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Northwestern Mutual Investment Services, LLC

Active Milwaukee, WI

(206)623-8801

Northwestern Mutual Investment Services, LLC Overview

Northwestern Mutual Investment Services, LLC filed as a Foreign in the State of California on Friday, March 16, 2001 and is approximately twenty-three years old, according to public records filed with California Secretary of State. A corporate filing is called a foreign filing when an existing corporate entity files in a state other than the state they originally filed in. This does not necessarily mean that they are from outside the United States.

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Key People

Who own Northwestern Mutual Investment Services, LLC

Name
Sarah R. Schneider
President
Vice President
Schneider Sarah
President
Jared A. Ward
Treasurer
Bradley L. Eull
Secretary
Justin Stipan
Principal
Director
Doll Quentin
Director
Schultz Deborah
Director
Quentin Doll
Director
Deborah Schultz
Director
Don P. Gehrke
Vice President
Director
William H. Taylor
Vice President
Rebecca Villegas
Vice President
Vice President; Cco
Becki Williams
Vice President
Betsy Heisler
Vice President
Dean Hopp
Vice President
Terry Young
Assistant Secretary
Treasurer
Secretary
Asst Secretary
Susan K. Limbach 2
Assistant Treasurer
Asst Treasurer
Madhusudan Kotian
Chief Technology Off
Mark E. McNulty
Anti-Money Laudnerin
Anti Money Launderin
Aml Off
Blaire Puls
Variable Investment
NW Mutual Life Ins Co
NonMM
Mmember
Lori Brissette
Chairman
President
Christina H. Fiasca 1
President
Director
Senior Vp
Executive Vice Presi
David G. Stoeffel
President
Director
Eva Marie Schoenborn
President
Director
Calvin R. Schmidt
President
Director
Vice President
Senior Vice Presiden
Kelly Martin
Treasurer
Jennifer O'Leary
Treasurer
Todd M. Schoon 2
Director
Vice President
John M. Grogan 1
Director
Vice President
Senior Vice Presiden
Gregory C. Oberland 1
Director
Exec Off
Michael G. Carter 1
Director
William H. Beckley 1
Director
David W. Simbro 1
Director
Vice President
Senior Vice Presiden
Sr Vice President
Srvp Vic
Ronald P. Joelson 1
Director
Marcia Rimai
Director
Jean M. Maier
Director
Senior Vp
Senior Vice Presiden
Jennifer W. Murphy
Director
Secretary
Northwestern Mutual Life Insurance Co
Member
Bradley Eull
Secretary
Steve Paul Sperka 1
Vice President
Laila V. Hick
Vice President
Julie Flaa
Vice President
Beki Williams
Vice President
Bethany M. Rodenhuis
Vice President
Senior Vice Presiden
Rebekah Barsch
Vice President
Sarah E. Schott
Vice President
Jeffery B. Williams
Vice President
Chief Compliance Off
Pency P. Byhardt
Vice President
Travis T. Piotrowski
Vice President
Vice Presi
Jason T. Anderson 3
Assistant
Assistant Treas.
Assistant Treasurer
Rebecca Arthur
Assistant Treasurer
Paul A. Presley
Cto
Ann Yeung
Chief Technology Off
Alan H. Werth
Nora M. Platt
Assistant Sec.
Michael J. Conmey
A
Sheldon Cuffie
Cis Off
Showing 8 records out of 58

Companies for Northwestern Mutual Investment Services, LLC

Northwestern Mutual Investment Services, LLC lists four other companies as an officer in their company. It is not uncommon for one company to hold a position in another company.
Name Status
The Northwestern Mutual Life Insurance Company
Active
The Northwestern Mutual Life Co
Inactive
Northwestern Mutual Life Insurance Company
Inactive
The Northwestern Mutual Life Insurance Com
Inactive

Known Addresses for Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave Milwaukee, WI 53202 611 E Wisconsin Ave Milwaukee, WI 53202 818 W 7th St Los Angeles, CA 90017 601 Union St Seattle, WA 98101 611 Ste 300 Milwaukee, WI 53202

Corporate Filings for Northwestern Mutual Investment Services, LLC

Florida Department of State

Filing Type: Foreign Limited Liability
Status: Active
State: Florida
State ID: M01000002040
Date Filed: Tuesday, September 4, 2001

Texas Secretary of State

Filing Type: Foreign Limited Liability Company (LLC)
Status: Active In existence
State: Texas
State ID: 800011042
Date Filed: Tuesday, September 4, 2001

California Secretary of State

Filing Type: Foreign
Status: Active
State: California
Foreign State: Wisconsin
State ID: 200109310077
Date Filed: Friday, March 16, 2001
Registered Agent C T Corporation System

Nevada Secretary of State

Filing Type: Foreign Limited-Liability Company
Status: Active
State: Nevada
Foreign State: Wisconsin
State ID: LLC10796-2001
Date Filed: Wednesday, October 3, 2001
Registered Agent The Corporation Trust Company of Nevada

Corporate Notes

Source Date Type Note
9/4/2001 Application for Certificate of Authority
10/3/2001 Application for Foreign Registration
11/16/2001 Initial List
4/8/2002 Application for Amended Certificate of Authority
5/7/2002 Amendment CERTIFICATE OF AMENDMENT FILED AMENDING MANAGEMENT. (1) PG. DEG
9/25/2002 Annual List
12/31/2002 Public Information Report (PIR)
11/13/2003 Annual List
12/31/2003 Public Information Report (PIR)
10/21/2004 Annual List List of Officers for 2004 to 2005
12/31/2004 Public Information Report (PIR)
9/28/2005 Annual List 10-13-05FSC/REG MAIL/ALF
12/31/2005 Public Information Report (PIR)
10/25/2006 Annual List
12/31/2006 Public Information Report (PIR)
9/24/2007 Annual List
12/31/2007 Public Information Report (PIR)
8/22/2008 Annual List
12/31/2008 Public Information Report (PIR)
12/31/2008 Public Information Report (PIR)
10/15/2009 Annual List
12/31/2009 Public Information Report (PIR)
4/19/2010 Change of Name or Address by Registered Agent
10/1/2010 Annual List
12/31/2010 Public Information Report (PIR)
9/15/2011 Annual List
10/8/2012 Annual List
12/31/2012 Public Information Report (PIR)
10/15/2013 Annual List
12/2/2013 Change of Name or Address by Registered Agent
12/31/2013 Public Information Report (PIR)
10/9/2014 Annual List
12/31/2014 Public Information Report (PIR)
10/7/2015 Annual List
12/31/2015 Public Information Report (PIR)
10/25/2016 Annual List
12/31/2016 Public Information Report (PIR)
10/18/2017 Annual List
10/17/2018 Annual List
12/31/2018 Public Information Report (PIR)
12/31/2019 Public Information Report (PIR)
12/31/2020 Public Information Report (PIR)
12/31/2021 Public Information Report (PIR)
12/31/2023 Public Information Report (PIR)

Sources

Florida Department of State
Data last refreshed on Saturday, April 6, 2024
Texas Secretary of State
Data last refreshed on Saturday, March 2, 2024
Nevada Secretary of State
Data last refreshed on Wednesday, May 8, 2019
California Secretary of State
Data last refreshed on Monday, April 4, 2022

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