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Valic Financial Advisors, Inc.
Active Houston, TX
Valic Financial Advisors, Inc. Overview
Valic Financial Advisors, Inc. filed as a Domestic For-Profit Corporation in the State of Texas on Monday, November 18, 1996 and is approximately twenty-nine years old, according to public records filed with Texas Secretary of State.
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Key People
Who own Valic Financial Advisors, Inc.
| Name | |
|---|---|
| Shawn M. Duffy 1 |
President
Chief Executive Officer
NonDir
NonPres
CEO
Director
Senior Vice Presiden
Chief Executive Officer
|
| Jonathan J. Novak 3 |
President
Chief Executive Officer
|
| Michael J. Brodeur 1 |
President
Director
|
| Justin J Walls Caulfield 56 |
Treasurer
Vice President
|
| Ali Vaseghi 1 |
Director
Vice President
Chief Operating Officer
|
| Julie Hearne 25 |
Secretary
Vice President
NonSec
|
| Ken Kiefer 2 |
Director
Vice President
|
| Cheryl Tibbits 2 |
Director
Chief Financial Officer
|
| Jeffrey Reinbold 1 |
Director
Regional Vp
|
| Cynthia L. Burnette 3 |
Director
NonDir
NonTreas
Treasurer
Vice President
Chief Financial Officer
|
| Veronica Rink 1 |
Director
|
| John Logan 1 |
Director
|
| Krista Gibson 1 |
Director
|
| Lisa K. Gerhart 10 |
Vice President
Controller
|
| Daniel R. Cricks 19 |
Vice President
Tax Officer
Treasurer
Director
Tax Off
|
| Thomas C. Spires 26 |
Vice President
Tax Officer
|
| Thomas M. Ward 3 |
Vice President
Director
Administrative Offic
|
| Virginia N. Puzon 24 |
Assistant Secretary
Treasurer
Secretary
|
| Rosemary Foster 12 |
Assistant Secretary
|
| Donna Johnston 2 |
Administrative Offic
|
| Brandy Harris 2 |
Administrative Offic
|
| Kevin Hogan 15 |
President
Director
|
| Bruce R. Abrams 8 |
President
Chief Executive Officer
|
| Evelyn M. Curran 5 |
President
CEO
Director
Senior Vp
|
| Kurt W. Bernlohr 5 |
President
Director
Chief Executive Officer
|
| Not Applicable 3 |
President
|
| Thomas G. Norwood 4 |
CFO
Treasurer
Director
Vice President
Chief Financial Officer
Vfo
|
| Cythia Burnette |
CFO
Treasurer
Director
|
| Louis V. McNeal 7 |
Treasurer
Vice President
|
| Jim A. Coppedge 11 |
Secretary
Senior Vice Presiden
Svp
|
| Debra L. Herzog 9 |
Director
Assistant Sec.
Assistant Secretary
|
| Cris W. Thomas 9 |
Secretary
|
| Katherine L. Stoner 9 |
Secretary
Vice President
|
| David H. Den Boer 8 |
Director
Secretary
Senior Vp
Vice President
Assistant Sec.
Chief Compliance Off
Senior Vice Presiden
|
| Paula G. Payne 5 |
Director
Assistant Sec.
Assistant Secretary
|
| Paul Hoepfl 4 |
Director
Administrative Offic
Assistant Vice Presi
|
| Robert C. Bauman 4 |
Director
Administrative Offic
Assistant Vice Presi
|
| Krien Verberkmoes 3 |
Director
Vice President
|
| John Reiner 3 |
Director
Assistant Treasurer
|
| Linda L. Pinney 3 |
Director
Assistant Treas.
