselbaum |
Vice President
Business Analysis
|
| Jorian D. Wheeler |
Vice President
Software Development
|
| Pamela Thanasouras Turner |
Vice President
Project Manager
|
| Jeffrey A. McCuen |
Vice President
Sales Executive
|
| Michael G. Lugowski |
Vice President
Compliance Officer
|
| Joy E. Ingham |
Vice President
Project Manager
|
| Michael D. Hurst |
Vice President
Client Services
|
| Brian Kelly Gorny |
Vice President
Operations Manager
|
| Sarah J. Hart |
Vice President
Middle Office
|
| Tamara L. Gonzalez |
Vice President
Account Manager
|
| Michael Fisch |
Vice President
Operations
|
| Louis A. Delverme |
Vice President
Sales
|
| Renee M. Callaghan |
Vice President
Account Management
|
| Bruce G. Ward |
Vice President
|
| Christopher M. Connolly |
Vice President
Sales
|
| Ed T. Hart |
Vice President
Controller
|
| M. Michael Zuckerman 16 |
Assistant Sec.
Assistant Vp
|
| James E. Ashton 11 |
Division Chief Execu
|
| Max J. Broedlow 8 |
Division Chief Finan
|
| Vincent Tolve |
Director of Strategi
|
| Michael Francis Vogel |
Director of Integrat
|
| Martha V. Post |
Director of Front of
|
| Thomas McHugh |
Director of Internat
|
| Christopher Scott Jones |
Director of Back Off
|
| Christopher John Boschert |
Director of Electron
|
Showing 8 records out of 56
Corporate Filings for Sungard Institutional Brokerage Inc.
Texas Secretary of State
| Filing Type: | Foreign For-Profit Corporation |
|---|---|
| Status: | Active |
| State: | Texas |
| State ID: | 800176401 |
| Date Filed: | Friday, February 21, 2003 |
California Secretary of State
| Filing Type: | Statement & Designation By Foreign Corporation |
|---|---|
| Status: | Inactive |
| State: | California |
| Foreign State: | New York |
| State ID: | 02499085 |
| Date Filed: | Monday, February 24, 2003 |
Florida Department of State
| Filing Type: | Foreign for Profit Corporation |
|---|---|
| Status: | Inactive |
| State: | Florida |
| State ID: | F10000003222 |
| Date Filed: | Friday, July 16, 2010 |
New York Department of State
| Filing Type: | Domestic Business Corporation |
|---|---|
| Status: | Inactive Merged Out |
| State: | New York |
| County: | New York |
| State ID: | 1248605 |
| Date Filed: | Wednesday, December 28, 1988 |
| Date Expired: | Thursday, December 19, 2013 |
| Source Record | NY DOS |
Corporate Notes
| Source | Date | Type | Note |
|---|---|---|---|
|
12/28/1988 | Name History/Actual | Shaw Data Securities, Inc. |
|
|
6/27/1996 | Name History/Actual | Sungard Institutional Brokerage Inc. |
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Sources
Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024
Data last refreshed on Saturday, March 2, 2024
Florida Department of State
Data last refreshed on Monday, April 6, 2026
Data last refreshed on Monday, April 6, 2026
California Secretary of State
Data last refreshed on Monday, April 4, 2022
Data last refreshed on Monday, April 4, 2022
New York Department of State
Data last refreshed on Saturday, October 12, 2024
Data last refreshed on Saturday, October 12, 2024
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