Assistant Treasurer
|
| David J. Harrison 3 |
Director
Vice President
|
| Gary L. Grigsby 3 |
Director
Vice President
Officer
Deputy Chief Complia
|
| Sharla A. Jackson 2 |
Director
Executive Vp
|
| Nelson Scott Gillis 2 |
Director
Senior Vp
|
| Kevin Toledano 2 |
Director
Vice President
|
| Mary Linda Cragar 1 |
Director
Administrative Offic
|
| Ginger Evans 1 |
Director
Administrative Offic
|
| Miranda O'Keefe 1 |
Director
|
| Brian Silver 1 |
Director
Administrative Offic
|
| Todd Buchanan 1 |
Director
Vice President
|
| David R. Lyle 1 |
Director
Vice President
|
| Keith A. Poch 1 |
Director
Vice President
|
| Joan Simpson 1 |
Director
Vice President
|
| Carol Ritter |
Director
Dir of Operations
|
| Gilliane Isabelle |
Director
Vice President
|
| Gilliane E. Isabelle |
Director
Vice President
|
| Allen Thomas |
Director
Vice President
|
| Evleyn M. Curran |
Director
|
| Craig Cheyne |
Director
Senior Vice Presiden
|
| Michael J. Akers 6 |
Senior Vp
Chief Actuary
|
| Brenda Simmons 2 |
Senior Vp
|
| Glenn R. Harris 1 |
Senior Vp
|
| Kathy L. Rosado 2 |
Vice President
|
| Darlene Flagg 1 |
Vice President
|
| Cynthia S. Seeman 1 |
Vice President
|
| Noah D. Sorkin 12 |
General Counsel
Senior Vice Presiden
|
| Albert L. Johnson 4 |
Chief Compliance Off
Senior Vice Presiden
|
| Kara R. Boling 2 |
Administrative Offic
|
| Virginla Puzon 2 |
Assistant Secretary
|
| Tom Goodwin 1 |
Administratve Office
|
| John Griggs 1 |
Administrative Offic
|
| Richard D. Jackson 1 |
Administrative Offic
|
| Sheryl Reed 1 |
Administrative Offic
|
| Kathleen Janos |
Assistant Treas.
|
Showing 8 records out of 74
Corporate Filings for Valic Financial Advisors, Inc.
Florida Department of State
| Filing Type: | Foreign for Profit Corporation |
|---|---|
| Status: | Active |
| State: | Florida |
| State ID: | F97000000757 |
| Date Filed: | Wednesday, February 12, 1997 |
Texas Secretary of State
| Filing Type: | Domestic For-Profit Corporation |
|---|---|
| Status: | Active |
| State: | Texas |
| State ID: | 142196500 |
| Date Filed: | Monday, November 18, 1996 |
| Registered Agent | Corporation Service Company D/B/A Csc-Lawyers Incorporating Service Company |
California Secretary of State
| Filing Type: | Statement & Designation By Foreign Corporation |
|---|---|
| Status: | Active |
| State: | California |
| Foreign State: | Texas |
| State ID: | 02001660 |
| Date Filed: | Thursday, February 13, 1997 |
| Registered Agent | Corporation Service Company Which Will DO Business In California As Csc - Lawyers Incorporating Service |
Nevada Secretary of State
| Filing Type: | Foreign Corporation |
|---|---|
| Status: | Active |
| State: | Nevada |
| Foreign State: | Texas |
| State ID: | C2921-1997 |
| Date Filed: | Wednesday, February 12, 1997 |
| Registered Agent | Csc Services of Nevada, Inc. |
New York Department of State
| Filing Type: | Foreign Business Corporation |
|---|---|
| Status: | Active |
| State: | New York |
| Foreign State: | Texas |
| County: | New York |
| State ID: | 2123580 |
| Date Filed: | Monday, March 17, 1997 |
| Source Record | NY DOS |
Corporate Notes
| Source | Date | Type | Note |
|---|---|---|---|
|
11/18/1996 | Articles Of Incorporation | |
|
2/12/1997 | Foreign Qualification | |
|
3/17/1997 | Name History/Actual | Valic Investment Services Company |
|
|
3/3/1998 | Annual List | |
|
|
3/11/1999 | Annual List | |
|
|
10/29/1999 | Registered Agent Address Change | CORPORATION TRUST COMPANY OF NEVAD KFA ONE EAST FIRST STREET RENO NV 89501 KFA |
|
|
11/24/1999 | Articles Of Amendment | |
|
|
12/22/1999 | Amendment | CERTIFIED COPY OF ARTICLES OF AMENDMENT FILED AMENDING CORPORATE NAME. (3)PGS. MMR VALIC INVESTMENT SERVICES COMPANY MMRB9 a 00001 |
|
|
1/6/2000 | Name History/Actual | American General Financial Advisors, Inc. |
|
|
3/2/2000 | Annual List | |
|
|
6/21/2000 | Change Of Registered Agent/Office | |
|
|
3/5/2001 | Annual List | |
|
|
10/25/2001 | Articles of Amendment | |
|
|
11/6/2001 | Amendment | (2) PGS. PXE AMERICAN GENERAL FINANCIAL ADVISORS, INC. PXEBe NB 00002 |
|
|
1/30/2002 | Name History/Actual | Valic Financial Advisors, Inc. |
|
|
2/7/2002 | Annual List | |
|
|
12/31/2002 | Public Information Report (PIR) | |
|
|
12/31/2002 | Public Information Report (PIR) | |
|
|
2/13/2003 | Annual List | |
|
|
12/31/2003 | Public Information Report (PIR) | |
|
|
3/8/2004 | Annual List | List of Officers for 2004 to 2005 |
|
|
8/2/2004 | Change of Registered Agent/Office | |
|
|
11/4/2004 | Registered Agent Change | CORPORATION TRUST COMPANY OF NEVADA STE 500 6100 NEIL ROAD RENO NV 89511 RAA |
|
|
12/31/2004 | Public Information Report (PIR) | |
|
|
2/28/2005 | Annual List | |
|
|
3/1/2006 | Annual List | |
|
|
12/31/2006 | Public Information Report (PIR) | |
|
|
2/16/2007 | Annual List | |
|
|
12/5/2007 | Articles of Amendment | |
|
|
1/2/2008 | Amendment | |
|
|
1/16/2008 | Name History/Actual | Aig Retirement Advisors, Inc. |
|
|
2/11/2008 | Annual List | |
|
|
12/31/2008 | Public Information Report (PIR) | |
|
|
2/27/2009 | Annual List | |
|
|
3/11/2009 | Articles of Amendment | |
|
|
4/14/2009 | Amendment | |
|
|
4/14/2009 | Miscellaneous | CERTIFICATE OF FACT |
|
|
4/14/2009 | Miscellaneous | DIVISION OF MORTGAGE LENDING |
|
|
4/16/2009 | Name History/Actual | Valic Financial Advisors, Inc. |
|
|
10/30/2009 | Change of Office by Registered Agent | |
|
|
12/31/2009 | Public Information Report (PIR) | |
|
|
5/26/2010 | Annual List | |
|
|
12/31/2010 | Public Information Report (PIR) | |
|
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2/25/2011 | Annual List | |
|
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12/31/2011 | Public Information Report (PIR) | |
|
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3/26/2012 | Annual List | |
|
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12/31/2012 | Public Information Report (PIR) | |
|
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2/19/2013 | Annual List | |
|
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12/31/2013 | Public Information Report (PIR) | |
|
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12/31/2013 | Public Information Report (PIR) | |
|
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4/25/2014 | Annual List | |
|
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12/31/2014 | Public Information Report (PIR) | |
|
|
12/31/2014 | Public Information Report (PIR) | |
|
|
3/12/2015 | Annual List | |
|
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12/31/2015 | Public Information Report (PIR) | |
|
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1/27/2016 | Annual List | |
|
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12/31/2016 | Public Information Report (PIR) | |
|
|
1/3/2017 | Annual List | |
|
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1/31/2017 | Amended List | |
|
|
12/31/2017 | Public Information Report (PIR) | |
|
|
1/22/2018 | Annual List | |
|
|
12/31/2018 | Public Information Report (PIR) | |
|
|
1/25/2019 | Annual List | |
|
|
12/31/2019 | Public Information Report (PIR) |
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Sources
Florida Department of State
Data last refreshed on Friday, January 10, 2025
Data last refreshed on Friday, January 10, 2025
Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024
Data last refreshed on Saturday, March 2, 2024
Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019
Data last refreshed on Wednesday, May 8, 2019
New York Department of State
Data last refreshed on Saturday, October 12, 2024
Data last refreshed on Saturday, October 12, 2024
California Secretary of State
Data last refreshed on Monday, April 4, 2022
Data last refreshed on Monday, April 4, 2022
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Corporate Records